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arXiv:1806.00504

Non-equilibrium steady states for the interacting Klein-Gordon field in 1+3 dimensions

Thomas-Paul Hack, Rainer Verch

Published Jun 1, 2018• 2 citations
arXivHTMLPDF

Abstract

Non-equilibrium steady states (NESS) describe particularly simple and stationary non-equilibrium situations. A possibility to obtain such states is to consider the asymptotic evolution of two infinite heat baths brought into thermal contact. In this work we generalise corresponding results of Doyon~et.~al. (J.\ Phys.\ A 18 (2015) no.9) for free Klein-Gordon fields in several directions. Our analysis is carried out directly at the level of correlation functions and in the algebraic approach to QFT. We discuss non-trivial chemical potentials, condensates, inhomogeneous linear models and homogeneous interacting ones. We shall not consider a sharp contact at initial time, but a smooth transition region. As a consequence, the states we construct will be of Hadamard type, and thus sufficiently regular for the perturbative treatment of interacting models. Our analysis shows that perturbatively constructed interacting NESS display thermodynamic properties similar to the ones of the NESS in linear models. In particular, perturbation theory appears to be insufficient to describe full thermalisation in non-linear QFT. Notwithstanding, we find that the NESS for linear and interacting models is stable under small perturbations, which is one of the characteristic features of equilibrium states.

