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arXiv:1906.11847 · Physical review. B./Physical review. B

Robust topological invariants of topological crystalline phases in the presence of impurities

Ian Mondragon-Shem, Taylor L. Hughes

Published Jul 18, 2024• 9 citations
arXivHTMLPDF

Abstract

Topological crystalline phases (TCPs) are topological states protected by spatial symmetries. A broad range of TCPs have been conventionally studied by formulating topological invariants (symmetry indicators) at invariant momenta in the Brillouin zone, which leaves open the question of their stability in the absence of translational invariance. In this work, we show that robust basis-independent topological invariants can be generically constructed for TCPs using projected symmetry operators. Remarkably, we show that the real-space topological markers of these invariants are exponentially localized to the fixed points of the spatial symmetry. As a result, this real-space structure protects them against the presence of impurities that are located away from the fixed points and also sufficiently slowly varying disorder potentials. By considering all possible symmetry centers in a crystalline system we can generate a mesh of real-space topological markers that can provide a local topological distinction for TCPs. We illustrate the robustness of this mesh of invariants with one- and two-dimensional TCPs protected by inversion, rotational, and mirror symmetries. Finally, we find that the boundary modes of these TCPs can also exhibit robust topological invariants with localized markers on the edges. We illustrate this with the gapless Majorana boundary modes of mirror-symmetric topological superconductors, and relate their integer topological edge invariant with a quantized effective edge polarization.

