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arXiv:2412.00757 · npj Quantum Materials

Theory of rare-earth Kramers magnets on a shastry-sutherland lattice: dimer phases in the presence of strong spin-orbit coupling

Changle Liu, Guijing Duan, Rong Yu

Published Dec 3, 2025• 5 citations
arXivHTMLPDF

Abstract

Shastry-Sutherland magnet is a typical frustrated spin system hosting rich phases. While the Heisenberg limit has been extensively studied, the role of spin-orbit coupling is not well explored. Motivated by newly discovered rare-earth Shastry-Sutherland magnets, we construct a generic effective-spin model that describes the interactions between Kramers doublet local moments on a Shastry-Sutherland lattice. Due to the strong spin-orbit coupling, the model takes the form of extended XYZ interactions on both intra- and inter-dimer bonds. We show that, in addition to the conventional “singlet” dimer phase, strong spin-orbit coupling can stabilize peculiar “triplet” dimer phases. These “triplet” dimer phases, though fully gapped, respond immediately to magnetic fields and evolve smoothly into the fully polarized phase. We present that the recently discovered Shastry-Sutherland magnet Yb 2 Be 2 GeO 7 belongs to the “triplet” dimer phase, and discuss the implication of our results to a broad class of quantum magnets in general.

DOI
10.1038/s41535-025-00815-x

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Exact ground states of a spin-1/2 Ising-Heisenberg model on the Shastry-Sutherland lattice with Heisenberg intradimer and Ising interdimer couplings are found by two independent rigorous procedures. The first method uses a unitary transformation to establish a mapping correspondence with an effective classical spin model, while the second method relies on the derivation of an effective hard-core boson model by continuous unitary transformations. Both methods lead to equivalent effective Hamiltonians providing a convincing proof that the spin-1/2 Ising-Heisenberg model on the Shastry-Sutherland lattice exhibits a zero-temperature magnetization curve with just two intermediate plateaus at one-third and one-half of the saturation magnetization, which correspond to stripe and checkerboard orderings of singlets and polarized triplets, respectively. The nature of the remarkable stripe order relevant to the one-third plateau is thoroughly investigated with the help of the corresponding exact eigenvector. The rigorous results for the spin-1/2 Ising-Heisenberg model on the Shastry-Sutherland lattice are compared with the analogous results for the purely classical Ising and fully quantum Heisenberg models. Finally, we discuss to what extent the critical fields of ${\mathrm{SrCu}}_{2}{(\mathrm{BO}}_{3}){}_{2}$ and ${(\mathrm{CuCl})\mathrm{Ca}}_{2}{\mathrm{Nb}}_{3}{\mathrm{O}}_{10}$ can be described within the suggested Ising-Heisenberg model.

