In this thesis interacting relativistic and non relativistic Quantum Field Theories (QFT) are studied, investigating their equilibrium configurations and their long time evolution in the framework of perturbative Algebraic Quantum Field Theory, studying also convergence in a specific model. In the first part, concerning the relativistic case, we study, in formal perturbation theory, interacting KMS states generalising results by Fredenhagen and Lindner to fermionic field theories. As an application their stability is investigated together with the characterisation of the Debye screening effect in plasmas via the explicit solution of the Semiclassical Maxwell equations. Connected to these results, we also initiate a systematic study of secular growths appearing in the truncated perturbative series and affecting the validity of perturbation theory in its long time predicting capability. We restrict to theories on Minkowski spacetime and provide, for interactions depending on time via a switching process, a sufficient condition preventing secular growths in the truncated perturbative series. In the second part, we focus on a model of non relativistic quantum field theory. We construct equilibrium states at positive temperature in the presence of a condensation phase for a gas of non relativistic Bose particles on an infinite space interacting through a localised two body interaction. The convergence is proven, both for the interacting KMS state and for the entropy of the interacting KMS state relative to the free KMS state. The strategy of our proof combines ideas of Algebraic QFT, Constructive QFT and methods of statistical mechanics in the operator algebraic setting. Limits where the localisation of the two-body interaction is removed are eventually discussed, in combination with limits of the other physical parameters of the theory such as temperature, strength of the interaction and chemical potential. Finally, in the appendix, we present results on the Araki-Uhlmann relative entropy in fermionic quantum field theories, as well as an entropy-area relation, obtained via semiclassical methods, for the cosmological horizon in the static patch of de Sitter spacetime sourced by a coherent excitation of a free quantum scalar field. This completes the collection of original results obtained during the PhD.
In this thesis interacting relativistic and non relativistic Quantum Field Theories (QFT) are studied, investigating their equilibrium configurations and their long time evolution in the framework of perturbative Algebraic Quantum Field Theory, studying also convergence in a specific model. In the first part, concerning the relativistic case, we study, in formal perturbation theory, interacting KMS states generalising results by Fredenhagen and Lindner to fermionic field theories. As an application their stability is investigated together with the characterisation of the Debye screening effect in plasmas via the explicit solution of the Semiclassical Maxwell equations. Connected to these results, we also initiate a systematic study of secular growths appearing in the truncated perturbative series and affecting the validity of perturbation theory in its long time predicting capability. We restrict to theories on Minkowski spacetime and provide, for interactions depending on time via a switching process, a sufficient condition preventing secular growths in the truncated perturbative series. In the second part, we focus on a model of non relativistic quantum field theory. We construct equilibrium states at positive temperature in the presence of a condensation phase for a gas of non relativistic Bose particles on an infinite space interacting through a localised two body interaction. The convergence is proven, both for the interacting KMS state and for the entropy of the interacting KMS state relative to the free KMS state. The strategy of our proof combines ideas of Algebraic QFT, Constructive QFT and methods of statistical mechanics in the operator algebraic setting. Limits where the localisation of the two-body interaction is removed are eventually discussed, in combination with limits of the other physical parameters of the theory such as temperature, strength of the interaction and chemical potential. Finally, in the appendix, we present results on the Araki-Uhlmann relative entropy in fermionic quantum field theories, as well as an entropy-area relation, obtained via semiclassical methods, for the cosmological horizon in the static patch of de Sitter spacetime sourced by a coherent excitation of a free quantum scalar field. This completes the collection of original results obtained during the PhD.
In the first part, we analyse the properties of an interacting, massive scalar field in an equilibrium state over Minkowski spacetime. We compare the known real- and imaginary-time formalisms of Thermal Field Theory with the recent construction by Fredenhagen and Lindner of a KMS state for perturbative interacting theories in the context of perturbative Algebraic Quantum Field Theory, in the adiabatic limit. In particular, we show that the construction of Fredenhagen and Lindner reduces to the real-time formalism only if the cocycle which intertwines between the free and interacting dynamics can be neglected. Furthermore, the Fredenhagen and Lindner construction reduces to the ordinary imaginary-time formalism if one considers the expectation value of translation invariant observables. We thus conclude that a complete description of thermal equilibrium for interacting scalar fields is generally obtained only by means of the state constructed by Fredenhagen and Lindner, which combines both formalisms of Thermal Field Theory. We also discuss the properties of the expansion of the Fredenhagen and Lindner construction in terms of Feynman diagrams in the adiabatic limit. We finally provide examples showing that the real- and the imaginary-time formalisms fail to describe thermal equilibrium already at first or second order in perturbation theory. The results presented in this part are summarized in (BDP19). In the second part, we discuss the so-called secular effects, characterized by the appearance of polynomial divergences in the large time limit of truncated perturbative expansions of expectation values in Quantum Field Theory. We show that, although such effect is an artifact of perturbation theory, and thus may not be obtained via exactly solving the dynamical equation if possible, they do not represent the breakdown of perturbation theory itself. Instead, we show that the polynomial divergences follow from a bad choice of state, and we present examples of states which produce expectation values whose perturbative expansion does not present secular effects. In particular, we point that it is possible to obtain non time-divergent perturbative expressions from thermal equilibrium states for the interacting theory. This last part is based on a research project which, by the time this thesis was written, had not been concluded yet.
