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arXiv:2103.07485

Flow Renormalization and Emergent Prethermal Regimes of Periodically-Driven Quantum Systems

Martin Claassen

Published Mar 12, 2021• 2 citations
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Abstract

We develop a flow renormalization approach for periodically-driven quantum systems, which reveals prethermal dynamical regimes and associated timescales via direct correspondence between real time and flow time behavior. In this formalism, the dynamical problem is recast in terms of coupling constants of the theory flowing towards an attractive fixed point that represents the thermal Floquet Hamiltonian at long times, while narrowly avoiding a series of unstable fixed points which determine distinct prethermal regimes at intermediate times. We study a class of relevant perturbations that trigger the onset of heating and thermalization, and demonstrate that the renormalization flow has an elegant representation in terms of a flow of matrix product operators. Our results permit microscopic calculations of the emergence of distinct dynamical regimes directly in the thermodynamic limit in an efficient manner, establishing a new computational tool for driven non-equilibrium systems.

DOI
10.48550/arxiv.2103.07485

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We develop a flow renormalization approach for periodically-driven quantum systems, which reveals prethermal dynamical regimes and associated timescales via direct correspondence between real time and flow time behavior. In this formalism, the dynamical problem is recast in terms of coupling constants of the theory flowing towards an attractive fixed point that represents the thermal Floquet Hamiltonian at long times, while narrowly avoiding a series of unstable fixed points which determine distinct prethermal regimes at intermediate times. We study a class of relevant perturbations that trigger the onset of heating and thermalization, and demonstrate that the renormalization flow has an elegant representation in terms of a flow of matrix product operators. Our results permit microscopic calculations of the emergence of distinct dynamical regimes directly in the thermodynamic limit in an efficient manner, establishing a new computational tool for driven non-equilibrium systems.
We study the regimes of heating in the periodically driven O(N)-model, which is a well established model for interacting quantum many-body systems. By computing the absorbed energy with a non-equilibrium Keldysh Green's function approach, we establish three dynamical regimes: at short times a single-particle dominated regime, at intermediate times a stable Floquet prethermal regime in which the system ceases to absorb, and at parametrically late times a thermalizing regime. Our simulations suggest that in the thermalizing regime the absorbed energy grows algebraically in time with an exponent that approaches the universal value of 1/2, and is thus significantly slower than linear Joule heating. Our results demonstrate the parametric stability of prethermal states in a many-body system driven at frequencies that are comparable to its microscopic scales. This paves the way for realizing exotic quantum phases, such as time crystals or interacting topological phases, in the prethermal regime of interacting Floquet systems.
Periodically-driven (Floquet) quantum systems are ubiquitous in science and technology. For example, when a laser illuminates a material or an AC voltage is applied to a device, the system is well-described by a time-periodic Hamiltonian. In recent years, periodic driving has been proposed, not just as a tool to excite and probe devices, but actually as a mechanism of engineering new phases of matter, some of which have no equilibrium analog. However, with this promise comes a serious problem. Intuitively, if energy is injected into and distributed throughout a system, it is no surprise that it tends to heat up indefinitely to infinite temperature. In this thesis, we study the mechanisms of heating, i.e. the process of thermalization, in Floquet systems and propose methods to control them. Specifically, for non-interacting Floquet systems that are coupled to external bosonic and fermionic baths (e.g. laser-driven electrons in a semiconductor that interact with phonons and an external lead), we classify the relevant scattering processes that contribute to cooling/heating in the Floquet bands and suggest methods to suppress heating via bandwidth-restrictions on the baths. We find that is possible, with appropriate dissipative engineering, to stabilize a controlled incompressible nonequilibrium steady-state resembling a ground state - a state we term the "Floquet insulator." We extend this analysis to include short-range interactions that contribute additional heating processes and show, under the same framework, that heating can be controlled with dissipation. In the process, we develop a simple effective model for the Floquet band densities that captures the essence of all the Floquet scattering processes and that is useful for ballparking experimentally-relevant estimates of heating. Next, we turn our attention to strongly-interacting closed Floquet systems and study how heating emerges through a proliferation of resonances. We find a novel integrable point governing the strong-interaction limit of the Floquet system and examine the breakdown of integrability via the proliferation of resonances. We observe two distinct scaling regimes, attributed to non-thermal and thermal behavior, and discover a power-law scaling of the crossover between them as a function of system size. The lingering ergodicity-breaking effects of the conserved quantities in the vicinity (in parameter space) of the integrable point at finite size is a phenomena we term "near-integrability." These results suggest that small quantum systems, which are accessible currently in many platforms (e.g. trapped ions, cold atoms, superconducting devices), intrinsically host non-thermal states that one may be able to utilize to avoid heating. Furthermore, our results suggest a "dual" interpretation, in the thermodynamic limit, that a periodically-driven system exhibits prethermalization as a power-law in interaction strength.