DOI
10.48550/arxiv.1806.00504

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Non-equilibrium steady states (NESS) describe particularly simple and stationary non-equilibrium situations. A possibility to obtain such states is to consider the asymptotic evolution of two infinite heat baths brought into thermal contact. In this work we generalise corresponding results of Doyon~et.~al. (J.\ Phys.\ A 18 (2015) no.9) for free Klein-Gordon fields in several directions. Our analysis is carried out directly at the level of correlation functions and in the algebraic approach to QFT. We discuss non-trivial chemical potentials, condensates, inhomogeneous linear models and homogeneous interacting ones. We shall not consider a sharp contact at initial time, but a smooth transition region. As a consequence, the states we construct will be of Hadamard type, and thus sufficiently regular for the perturbative treatment of interacting models. Our analysis shows that perturbatively constructed interacting NESS display thermodynamic properties similar to the ones of the NESS in linear models. In particular, perturbation theory appears to be insufficient to describe full thermalisation in non-linear QFT. Notwithstanding, we find that the NESS for linear and interacting models is stable under small perturbations, which is one of the characteristic features of equilibrium states.
We construct non-equilibrium steady states in the Klein–Gordon theory in arbitrary space dimension d following a local quench. We consider the approach where two independently thermalized semi-infinite systems, with temperatures and , are connected along a -dimensional hypersurface. A current-carrying steady state, described by thermally distributed modes with temperatures and for left and right-moving modes, respectively, emerges at late times. The non-equilibrium density matrix is the exponential of a non-local conserved charge. We obtain exact results for the average energy current and the complete distribution of energy current fluctuations. The latter shows that the long-time energy transfer can be described by a continuum of independent Poisson processes, for which we provide the exact weights. We further describe the full time evolution of local observables following the quench. Averages of generic local observables, including the stress-energy tensor, approach the steady state with a power-law in time, where the exponent depends on the initial conditions at the connection hypersurface. We describe boundary conditions and special operators for which the steady state is reached instantaneously on the connection hypersurface. A semiclassical analysis of freely propagating modes yields the average energy current at large distances and late times. We conclude by comparing and contrasting our findings with results for interacting theories and provide an estimate for the timescale governing the crossover to hydrodynamics. As a modification of our Klein–Gordon analysis we also include exact results for free Dirac fermions.
In this thesis we study some non-equilibrium aspects of an interacting, massive scalar field theory treated perturbatively. This is done analysing some properties of the interacting KMS state constructed by Fredenhagen and Lindner [FL14] in the framework of perturbative Algebraic Quantum Field Theory. In the first part we treat the stability of KMS states, namely we check whether the free state evolved with the interacting dynamics converges to the interacting state. In the meantime we also analyse the return to equilibrium, that is the analogous property with the role of the free and interacting quantities exchanged. We prove that those two properties hold if the perturbation potential is of spatial compact support and that they fail otherwise, even if an adiabatic mean is considered. While the stability leads to non-curable divergencies, the analysis of return to equilibrium gives something finite, which is interpreted as a non-equilibrium steady state. The novelty of this non-equilibrium state drove us to try to characterise it in more details. To do so, in the second part we introduce relative entropy and entropy production for perturbative quantum field theory, justifying those definitions by proving their main properties. Furthermore, we showed that they are well-defined in the adiabatic limit if we consider densities. These two definitions allowed to prove that the non-equilibrium steady state is thermodynamically trivial, namely it has zero entropy production. The present thesis is based on [DFP18a, DFP18b].
In this thesis interacting relativistic and non relativistic Quantum Field Theories (QFT) are studied, investigating their equilibrium configurations and their long time evolution in the framework of perturbative Algebraic Quantum Field Theory, studying also convergence in a specific model. In the first part, concerning the relativistic case, we study, in formal perturbation theory, interacting KMS states generalising results by Fredenhagen and Lindner to fermionic field theories. As an application their stability is investigated together with the characterisation of the Debye screening effect in plasmas via the explicit solution of the Semiclassical Maxwell equations. Connected to these results, we also initiate a systematic study of secular growths appearing in the truncated perturbative series and affecting the validity of perturbation theory in its long time predicting capability. We restrict to theories on Minkowski spacetime and provide, for interactions depending on time via a switching process, a sufficient condition preventing secular growths in the truncated perturbative series. In the second part, we focus on a model of non relativistic quantum field theory. We construct equilibrium states at positive temperature in the presence of a condensation phase for a gas of non relativistic Bose particles on an infinite space interacting through a localised two body interaction. The convergence is proven, both for the interacting KMS state and for the entropy of the interacting KMS state relative to the free KMS state. The strategy of our proof combines ideas of Algebraic QFT, Constructive QFT and methods of statistical mechanics in the operator algebraic setting. Limits where the localisation of the two-body interaction is removed are eventually discussed, in combination with limits of the other physical parameters of the theory such as temperature, strength of the interaction and chemical potential. Finally, in the appendix, we present results on the Araki-Uhlmann relative entropy in fermionic quantum field theories, as well as an entropy-area relation, obtained via semiclassical methods, for the cosmological horizon in the static patch of de Sitter spacetime sourced by a coherent excitation of a free quantum scalar field. This completes the collection of original results obtained during the PhD.
We evaluate the exact energy current and scaled cumulant generating function (related to the large-deviation function) in non-equilibrium steady states with energy flow, in any integrable model of relativistic quantum field theory (IQFT) with diagonal scattering. Our derivations are based on various recent results of D. Bernard and B. Doyon. The steady states are built by connecting homogeneously two infinite halves of the system thermalized at different temperatures Tl, Tr, and waiting for a long time. We evaluate the current J(Tl, Tr) using the exact QFT density matrix describing these non-equilibrium steady states and using Al.B. Zamolodchikov’s method of the thermodynamic Bethe ansatz (TBA). The scaled cumulant generating function is obtained from the extended fluctuation relations which hold in integrable models. We verify our formula in particular by showing that the conformal field theory (CFT) result is obtained in the high-temperature limit. We analyze numerically our non-equilibrium steady-state TBA equations for three models: the sinh-Gordon model, the roaming trajectories model, and the sine-Gordon model at a particular reflectionless point. Based on the numerics, we conjecture that an infinite family of non-equilibrium c-functions, associated to the scaled cumulants, can be defined, which we interpret physically. We study the full scaled distribution function and find that it can be described by a set of independent Poisson processes. Finally, we show that the “additivity ” property of the current, which is known to hold in CFT and was proposed to hold more generally, does not hold in general IQFT, that is J(Tl, Tr) is not of the form f(Tl)−f(Tr).
We evaluate the exact energy current and scaled cumulant generating function (related to the large-deviation function) in non-equilibrium steady states with energy flow, in any integrable model of relativistic quantum field theory (IQFT) with diagonal scattering. Our derivations are based on various recent results of D. Bernard and B. Doyon. The steady states are built by connecting homogeneously two infinite halves of the system thermalized at different temperatures TlT_lTl​, TrT_rTr​, and waiting for a long time. We evaluate the current J(Tl,Tr)J(T_l,T_r)J(Tl​,Tr​) using the exact QFT density matrix describing these non-equilibrium steady states and using Al.B. Zamolodchikov's method of the thermodynamic Bethe ansatz (TBA). The scaled cumulant generating function is obtained from the extended fluctuation relations which hold in integrable models. We verify our formula in particular by showing that the conformal field theory (CFT) result is obtained in the high-temperature limit. We analyze numerically our non-equilibrium steady-state TBA equations for three models: the sinh-Gordon model, the roaming trajectories model, and the sine-Gordon model at a particular reflectionless point. Based on the numerics, we conjecture that an infinite family of non-equilibrium ccc-functions, associated to the scaled cumulants, can be defined, which we interpret physically. We study the full scaled distribution function and find that it can be described by a set of independent Poisson processes. Finally, we show that the "additivity" property of the current, which is known to hold in CFT and was proposed to hold more generally, does not hold in general IQFT, that is J(Tl,Tr)J(T_l,T_r)J(Tl​,Tr​) is not of the form f(Tl)−f(Tr)f(T_l)-f(T_r)f(Tl​)−f(Tr​).