Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:2407.20764 · Journal of Physics Condensed Matter

Emergent symmetries in prethermal phases of periodically driven quantum systems

Tista Banerjee, K. Sengupta

Published Jan 9, 2025• 13 citations
arXivHTMLPDF

Abstract

Periodically driven closed quantum systems are expected to eventually heat up to infinite temperature; reaching a steady state described by a circular orthogonal ensemble. However, such finite driven systems may exhibit sufficiently long prethermal regimes; their properties in these regimes are qualitatively different from that of their corresponding infinite temperature steady states. These, often experimentally relevant, prethermal regimes host a wide range of phenomena; they may exhibit dynamical localization and freezing, host Floquet scars, display signatures of Hilbert space fragmentation, and exhibit time crystalline phases. Such phenomena are often accompanied by emergent approximate dynamical symmetries which have no analogue in equilibrium systems. In this review, we provide a pedagogical introduction to the origin and nature of these symmetries and discuss their role in shaping the prethermal phases of a class of periodically driven closed quantum systems.

DOI
10.1088/1361-648x/ada860

Related papers

Floquet Phases of Matter via Classical Prethermalization

Bingtian Ye, Francisco Machado, Norman Y. Yao

We demonstrate that the prethermal regime of periodically driven (Floquet), classical many-body systems can host nonequilibrium phases of matter. In particular, we show that there exists an effective Hamiltonian that captures the dynamics of ensembles of classical trajectories despite the breakdown of this description at the single trajectory level. In addition, we prove that the effective Hamiltonian can host emergent symmetries protected by the discrete time-translation symmetry of the drive. The spontaneous breaking of such an emergent symmetry leads to a subharmonic response, characteristic of time crystalline order, that survives to exponentially late times in the frequency of the drive. To this end, we numerically demonstrate the existence of classical prethermal time crystals in systems with different dimensionalities and ranges of interaction. Extensions to higher order and fractional time crystals are also discussed.

arXiv:2104.13927•Physical Review Letters•Sep 27, 2021•57 citations

Prethermalization without Temperature

David J. Luitz, Roderich Moessner, Shivaji L. Sondhi +1 more

While a clean, driven system generically absorbs energy until it reaches "infinite temperature," it may do so very slowly exhibiting what is known as a prethermal regime. Here, we show that the emergence of an additional approximately conserved quantity in a periodically driven (Floquet) system can give rise to an analogous long-lived regime. This can allow for nontrivial dynamics, even from initial states that are at a high or infinite temperature with respect to an effective Hamiltonian governing the prethermal dynamics. We present concrete settings with such a prethernial regime, one with a period-doubled (time-crystalline) response. We also present a direct diagnostic to distinguish this prethermal phenomenon from its infinitely long-lived many-body localized cousin. We apply these insights to a model of the recent NMR experiments by Rovny et al. [Phys. Rev. Lett. 120, 180603 (2018)] which, intriguingly, detected signatures of a Floquet time crystal in a clean three-dimensional material. We show that a mild but subtle variation of their driving protocol can increase the lifetime of the time-crystalline signal by orders of magnitude.

•Apr 1, 2020•30 citations

Flow Renormalization and Emergent Prethermal Regimes of Periodically-Driven Quantum Systems

Martin Claassen

We develop a flow renormalization approach for periodically-driven quantum systems, which reveals prethermal dynamical regimes and associated timescales via direct correspondence between real time and flow time behavior. In this formalism, the dynamical problem is recast in terms of coupling constants of the theory flowing towards an attractive fixed point that represents the thermal Floquet Hamiltonian at long times, while narrowly avoiding a series of unstable fixed points which determine distinct prethermal regimes at intermediate times. We study a class of relevant perturbations that trigger the onset of heating and thermalization, and demonstrate that the renormalization flow has an elegant representation in terms of a flow of matrix product operators. Our results permit microscopic calculations of the emergence of distinct dynamical regimes directly in the thermodynamic limit in an efficient manner, establishing a new computational tool for driven non-equilibrium systems.