Periodically driven closed quantum systems are expected to eventually heat up to infinite temperature; reaching a steady state described by a circular orthogonal ensemble. However, such finite driven systems may exhibit sufficiently long prethermal regimes; their properties in these regimes are qualitatively different from that of their corresponding infinite temperature steady states. These, often experimentally relevant, prethermal regimes host a wide range of phenomena; they may exhibit dynamical localization and freezing, host Floquet scars, display signatures of Hilbert space fragmentation, and exhibit time crystalline phases. Such phenomena are often accompanied by emergent approximate dynamical symmetries which have no analogue in equilibrium systems. In this review, we provide a pedagogical introduction to the origin and nature of these symmetries and discuss their role in shaping the prethermal phases of a class of periodically driven closed quantum systems.
Periodically driven Floquet quantum many-body systems have revealed new insights into the rich interplay of thermalization and growth of entanglement. The phenomenology of , whereby a translationally invariant many-body system exhibits emergent conservation laws and a slow growth of entanglement entropy at certain fixed ratios of a drive amplitude and frequency, presents a novel paradigm for retaining memory of an initial state up to late times. Previous studies of dynamical freezing have largely been restricted to a high-frequency Floquet-Magnus expansion and numerical exact diagonalization. Both techniques are unable to capture the slow approach to thermalization, or lack thereof, in a systematic fashion. By employing Floquet , where the time-dependent part of the Hamiltonian is gradually decoupled from the effective Hamiltonian using a sequence of unitary transformations, we unveil the universal approach to dynamical freezing and beyond, at asymptotically late times. We analyze the behavior associated with the flow renormalization at and near freezing using both exact-diagonalization and tensor-network-based methods and contrast the results with the conventional prethermal phenomenon. For a generic nonintegrable spin Hamiltonian with a periodic cosine wave drive, the flow approaches an unstable fixed point with an approximate emergent symmetry. We observe that at freezing the thermalization timescales are delayed compared to away from freezing, and the flow trajectory undergoes a series of events. Our numerical results are supported by analytical solutions to the flow equations.
This work presents a theoretical investigation of dynamic stabilization in interacting quantum many-body systems via high-frequency periodic driving. Using Floquet theory and the Magnus expansion, we derive the effective time-independent Hamiltonian governing the slow dynamics of a driven spin chain. We show that the external field induces a parametric renormalization of the transverse tunneling terms through a zeroth-order Bessel function dependence, leading to a critical drive amplitude at which transport is strongly suppressed. This suppression of the lowest-order hopping term gives rise to a long-lived prethermal regime in which many-body thermalization is significantly delayed. The resulting dynamics exhibit a sharp reduction in the short-to-intermediate time entanglement entropy growth rate. The framework is consistent with known results in Floquet engineering and coherent destruction of tunneling, and provides a unified interpretation of transport suppression and delayed scrambling in periodically driven systems. A falsifiable experimental protocol using ultracold atoms in optical lattices is proposed to validate the predicted threshold behavior and prethermal stabilization mechanism.
We investigate a class of periodically driven many-body systems that allows us to extend the phenomenon of prethermalization to the vicinity of isolated intermediate-to-low drive frequencies away from the high-frequency limit. We provide numerical evidence for the formation of a parametrically long-lived prethermal plateau, captured by an effective Floquet Hamiltonian computed using the replica inverse-frequency expansion, and demonstrate its stability with respect to random perturbations in the drive period. Considering exclusively nonintegrable Floquet Hamiltonians, we find that heating rates are nonuniversal: we observe Fermi's golden rule scaling, power-law scaling inconsistent with the golden rule, and non-power-law scaling, depending on the drive. Despite the asymptotic character of the inverse-frequency expansion, we show that it describes the thermostatic properties of the state all along the evolution up to infinite temperature, with higher-order terms improving the accuracy. Our results suggest a dynamical mechanism to gradually increase the temperature in isolated quantum simulators, such as ultracold atoms, and open up an alternative possibility to investigate thermal phase transitions and the interplay between thermal and quantum criticality using Floquet drives.