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arXiv:2412.01883 · Physical review. B./Physical review. B

Disordered topological crystalline phases

Adam Yanis Chaou, Mateo Moreno-Gonzalez, Alexander Altland, Piet W. Brouwer

Published May 12, 2025• 6 citations
arXivHTMLPDF

Abstract

The imposition of crystalline symmetries is known to lead to a rich variety of insulating and superconducting topological phases. These include higher-order topological phases and obstructed atomic limits with and without filling anomalies. We here comprehensively classify such topological crystalline phases (TCPs) with mirror, twofold rotation, and inversion symmetries in the presence of disorder that preserves the crystalline symmetry on average. We find that the inclusion of disorder leads to a simplification of the classification in comparison to the clean case. We also find that, while clean TCPs evade a general bulk-boundary principle, disordered TCPs admit a complete bulk-boundary correspondence, according to which (bulk) topological phases are topologically equivalent if and only if they have the same anomalous boundary states and filling anomaly. We corroborate the stability of disordered TCPs by way of field-theoretic, numerical, and symmetry-based analyses in various case studies. While the boundary signatures of most disordered TCPs are similar to their clean counterparts, the addition of disorder to certain mirror-symmetric TCPs results in novel higher-order statistical topological phases, in which zero-energy hinge states have critical wave-function statistics, while remaining protected from Anderson localization.