In this thesis we study some non-equilibrium aspects of an interacting, massive scalar field theory treated perturbatively. This is done analysing some properties of the interacting KMS state constructed by Fredenhagen and Lindner [FL14] in the framework of perturbative Algebraic Quantum Field Theory. In the first part we treat the stability of KMS states, namely we check whether the free state evolved with the interacting dynamics converges to the interacting state. In the meantime we also analyse the return to equilibrium, that is the analogous property with the role of the free and interacting quantities exchanged. We prove that those two properties hold if the perturbation potential is of spatial compact support and that they fail otherwise, even if an adiabatic mean is considered. While the stability leads to non-curable divergencies, the analysis of return to equilibrium gives something finite, which is interpreted as a non-equilibrium steady state. The novelty of this non-equilibrium state drove us to try to characterise it in more details. To do so, in the second part we introduce relative entropy and entropy production for perturbative quantum field theory, justifying those definitions by proving their main properties. Furthermore, we showed that they are well-defined in the adiabatic limit if we consider densities. These two definitions allowed to prove that the non-equilibrium steady state is thermodynamically trivial, namely it has zero entropy production. The present thesis is based on [DFP18a, DFP18b].
In this paper we present the construction of the equilibrium states at positive temperature in the presence of a condensation phase for a Gas of non relativistic Bose particles on an infinite space interacting through a localised two body interaction. We use methods of quantum field theory in the algebraic formulation to obtain this result and in order to prove convergence of the partition function and of the generating function of the correlation functions, we introduce an auxiliary stochastic Gaussian field which mediates the interaction of the Bose particles (Hubbard-Stratonovich transformation). The construction of the equilibrium state and of the partition function in the presence of the condensate, treating the auxiliary stochastic field as external potential, can be achieved using and adapting ideas and methods of Araki. Explicit formulas for the relative entropy of the equilibrium state with the external potential with respect to the equilibrium state of the free theory are obtained adapting known Feynman-Kac formulas for the propagators of the theory. If the two-body interaction is sufficiently weak, the proof of the convergence of the partition function after evaluation of the external stochastic field on a suitable Gaussian state can be given utilizing the properties of the relative entropy mentioned above. Limits where the localisation of the two-body interaction is removed are eventually discussed in combination of the limits of vanishing temperature and or in the weakly interacting regime.
The present thesis is concerned with the study of a quantum physical system composed of a small particle system (such as a spin chain) and several quantized massless boson fields (as photon gasses or phonon fields) at positive temperature. The setup serves as a simplified model for matter in interaction with thermal "radiation" from different sources. Hereby, questions concerning the dynamical and thermodynamic properties of particle-boson configurations far from thermal equilibrium are in the center of interest. We study a specific situation where the particle system is brought in contact with the boson systems (occasionally referred to as heat reservoirs) where the reservoirs are prepared close to thermal equilibrium states, each at a different temperature. We analyze the interacting time evolution of such an initial configuration and we show thermal relaxation of the system into a stationary state, i.e., we prove the existence of a time invariant state which is the unique limit state of the considered initial configurations evolving in time. As long as the reservoirs have been prepared at different temperatures, this stationary state features thermodynamic characteristics as stationary energy fluxes and a positive entropy production rate which distinguishes it from being a thermal equilibrium at any temperature. Therefore, we refer to it as non-equilibrium stationary state or simply NESS. The physical setup is phrased mathematically in the language of C*-algebras. The thesis gives an extended review of the application of operator algebraic theories to quantum statistical mechanics and introduces in detail the mathematical objects to describe matter in interaction with radiation. The C*-theory is adapted to the concrete setup. The algebraic description of the system is lifted into a Hilbert space framework. The appropriate Hilbert space representation is given by a bosonic Fock space over a suitable L2-space. The first part of the present work is concluded by the derivation of a spectral theory which connects the dynamical and thermodynamic features with spectral properties of a suitable generator, say K, of the time evolution in this Hilbert space setting. That way, the question about thermal relaxation becomes a spectral problem. The operator K is of Pauli-Fierz type. The spectral analysis of the generator K follows. This task is the core part of the