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arXiv:2409.10495 · Letters in Mathematical Physics

On the thermodynamic limit of interacting fermions in the continuum

Oliver Siebert

Published Mar 21, 2025• 1 citation
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Abstract

Abstract We study the dynamics of non-relativistic fermions in $$\mathbb {R}^d$$ R d interacting through a pair potential. Employing methods developed by Buchholz in the framework of resolvent algebras, we consider an extension of the CAR algebra where the dynamics acts as a group of $$*$$ ∗ -automorphisms, which are continuous in time in all sectors for fixed particle numbers. In addition, we construct a $$C^*$$ C ∗ -dynamical system by identifying a suitable dense subalgebra. Finally, we briefly discuss how this framework could be used to construct KMS states in the future.

DOI
10.1007/s11005-025-01919-y

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Abstract We study the dynamics of non-relativistic fermions in Rd\mathbb {R}^dRd R d interacting through a pair potential. Employing methods developed by Buchholz in the framework of resolvent algebras, we consider an extension of the CAR algebra where the dynamics acts as a group of ∗*∗ ∗ -automorphisms, which are continuous in time in all sectors for fixed particle numbers. In addition, we construct a C∗C^*C∗ C ∗ -dynamical system by identifying a suitable dense subalgebra. Finally, we briefly discuss how this framework could be used to construct KMS states in the future.
We study the Heisenberg dynamics of continuum fermions in $\IR^d$ interacting through a pair potential. For a large class of nonconstant pair potentials and under suitable assumptions on the dispersion relation and external potential, we prove that the dynamics fails to be pointwise-norm continuous even on the gauge-invariant CAR algebra. An automatic-continuity argument then shows that neither the CAR algebra nor its gauge-invariant subalgebra is invariant under the dynamics, with non-invariance occurring for almost all times.
We consider the dynamics of systems of lattice bosons with infinitely many degrees of freedom. We show that their dynamics defines a group of automorphisms on a C∗C^*C∗--algebra introduced by Buchholz, which extends the resolvent algebra of local field operators. For states that admit uniform bounds on moments of the local particle number, we derive propagation bounds of Lieb--Robinson type. Using these bounds, we show that the dynamics of local observables gives rise to a strongly continuous unitary group in the GNS representation. Moreover, accumulation points of finite-volume Gibbs states satisfy the KMS condition with respect to this group. This, in particular, proves the existence of KMS states.
The virtues of resolvent algebras, compared to other approaches for the treatment of canonical quantum systems, are exemplified by infinite systems of non-relativistic bosons. Within this framework, equilibrium states of trapped and untrapped bosons are defined on a fixed C*-algebra for all physically meaningful values of the temperature and chemical potential. Moreover, the algebra provides the tools for their analysis without having to rely on ad hoc prescriptions for the test of pertinent features, such as the appearance of Bose–Einstein condensates. The method is illustrated in the case of non-interacting systems in any number of spatial dimensions and sheds new light on the appearance of condensates. Yet, the framework also covers interactions and thus provides a universal basis for the analysis of bosonic systems.
The limit states of canonical ensembles of a large number of interacting bosons at a given temperature, which are confined by harmonic forces, are studied in the framework of the resolvent algebra. It is shown that the limits satisfy the KMS condition or are ground states, regardless of the type of interaction. In case of attractive forces, where the ensembles collapse, observables that become meaningless in the limit disappear from the limit representations. For repulsive forces, this can also happen if condensates with an infinite number of particles in the same state (proper condensates) appear in the limit. The resulting structures and their interpretation are illustrated by a simple model. The study of vanishing harmonic forces (thermodynamic limit) involves changes of the dynamics. It is conveniently based on derivations acting on the algebra. They are given by the commutator of the Hamiltonians with the elements of the algebra. To ensure that the images remain in the algebra, the interaction must be regularized. This is accomplished in a manner that has only a minor impact on the dynamics and may be of broader interest. With this input a relation between the strength of the confining harmonic forces and the number of particles in the ensembles is derived from the condition that the limit states are to be stationary (invariant) under the adjoint action of the unconfined, spatially homogeneous limit dynamics. This relation encompasses the conditions that are frequently used in studies of Bose-Einstein condensates.
In this thesis interacting relativistic and non relativistic Quantum Field Theories (QFT) are studied, investigating their equilibrium configurations and their long time evolution in the framework of perturbative Algebraic Quantum Field Theory, studying also convergence in a specific model. In the first part, concerning the relativistic case, we study, in formal perturbation theory, interacting KMS states generalising results by Fredenhagen and Lindner to fermionic field theories. As an application their stability is investigated together with the characterisation of the Debye screening effect in plasmas via the explicit solution of the Semiclassical Maxwell equations. Connected to these results, we also initiate a systematic study of secular growths appearing in the truncated perturbative series and affecting the validity of perturbation theory in its long time predicting capability. We restrict to theories on Minkowski spacetime and provide, for interactions depending on time via a switching process, a sufficient condition preventing secular growths in the truncated perturbative series. In the second part, we focus on a model of non relativistic quantum field theory. We construct equilibrium states at positive temperature in the presence of a condensation phase for a gas of non relativistic Bose particles on an infinite space interacting through a localised two body interaction. The convergence is proven, both for the interacting KMS state and for the entropy of the interacting KMS state relative to the free KMS state. The strategy of our proof combines ideas of Algebraic QFT, Constructive QFT and methods of statistical mechanics in the operator algebraic setting. Limits where the localisation of the two-body interaction is removed are eventually discussed, in combination with limits of the other physical parameters of the theory such as temperature, strength of the interaction and chemical potential. Finally, in the appendix, we present results on the Araki-Uhlmann relative entropy in fermionic quantum field theories, as well as an entropy-area relation, obtained via semiclassical methods, for the cosmological horizon in the static patch of de Sitter spacetime sourced by a coherent excitation of a free quantum scalar field. This completes the collection of original results obtained during the PhD.
Introduction In this chapter, we shall discuss a unified axiomatic treatment of quantum lattice systems and quasi-free dynamics in Fermion field theory within the framework of C*-dynamical systems. In these systems, time evolution, equilibrium states (KMS states), ground states, stability under bounded perturbations and phase transitions are important physical notions. Here we shall present an abstract treatment of these notions within the theory of C*-dynamical systems. About time evolution, we shall emphasize the approximate innerness property for the corresponding time automorphism group in a given C*-dynamical system. In fact, the approximate innerness assures the existence of a ground state, and the existence of a KMS state at each inverse temperature under the assumption of ‘the existence of a tracial state’, which is always satisfied in quantum lattice systems and in canonical anticommutation relation algebras. We shall also discuss in detail one of the most important open problems (the Powers-Sakai conjecture) in C*-dynamical systems. In each section we shall explain relations between C*-dynamical systems and physical systems. For simplicity we shall assume that every C*-algebra has an identity (unless otherwise stated). Approximately inner C*-dynamics A quantum lattice system consists of a set of particles confined to a lattice and interacting at distance. There are two physical interpretations of these models. One is a lattice gas and the other is a spin system. The lattice gas views each point of the lattice as a possible site for a finite number of AT-particles, i.e. each point of the configuration space can be empty or occupied by 1, 2, …, N -particles.