arXiv:2103.07485•Mar 12, 2021•2 citations

High-frequency expansion for Floquet prethermal phases with emergent symmetries: Application to time crystals and Floquet engineering

Kaoru Mizuta, Kazuaki Takasan, Norio Kawakami

Prethermalization, where quasisteady states are realized in the intermediate long-time regime (prethermal regime), in periodically driven (Floquet) systems is an important phenomenon since it provides a platform for nontrivial Floquet many-body physics. In this Rapid Communication, we consider Floquet systems with dual energy scales: The Hamiltonian consists of two different terms whose amplitude is either comparable to or much smaller than the frequency. As a result, when the larger-amplitude drive induces a ${\mathbb{Z}}_{N}$ symmetry operation, we obtain the effective static Hamiltonian respecting the emergent ${\mathbb{Z}}_{N}$ symmetry in high-frequency expansions, which describes the dynamics of such Floquet systems in the prethermal regime. As an application of our formulation, our formalism gives a general way to analyze time crystals in prethermal regimes in terms of the static effective Hamiltonian. We also provide an application to Floquet engineering, with which we can perform the simultaneous control of phases and symmetries of the systems. For example, this enables us to control symmetry protected topological phases even when the original system does not respect the symmetry.

arXiv:1902.01126•Physical review. B./Physical review. B•Jul 15, 2019•14 citations

Thermalization in Periodically-Driven Interacting Quantum Systems

Karthik Seetharam

Periodically-driven (Floquet) quantum systems are ubiquitous in science and technology. For example, when a laser illuminates a material or an AC voltage is applied to a device, the system is well-described by a time-periodic Hamiltonian. In recent years, periodic driving has been proposed, not just as a tool to excite and probe devices, but actually as a mechanism of engineering new phases of matter, some of which have no equilibrium analog. However, with this promise comes a serious problem. Intuitively, if energy is injected into and distributed throughout a system, it is no surprise that it tends to heat up indefinitely to infinite temperature. In this thesis, we study the mechanisms of heating, i.e. the process of thermalization, in Floquet systems and propose methods to control them. Specifically, for non-interacting Floquet systems that are coupled to external bosonic and fermionic baths (e.g. laser-driven electrons in a semiconductor that interact with phonons and an external lead), we classify the relevant scattering processes that contribute to cooling/heating in the Floquet bands and suggest methods to suppress heating via bandwidth-restrictions on the baths. We find that is possible, with appropriate dissipative engineering, to stabilize a controlled incompressible nonequilibrium steady-state resembling a ground state - a state we term the "Floquet insulator." We extend this analysis to include short-range interactions that contribute additional heating processes and show, under the same framework, that heating can be controlled with dissipation. In the process, we develop a simple effective model for the Floquet band densities that captures the essence of all the Floquet scattering processes and that is useful for ballparking experimentally-relevant estimates of heating. Next, we turn our attention to strongly-interacting closed Floquet systems and study how heating emerges through a proliferation of resonances. We find a novel integrable point governing the strong-interaction limit of the Floquet system and examine the breakdown of integrability via the proliferation of resonances. We observe two distinct scaling regimes, attributed to non-thermal and thermal behavior, and discover a power-law scaling of the crossover between them as a function of system size. The lingering ergodicity-breaking effects of the conserved quantities in the vicinity (in parameter space) of the integrable point at finite size is a phenomena we term "near-integrability." These results suggest that small quantum systems, which are accessible currently in many platforms (e.g. trapped ions, cold atoms, superconducting devices), intrinsically host non-thermal states that one may be able to utilize to avoid heating. Furthermore, our results suggest a "dual" interpretation, in the thermodynamic limit, that a periodically-driven system exhibits prethermalization as a power-law in interaction strength.