work and it employs various kinds of functional analytic techniques. The operator K results from a perturbation of an operator L0 which describes the non-interacting particle-boson system. All spectral considerations are done in a perturbative regime, i.e., we assume that the strength of the coupling is sufficiently small. The extraction of dynamical features of the system from properties of K requires, in particular, the knowledge about the spectrum of K in the nearest vicinity of eigenvalues of the unperturbed operator L0. Since convergent Neumann series expansions only qualify to study the perturbed spectrum in the neighborhood of the unperturbed one on a scale of order of the coupling strength we need to apply a more refined tool, the Feshbach map. This technique allows the analysis of the spectrum on a smaller scale by transferring the analysis to a spectral subspace. The need of spectral information on arbitrary scales requires an iteration of the Feshbach map. This procedure leads to an operator-theoretic renormalization group. The reader is introduced to the Feshbach technique and the renormalization procedure based on it is discussed in full detail. Further, it is explained how the spectral information is extracted from the renormalization group flow. The present dissertation is an extension of two kinds of a recent research contribution by Jakšić and Pillet to a similar physical setup. Firstly, we consider the more delicate situation of bosonic heat reservoirs instead of fermionic ones, and secondly, the system can be studied uniformly for small reservoir temperatures. The adaption of the Feshbach map-based renormalization procedure by Bach, Chen, Fröhlich, and Sigal to concrete spectral problems in quantum statistical mechanics is a further novelty of this work.
Non-equilibrium steady states (NESS) describe particularly simple and stationary non-equilibrium situations. A possibility to obtain such states is to consider the asymptotic evolution of two infinite heat baths brought into thermal contact. In this work we generalise corresponding results of Doyon~et.~al. (J.\ Phys.\ A 18 (2015) no.9) for free Klein-Gordon fields in several directions. Our analysis is carried out directly at the level of correlation functions and in the algebraic approach to QFT. We discuss non-trivial chemical potentials, condensates, inhomogeneous linear models and homogeneous interacting ones. We shall not consider a sharp contact at initial time, but a smooth transition region. As a consequence, the states we construct will be of Hadamard type, and thus sufficiently regular for the perturbative treatment of interacting models. Our analysis shows that perturbatively constructed interacting NESS display thermodynamic properties similar to the ones of the NESS in linear models. In particular, perturbation theory appears to be insufficient to describe full thermalisation in non-linear QFT. Notwithstanding, we find that the NESS for linear and interacting models is stable under small perturbations, which is one of the characteristic features of equilibrium states.
This thesis explores non-equilibrium phenomena in quantum many-body systems, with a focus on correlated electron systems and photon Bose-Einstein condensates. The first part develops the theoretical foundation, beginning with the Lindblad master equation and the construction of non-equilibrium quantum field theory. The two-particle irreducible effective action formalism is introduced, from which the Kadanoff-Baym equations for real-time evolution and the Dyson equation for steady-states are derived. The theoretical groundwork continues with a treatment of strongly correlated electron systems, where non-equilibrium dynamical mean-field theory (DMFT), auxiliary particles, and the non-crossing approximation (NCA) are introduced. These techniques, together with the Lindblad and Kadanoff-Baym approaches, are used throughout the subsequent chapters. The second part presents the main research projects of this thesis. The first two projects are concerned with the fate of the heavy fermion state under irradiation of light. To accurately incorporate light-matter interactions in this case, dipole transitions must be included. In the first project a periodically driven system is considered, where the light can be treated semiclassically. A Floquet DMFT+NCA framework is developed, revealing the mechanisms and conditions under which the heavy fermion state is most strongly suppressed. The second project analyzes a THz spectroscopy experiment performed on CeCu6. In this case a semi-classical treatment of the light field is no longer sufficient, and a full two-time evolution of all the non-equilibrium Green functions is necessary. This approach reveals the microscopic mechanisms underlying the collapse and revival of the Kondo state observed in the experiment. The next project investigates a recent experiment regarding an observation of a non-Hermitian phase transition in EuO. The equilibrium properties of EuO are first analyzed, and then an exciton model is constructed that gives rise to the non-Hermitian phase transition, in good agreement with experimental observations. In the final project, a photon Bose-Einstein condensate in a dye-filled microcavity is studied. A stabilization mechanism, distinct from thermalization, is revealed which admits a condensate phase for orders of magnitude longer than the experimentally relevant timescales.