arXiv:1407.8229•Physical Review B•Oct 16, 2014•26 citations
Shastry-Sutherland magnet is a typical frustrated spin system hosting rich phases. While the Heisenberg limit has been extensively studied, the role of spin-orbit coupling is not well explored. Motivated by newly discovered rare-earth Shastry-Sutherland magnets, we construct a generic effective-spin model that describes the interactions between Kramers doublet local moments on a Shastry-Sutherland lattice. Due to the strong spin-orbit coupling, the model takes the form of extended XYZ interactions on both intra- and inter-dimer bonds. We show that, in addition to the conventional “singlet” dimer phase, strong spin-orbit coupling can stabilize peculiar “triplet” dimer phases. These “triplet” dimer phases, though fully gapped, respond immediately to magnetic fields and evolve smoothly into the fully polarized phase. We present that the recently discovered Shastry-Sutherland magnet Yb 2 Be 2 GeO 7 belongs to the “triplet” dimer phase, and discuss the implication of our results to a broad class of quantum magnets in general.
Exact results in frustrated quantum many-body systems are rare, especially in dimensions higher than one. The Shastry-Sutherland (SS) model stands out as a rare example of a two-dimensional spin system with an exactly solvable dimer singlet ground state. In this work, we introduce a three-dimensional analogue of the SS lattice, constructed by deforming the pyrochlore lattice to preserve the local SS geometry. Despite the dimensional increase and altered topology, the ground-state phase diagrams of classical Ising and Heisenberg spins, remain analytically tractable and closely follow their 2D counterparts, including the existence of a 1/3 magnetization plateau and umbrella states. Most notably, for quantum spins S = 1/2, the dimer singlet state survives as an exact ground state over a finite region of the phase diagram. We argue, using exact diagonalization, that the singlet phase is stabilized beyond its 2D counterpart, suggesting enhanced robustness in three dimensions. These results offer a rare, controlled platform to explore the impact of dimensionality on quantum frustration, exact solvability, and potential spin liquid behavior in 3D, with relevance to emergent topological and magnetic phases.
Frustrated spin-1/2 model with all-antiferromagnetic exchange on Shastry-Sutherland lattice (SSL) has been extensively explored, and in this work we study the quantum phase diagram of isotropic Heisenberg spin- 1 / 2 model on the SSL with ferromagnetic exchange interactions along leg, and antiferromagnetic couplings along the diagonal bonds ( J ). Using density matrix renormalization group (DMRG) and exact diagonalization calculations, we identify four distinct ground-state (gs) phases for this frustrated spin-1/2 model: stripe ( π , 0 ) , stripe ( 0 , π ) , ferromagnetic, and spiral-dimer phases. In the spiral-dimer phase the gs can exhibit dimer formation along the diagonal bonds with or without spins spiral along the x axis or y axis in different parameter regime and these states are connected through crossovers. There is a continuous transition between stripe with a long-range spin-spin correlations and spiral-dimer phase with a short-range correlations. An effective spin parameter is introduced to accurately determine the phase boundaries. Our DMRG results differ significantly from previous Schwinger boson mean-field theory predictions. The spiral phase occurs in a narrow range of the parameter space and shows short-range correlations in the system.
The magnetic properties of SrCu 2 (BO 3 ) 2 are reviewed from a theoretical point of view. SrCu 2 (BO 3 ) 2 is a new two-dimensional spin gap system and its magnetic properties are well described by a spin-1/2 antiferromagnetic Heisenberg model of the orthogonal dimer lattice. The model has a dimer singlet ground state whose exactness was proven by Shastry and Sutherland for a topologically equivalent model more than 20 years ago. The exactness of the ground state is maintained even if interlayer couplings are introduced for SrCu 2 (BO 3 ) 2 . In the two-dimensional model, quantum phase transitions take place between different ground states for which three phases are expected: a gapped dimer singlet state, a plaquette resonating valence bond state and a gapless magnetic ordered state. Analysis of the experimental data shows that the dimer singlet ground state is realized in SrCu 2 (BO 3 ) 2 . The orthogonality of the dimer bonds, which is the underlying symmetry of the exactness of the ground state, also leads to an unusual property of elementary excitations, namely the almost localized nature of the triplet excitations. Application of an external magnetic field changes the density of the triplet excitations. In general, there is competition between kinetic energies and interaction energies between triplets. The almost localized nature of the triplets makes it easy to form regular lattices. In