DOI
10.1103/fpc3-bsz6

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cond-mat.dis-nnCross-listedarXiv:2601.13619•Jan 21, 2026
The imposition of crystalline symmetries is known to lead to a rich variety of insulating and superconducting topological phases. These include higher-order topological phases and obstructed atomic limits with and without filling anomalies. We here comprehensively classify such topological crystalline phases (TCPs) with mirror, twofold rotation, and inversion symmetries in the presence of disorder that preserves the crystalline symmetry on average. We find that the inclusion of disorder leads to a simplification of the classification in comparison to the clean case. We also find that, while clean TCPs evade a general bulk-boundary principle, disordered TCPs admit a complete bulk-boundary correspondence, according to which (bulk) topological phases are topologically equivalent if and only if they have the same anomalous boundary states and filling anomaly. We corroborate the stability of disordered TCPs by way of field-theoretic, numerical, and symmetry-based analyses in various case studies. While the boundary signatures of most disordered TCPs are similar to their clean counterparts, the addition of disorder to certain mirror-symmetric TCPs results in novel higher-order statistical topological phases, in which zero-energy hinge states have critical wave-function statistics, while remaining protected from Anderson localization.
Topological phases are quantum phases of matter that appear close to absolute zero temperature. In contrast to commonly known condensed phases of matter, such as a magnet or a superconductor, distinct topological phases may have the same symmetry. Instead, these phases are distinguished by the topology of the electronic wavefunction. Already the single-particle excitations described by band theory in an insulator or a metal or by Bogoliubov-de Gennes theory in a superconductor may have novel anomalous properties associated to their topology. This topological band theory is the subject of this thesis. We aim towards identifying the anomalous boundary and defect states associated to the topology of the band structure in crystalline insulators and superconductors. Furthermore, we determine criteria to easily identify the topological phases from the band structure of a given insulator or superconductor. In Chapter 2 we show that crystalline topological insulators and superconductors may host anomalous gapless or in-gap excitations on corners of a two-dimensional crystal or hinges of a three-dimensional crystal. These topological phases are called "second-order" according to the codimension "2" of their anomalous boundary states. We discuss the precise conditions for their appearance and when they can be linked to the bulk topology. Our discussion includes mirror, twofold-rotation and inversion as crystalline symmetries. In Chapter 3 we discuss the appearance of anomalous gapless or ingap states at defects in a crystalline insulator or superconductor. In particular, we link the existence of anomalous states at disclinations -- lattice defects that violate a rotation symmetry only locally -- to second-order topological crystalline phases. As a side product, we identify the possible contributions of other topological phases to the disclination anomaly. The results of this chapter allow to determine precisely how the disclination anomaly is linked to the bulk topology. In Chapter 4 we present how to construct "symmetry-based indicators" for topological superconductors that admit a description within the Bogoliubov-de Gennes framework. Symmetry-based indicators are necessary criteria for a given Bogoliubov-de Gennes Hamiltonian to realize a topological crystalline phase with anomalous boundary exitations. These criteria are formulated in terms of data from a small set of high-symmetry momenta only. Our approach guarantees to extract the maximal information on the anomalous boundary exitations that can be extracted from a point-wise evaluation of the Bogoliubov-de Gennes Hamiltonian. In the limit of weak superconducting pairing, our criteria can be formulated in terms of data from the normal-state band structure alone.
Topological crystalline phases (TCPs) are topological states protected by spatial symmetries. A broad range of TCPs have been conventionally studied by formulating topological invariants (symmetry indicators) at invariant momenta in the Brillouin zone, which leaves open the question of their stability in the absence of translational invariance. In this work, we show that robust basis-independent topological invariants can be generically constructed for TCPs using projected symmetry operators. Remarkably, we show that the real-space topological markers of these invariants are exponentially localized to the fixed points of the spatial symmetry. As a result, this real-space structure protects them against the presence of impurities that are located away from the fixed points and also sufficiently slowly varying disorder potentials. By considering all possible symmetry centers in a crystalline system we can generate a mesh of real-space topological markers that can provide a local topological distinction for TCPs. We illustrate the robustness of this mesh of invariants with one- and two-dimensional TCPs protected by inversion, rotational, and mirror symmetries. Finally, we find that the boundary modes of these TCPs can also exhibit robust topological invariants with localized markers on the edges. We illustrate this with the gapless Majorana boundary modes of mirror-symmetric topological superconductors, and relate their integer topological edge invariant with a quantized effective edge polarization.
The natural existence of crystalline symmetry in real materials manifests the importance of understanding crystalline symmetry-protected topological phases, especially for interacting systems. In this paper, we systematically construct and classify all the point-group crystalline topological superconductors and insulators in three-dimensional (3D) interacting fermion systems using the novel concept of a topological crystal. The corresponding higher-order topological surface theory can also be systematically studied via higher-order bulk-boundary correspondence. In particular, we discover several intrinsically interacting topological phases that cannot be realized in any free-fermion systems. Moreover, the crystalline equivalence principle for 3D interacting fermionic systems is also verified, with an additional subtle “twist” on the spin of fermions.
We investigate a novel class of topological superconducting phases protected by exact fermion-parity symmetry and average crystalline symmetries. These phases belong to the broader class of average crystalline symmetry-protected topological (ACSPT) states and include numerous examples of intrinsic ACSPTs -- topological phases that arise only in the presence of disorder or decoherence. Unlike conventional symmetry-protected topological (SPT) phases, which require exact symmetry protection, average SPT (ASPT) phases remain robust as long as the symmetry is restored on average across disorder realizations or mixed-state ensembles. To classify these phases, we extend the real-space block state construction framework to account for average crystalline symmetries. In this generalized setting, lower-dimensional cells are decorated with ASPT phases, and the obstruction-free conditions are reformulated to incorporate the constraints imposed by average symmetry at block intersections. This provides a physically transparent and systematic method for classifying ASPTs with spatial symmetries that are only preserved statistically. We further validate our classification using a generalized spectral sequence analysis, which serves as an independent consistency check. Our results demonstrate that many crystalline topological superconductors remain well defined under realistic imperfections, and they uncover a rich landscape of intrinsically average-symmetry-protected phases that have no analog in clean systems.
We derive a series of quantitative bulk-boundary correspondences for 3D bosonic and fermionic symmetry-protected topological (SPT) phases under the assumption that the surface is gapped, symmetric, and topologically ordered, i.e., a symmetry-enriched topological (SET) state. We consider those SPT phases that are protected by the mirror symmetry and continuous symmetries that form a group of U(1), SU(2), or SO(3). In particular, the fermionic cases correspond to a crystalline version of 3D topological insulators and topological superconductors in the famous tenfold-way classification, with the time-reversal symmetry replaced by the mirror symmetry and with strong interaction taken into account. For surface SETs, the most general interplay between symmetries and anyon excitations is considered. Based on the previously proposed dimensional reduction and folding approaches, we rederive the classification of bulk SPT phases and define a complete set of bulk topological invariants for every symmetry group under consideration and then derive explicit expressions of the bulk invariants in terms of surface topological properties (such as topological spin, quantum dimension) and symmetry properties (such as mirror fractionalization, fractional charge or spin). These expressions are our quantitative bulk-boundary correspondences. Meanwhile, the bulk topological invariants can be interpreted as anomaly indicators for the surface SETs which carry 't Hooft anomalies of the associated symmetries whenever the bulk is topologically nontrivial. Hence, the quantitative bulk-boundary correspondences provide an easy way to compute the 't Hooft anomalies of the surface SETs. Moreover, our anomaly indicators are complete. Our derivations of the bulk-boundary correspondences and anomaly indicators are explicit and physically transparent. The anomaly indicators obtained in this work can be straightforwardly translated to their time-reversal counterparts that apply to the usual topological insulators and topological superconductors, due to a known correspondence between mirror and time-reversal topological phases.
Topological states of matter in disordered systems without translation symmetry have attracted great interest in recent years. These states with topological characters are not only robust against certain disorders, but also can be counterintuitively induced by disorders from a topologically trivial phase in the clean limit. In this review, we summarize the current theoretical and experimental progress on disorder-induced topological phases in both condensed-matter and artificial systems. We first introduce the topological Anderson insulators (TAIs) induced by random disorders and their topological characterizations and experimental realizations. We then discuss various extensions of TAIs with unique localization phenomena in quasiperiodic and non-Hermitian systems. We also review the theoretical and experimental studies on the disorder-induced topology in dynamical and many-body systems, including topological Anderson-Thouless pumps, disordered correlated topological insulators and average-symmetry protected topological orders acting as interacting TAI phases. Finally, we conclude the review by highlighting potential directions for future explorations.