DOI
10.1103/physrevb.110.035146

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Topological crystalline phases (TCPs) are topological states protected by spatial symmetries. A broad range of TCPs have been conventionally studied by formulating topological invariants (symmetry indicators) at invariant momenta in the Brillouin zone, which leaves open the question of their stability in the absence of translational invariance. In this work, we show that robust basis-independent topological invariants can be generically constructed for TCPs using projected symmetry operators. Remarkably, we show that the real-space topological markers of these invariants are exponentially localized to the fixed points of the spatial symmetry. As a result, this real-space structure protects them against the presence of impurities that are located away from the fixed points and also sufficiently slowly varying disorder potentials. By considering all possible symmetry centers in a crystalline system we can generate a mesh of real-space topological markers that can provide a local topological distinction for TCPs. We illustrate the robustness of this mesh of invariants with one- and two-dimensional TCPs protected by inversion, rotational, and mirror symmetries. Finally, we find that the boundary modes of these TCPs can also exhibit robust topological invariants with localized markers on the edges. We illustrate this with the gapless Majorana boundary modes of mirror-symmetric topological superconductors, and relate their integer topological edge invariant with a quantized effective edge polarization.
The imposition of crystalline symmetries is known to lead to a rich variety of insulating and superconducting topological phases. These include higher-order topological phases and obstructed atomic limits with and without filling anomalies. We here comprehensively classify such topological crystalline phases (TCPs) with mirror, twofold rotation, and inversion symmetries in the presence of disorder that preserves the crystalline symmetry on average. We find that the inclusion of disorder leads to a simplification of the classification in comparison to the clean case. We also find that, while clean TCPs evade a general bulk-boundary principle, disordered TCPs admit a complete bulk-boundary correspondence, according to which (bulk) topological phases are topologically equivalent if and only if they have the same anomalous boundary states and filling anomaly. We corroborate the stability of disordered TCPs by way of field-theoretic, numerical, and symmetry-based analyses in various case studies. While the boundary signatures of most disordered TCPs are similar to their clean counterparts, the addition of disorder to certain mirror-symmetric TCPs results in novel higher-order statistical topological phases, in which zero-energy hinge states have critical wave-function statistics, while remaining protected from Anderson localization.
Topological phases are quantum phases of matter that appear close to absolute zero temperature. In contrast to commonly known condensed phases of matter, such as a magnet or a superconductor, distinct topological phases may have the same symmetry. Instead, these phases are distinguished by the topology of the electronic wavefunction. Already the single-particle excitations described by band theory in an insulator or a metal or by Bogoliubov-de Gennes theory in a superconductor may have novel anomalous properties associated to their topology. This topological band theory is the subject of this thesis. We aim towards identifying the anomalous boundary and defect states associated to the topology of the band structure in crystalline insulators and superconductors. Furthermore, we determine criteria to easily identify the topological phases from the band structure of a given insulator or superconductor. In Chapter 2 we show that crystalline topological insulators and superconductors may host anomalous gapless or in-gap excitations on corners of a two-dimensional crystal or hinges of a three-dimensional crystal. These topological phases are called "second-order" according to the codimension "2" of their anomalous boundary states. We discuss the precise conditions for their appearance and when they can be linked to the bulk topology. Our discussion includes mirror, twofold-rotation and inversion as crystalline symmetries. In Chapter 3 we discuss the appearance of anomalous gapless or ingap states at defects in a crystalline insulator or superconductor. In particular, we link the existence of anomalous states at disclinations -- lattice defects that violate a rotation symmetry only locally -- to second-order topological crystalline phases. As a side product, we identify the possible contributions of other topological phases to the disclination anomaly. The results of this chapter allow to determine precisely how the disclination anomaly is linked to the bulk topology. In Chapter 4 we present how to construct "symmetry-based indicators" for topological superconductors that admit a description within the Bogoliubov-de Gennes framework. Symmetry-based indicators are necessary criteria for a given Bogoliubov-de Gennes Hamiltonian to realize a topological crystalline phase with anomalous boundary exitations. These criteria are formulated in terms of data from a small set of high-symmetry momenta only. Our approach guarantees to extract the maximal information on the anomalous boundary exitations that can be extracted from a point-wise evaluation of the Bogoliubov-de Gennes Hamiltonian. In the limit of weak superconducting pairing, our criteria can be formulated in terms of data from the normal-state band structure alone.
Protection of topological surface states by reflection symmetry breaks down when the boundary of the sample is misaligned with one of the high symmetry planes of the crystal. We demonstrate that this limitation is removed in amorphous topological materials, where the Hamiltonian is invariant on average under reflection over any axis due to continuous rotation symmetry. We show that the edge remains protected from localization in the topological phase, and the local disorder caused by the amorphous structure results in critical scaling of the transport in the system. In order to classify such phases we perform a systematic search over all the possible symmetry classes in two dimensions and construct the example models realizing each of the proposed topological phases. Finally, we compute the topological invariant of these phases as an integral along a meridian of the spherical Brillouin zone of an amorphous Hamiltonian.
We study the stability of topological crystalline superconductors in the symmetry class DIIIR and in two-dimensional space when perturbed by quartic contact interactions. It is known that no less than eight copies of helical pairs of Majorana edge modes can be gapped out by an appropriate interaction without breaking spontaneously any one of the protecting symmetries. Hence, the noninteracting classification Z\mathbb{Z}Z reduces to Z8 \mathbb{Z}^{\,}_{8}Z8​ when these interactions are present. It is also known that the stability when there are less than eight modes can be understood in terms of the presence of topological obstructions in the low-energy bosonic effective theories, which prevent opening of a gap. Here, we investigate the stability of the edge theories with four, two, and one edge modes, respectively. We give an analytical derivation of the topological term for the first case, because of which the edge theory remains gapless. For two edge modes we employ bosonization methods to derive an effective bosonic action. When gapped, this bosonic theory is necessarily associated to the spontaneous symmetry breaking of one of the discrete protecting symmetries whenever translation symmetry is imposed on the boundary. For the last case, we show the existence of two topological sectors measured by a certain Z2 \mathbb{Z}^{\,}_{2}Z2​-invariant.
We investigate a novel class of topological superconducting phases protected by exact fermion-parity symmetry and average crystalline symmetries. These phases belong to the broader class of average crystalline symmetry-protected topological (ACSPT) states and include numerous examples of intrinsic ACSPTs -- topological phases that arise only in the presence of disorder or decoherence. Unlike conventional symmetry-protected topological (SPT) phases, which require exact symmetry protection, average SPT (ASPT) phases remain robust as long as the symmetry is restored on average across disorder realizations or mixed-state ensembles. To classify these phases, we extend the real-space block state construction framework to account for average crystalline symmetries. In this generalized setting, lower-dimensional cells are decorated with ASPT phases, and the obstruction-free conditions are reformulated to incorporate the constraints imposed by average symmetry at block intersections. This provides a physically transparent and systematic method for classifying ASPTs with spatial symmetries that are only preserved statistically. We further validate our classification using a generalized spectral sequence analysis, which serves as an independent consistency check. Our results demonstrate that many crystalline topological superconductors remain well defined under realistic imperfections, and they uncover a rich landscape of intrinsically average-symmetry-protected phases that have no analog in clean systems.
We explore one-dimensional fermionic symmetry-protected topological (SPT) phases related by the crystalline equivalence principle. In particular, we study charge-conserving many-body topological phases of fermions protected respectively by chiral and reflection symmetries. While the classifications of the two crystalline-equivalent SPT phases are identical, their topological properties and phase structures can be very different, depending on the microscopic details. Specifically, we consider certain extensions of the Su-Schrieffer-Heeger model, with and without interactions, that preserve both chiral and reflection symmetries, and explicitly compute the many-body topological invariants based on the systems' ground states. The phase structures determined by these topological invariants align perfectly with the many-body spectra of deformations among the models. As expected, gapped deformations exist only when all the topological invariants remain unchanged. Moreover, we show that decomposable systems -- those that can be decomposed into local and decoupled subsystems -- can be topologically characterized by real-space quantum numbers directly associated with the symmetries. For reflection-symmetric systems, these quantum numbers are related to the many-body topological invariants via a bulk-center correspondence, which can be justified using the Atiyah-Hirzebruch spectral sequence in generalized homology theory. Finally, we discuss the role of transition symmetry in the many-body topologies of these SPT phases.