•Jun 8, 2018•0 citations

Topological origin of Floquet thermalization in periodically driven many-body systems

Hao-Yue Qi, Yang Wu, Wei Zheng

Floquet engineering is a powerful manipulation method in modern quantum technology. However, unwanted heating is the main challenge of Floquet engineering, therefore the Floquet thermalization has attracting considerable attentions recently. In this work, we investigate thermalization of periodically driven many-body systems through the lens of Krylov complexity, and find a topological origin of different thermalization behaviors. We demonstrate that If the topology of the Krylov chain is nontrivial, a periodically driven system will reach a state with finite temperature. When the Krylov chain is topologically trivial, the system will be heated to infinite temperature. We further show that the prethermalization can be understood as the tunnelling process of a quasi-edge mode through the local gap on Krylov chain. This picture provides a systematically method to obtain the effective prethermal Hamiltonian.

arXiv:2404.18052•Physical review. B./Physical review. B•Feb 26, 2026•1 citation
Periodically driven closed quantum systems are expected to eventually heat up to infinite temperature; reaching a steady state described by a circular orthogonal ensemble. However, such finite driven systems may exhibit sufficiently long prethermal regimes; their properties in these regimes are qualitatively different from that of their corresponding infinite temperature steady states. These, often experimentally relevant, prethermal regimes host a wide range of phenomena; they may exhibit dynamical localization and freezing, host Floquet scars, display signatures of Hilbert space fragmentation, and exhibit time crystalline phases. Such phenomena are often accompanied by emergent approximate dynamical symmetries which have no analogue in equilibrium systems. In this review, we provide a pedagogical introduction to the origin and nature of these symmetries and discuss their role in shaping the prethermal phases of a class of periodically driven closed quantum systems.
We demonstrate that the prethermal regime of periodically driven (Floquet), classical many-body systems can host nonequilibrium phases of matter. In particular, we show that there exists an effective Hamiltonian that captures the dynamics of ensembles of classical trajectories despite the breakdown of this description at the single trajectory level. In addition, we prove that the effective Hamiltonian can host emergent symmetries protected by the discrete time-translation symmetry of the drive. The spontaneous breaking of such an emergent symmetry leads to a subharmonic response, characteristic of time crystalline order, that survives to exponentially late times in the frequency of the drive. To this end, we numerically demonstrate the existence of classical prethermal time crystals in systems with different dimensionalities and ranges of interaction. Extensions to higher order and fractional time crystals are also discussed.
While a clean, driven system generically absorbs energy until it reaches "infinite temperature," it may do so very slowly exhibiting what is known as a prethermal regime. Here, we show that the emergence of an additional approximately conserved quantity in a periodically driven (Floquet) system can give rise to an analogous long-lived regime. This can allow for nontrivial dynamics, even from initial states that are at a high or infinite temperature with respect to an effective Hamiltonian governing the prethermal dynamics. We present concrete settings with such a prethernial regime, one with a period-doubled (time-crystalline) response. We also present a direct diagnostic to distinguish this prethermal phenomenon from its infinitely long-lived many-body localized cousin. We apply these insights to a model of the recent NMR experiments by Rovny et al. [Phys. Rev. Lett. 120, 180603 (2018)] which, intriguingly, detected signatures of a Floquet time crystal in a clean three-dimensional material. We show that a mild but subtle variation of their driving protocol can increase the lifetime of the time-crystalline signal by orders of magnitude.
We develop a flow renormalization approach for periodically-driven quantum systems, which reveals prethermal dynamical regimes and associated timescales via direct correspondence between real time and flow time behavior. In this formalism, the dynamical problem is recast in terms of coupling constants of the theory flowing towards an attractive fixed point that represents the thermal Floquet Hamiltonian at long times, while narrowly avoiding a series of unstable fixed points which determine distinct prethermal regimes at intermediate times. We study a class of relevant perturbations that trigger the onset of heating and thermalization, and demonstrate that the renormalization flow has an elegant representation in terms of a flow of matrix product operators. Our results permit microscopic calculations of the emergence of distinct dynamical regimes directly in the thermodynamic limit in an efficient manner, establishing a new computational tool for driven non-equilibrium systems.