fact, at certain densities, where the commensurability energy is significant, the triplet excitations form superstructures and plateaux appear at 1/2, 1/3, 1/4 and 1/8 in the magnetization curve. In high-magnetic-field experiments, magnetic plateaux at magnetizations of 1/3, 1/4 and 1/8 have been observed. Translational symmetry of the lattice is spontaneously broken at the plateaux, except for the 1/2 plateau. The 1/3 and 1/4 plateaux are expected to have magnetic superstructures of stripe form while the 1/2 plateau has a square unit cell and the 1/8 plateau a rhomboid cell. Especially at the 1/8 plateau, nuclear magnetic resonance experiments indicate the presence of at least 11 distinct Cu sites with different spin polarizations, which is the first evidence of breaking of the translational symmetry at the plateau phase. The spin texture calculated on the basis of a Heisenberg model with adiabatic spin–phonon coupling is consistent with the experimental results.
Spin-1/2 Heisenberg model on the Shastry-Sutherland lattice is considered within the many-body perturbation theory developed from the exactly solved spin-1/2 Ising-Heisenberg model with the Heisenberg intradimer and Ising interdimer interactions. The former model is widely used for a description of magnetic properties of the layered compound SrCu _2 2 (BO _3 3 ) _2 2 , which exhibits a series of fractional magnetization plateaux at sufficiently low temperatures. Using the novel type of many-body perturbation theory we have found the effective model of interacting triplet excitations with the extended hard-core repulsion, which accurately recovers 1/8, 1/6 and 1/4 magnetization plateaux for moderate values of the interdimer coupling. A possible existence of a striking quantum phase of bound triplons is also revealed at low enough magnetic fields.
Frustrated magnets host rich emergent behavior because competing interactions generate dense manifolds of low-energy states. The Ising Shastry-Sutherland model is a paradigmatic setting, motivated experimentally by Ising-like rare-earth tetraborides such as TmB4_44​ and ErB4_44​, whose field-induced magnetization plateaus have motivated extensive microscopic modeling. Yet how tunable quantum fluctuations reorganize this material-motivated phase diagram remains largely unexplored. Here, we realize a transverse- and longitudinal-field Ising model on the Shastry-Sutherland lattice using a programmable Rydberg-atom array. We map its quantum phase diagram using density matrix renormalization group calculations and probe corresponding signatures experimentally in arrays containing more than 110 atoms. Beyond the established classical phases, the calculations identify two regimes absent in the classical limit and stabilized at finite transverse field: a 2/52/52/5 filling plateau whose finite stability region emerges from a classically degenerate phase boundary and a symmetry-preserving quantum-dimer regime replacing classically selected collinear order. Experiments on finite open arrays reveal signatures consistent with these regimes across three boundary-pinning conditions, with the resulting response maps agreeing qualitatively with the calculated phase diagram. Our results establish programmable Rydberg-atom arrays as tools for exploring frustrated, material-motivated Hamiltonians and motivate searches for new, quantum-driven magnetization plateaus and quantum-dimer behavior in ErB4_44​ under a transverse field or in strain-tuned TmB4_44​.
Exact ground states of a spin-1/2 Ising-Heisenberg model on the Shastry-Sutherland lattice with Heisenberg intradimer and Ising interdimer couplings are found by two independent rigorous procedures. The first method uses a unitary transformation to establish a mapping correspondence with an effective classical spin model, while the second method relies on the derivation of an effective hard-core boson model by continuous unitary transformations. Both methods lead to equivalent effective Hamiltonians providing a convincing proof that the spin-1/2 Ising-Heisenberg model on the Shastry-Sutherland lattice exhibits a zero-temperature magnetization curve with just two intermediate plateaus at one-third and one-half of the saturation magnetization, which correspond to stripe and checkerboard orderings of singlets and polarized triplets, respectively. The nature of the remarkable stripe order relevant to the one-third plateau is thoroughly investigated with the help of the corresponding exact eigenvector. The rigorous results for the spin-1/2 Ising-Heisenberg model on the Shastry-Sutherland lattice are compared with the analogous results for the purely classical Ising and fully quantum Heisenberg models. Finally, we discuss to what extent the critical fields of SrCu2(BO3)2{\mathrm{SrCu}}_{2}{(\mathrm{BO}}_{3}){}_{2}SrCu2​(BO3​)2​ and (CuCl)Ca2Nb3O10{(\mathrm{CuCl})\mathrm{Ca}}_{2}{\mathrm{Nb}}_{3}{\mathrm{O}}_{10}(CuCl)Ca2​Nb3​O10​ can be described within the suggested Ising-Heisenberg model.