Prethermalization, where quasisteady states are realized in the intermediate long-time regime (prethermal regime), in periodically driven (Floquet) systems is an important phenomenon since it provides a platform for nontrivial Floquet many-body physics. In this Rapid Communication, we consider Floquet systems with dual energy scales: The Hamiltonian consists of two different terms whose amplitude is either comparable to or much smaller than the frequency. As a result, when the larger-amplitude drive induces a ZN{\mathbb{Z}}_{N}ZN​ symmetry operation, we obtain the effective static Hamiltonian respecting the emergent ZN{\mathbb{Z}}_{N}ZN​ symmetry in high-frequency expansions, which describes the dynamics of such Floquet systems in the prethermal regime. As an application of our formulation, our formalism gives a general way to analyze time crystals in prethermal regimes in terms of the static effective Hamiltonian. We also provide an application to Floquet engineering, with which we can perform the simultaneous control of phases and symmetries of the systems. For example, this enables us to control symmetry protected topological phases even when the original system does not respect the symmetry.
Periodically-driven (Floquet) quantum systems are ubiquitous in science and technology. For example, when a laser illuminates a material or an AC voltage is applied to a device, the system is well-described by a time-periodic Hamiltonian. In recent years, periodic driving has been proposed, not just as a tool to excite and probe devices, but actually as a mechanism of engineering new phases of matter, some of which have no equilibrium analog. However, with this promise comes a serious problem. Intuitively, if energy is injected into and distributed throughout a system, it is no surprise that it tends to heat up indefinitely to infinite temperature. In this thesis, we study the mechanisms of heating, i.e. the process of thermalization, in Floquet systems and propose methods to control them. Specifically, for non-interacting Floquet systems that are coupled to external bosonic and fermionic baths (e.g. laser-driven electrons in a semiconductor that interact with phonons and an external lead), we classify the relevant scattering processes that contribute to cooling/heating in the Floquet bands and suggest methods to suppress heating via bandwidth-restrictions on the baths. We find that is possible, with appropriate dissipative engineering, to stabilize a controlled incompressible nonequilibrium steady-state resembling a ground state - a state we term the "Floquet insulator." We extend this analysis to include short-range interactions that contribute additional heating processes and show, under the same framework, that heating can be controlled with dissipation. In the process, we develop a simple effective model for the Floquet band densities that captures the essence of all the Floquet scattering processes and that is useful for ballparking experimentally-relevant estimates of heating. Next, we turn our attention to strongly-interacting closed Floquet systems and study how heating emerges through a proliferation of resonances. We find a novel integrable point governing the strong-interaction limit of the Floquet system and examine the breakdown of integrability via the proliferation of resonances. We observe two distinct scaling regimes, attributed to non-thermal and thermal behavior, and discover a power-law scaling of the crossover between them as a function of system size. The lingering ergodicity-breaking effects of the conserved quantities in the vicinity (in parameter space) of the integrable point at finite size is a phenomena we term "near-integrability." These results suggest that small quantum systems, which are accessible currently in many platforms (e.g. trapped ions, cold atoms, superconducting devices), intrinsically host non-thermal states that one may be able to utilize to avoid heating. Furthermore, our results suggest a "dual" interpretation, in the thermodynamic limit, that a periodically-driven system exhibits prethermalization as a power-law in interaction strength.
Floquet engineering is a powerful manipulation method in modern quantum technology. However, unwanted heating is the main challenge of Floquet engineering, therefore the Floquet thermalization has attracting considerable attentions recently. In this work, we investigate thermalization of periodically driven many-body systems through the lens of Krylov complexity, and find a topological origin of different thermalization behaviors. We demonstrate that If the topology of the Krylov chain is nontrivial, a periodically driven system will reach a state with finite temperature. When the Krylov chain is topologically trivial, the system will be heated to infinite temperature. We further show that the prethermalization can be understood as the tunnelling process of a quasi-edge mode through the local gap on Krylov chain. This picture provides a systematically method to obtain the effective prethermal Hamiltonian.