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arXiv:2406.19449 · Journal of Statistical Mechanics Theory and Experiment

Interplay between local and non-local frustration in the 1D ANNNI chain: I. The even case

Gianpaolo Torre, Alberto Giuseppe Catalano, Sven Benjamin Kožić, Fabio Franchini, S. M. Giampaolo

Published May 1, 2025• 6 citations
arXivHTMLPDF

Abstract

Abstract We consider the effects of the competition between different sources of frustration in 1D spin chains through the analysis of the paradigmatic ANNNI model, which possesses an extensive amount of frustration of local origin due to the competition between nearest and next-to-nearest neighbor interactions. An additional, non-extensive amount of topological frustration can be added by applying suitable boundary conditions and we show that this seemingly subdominant contribution significantly affects the model. Choosing periodic boundary conditions with an even number of sites not divisible by 4 and using the entanglement entropy as a probe, we demonstrate that in one of the model’s phases the ground state can be characterized as hosting two (almost) independent excitations. Thus, not only we show an intriguing interplay between different types of frustration, but also manage to propose a non-trivial quasi-particle interpretation for it.

DOI
10.1088/1742-5468/adc897

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Abstract We consider the effects of the competition between different sources of frustration in 1D spin chains through the analysis of the paradigmatic ANNNI model, which possesses an extensive amount of frustration of local origin due to the competition between nearest and next-to-nearest neighbor interactions. An additional, non-extensive amount of topological frustration can be added by applying suitable boundary conditions and we show that this seemingly subdominant contribution significantly affects the model. Choosing periodic boundary conditions with an even number of sites not divisible by 4 and using the entanglement entropy as a probe, we demonstrate that in one of the model’s phases the ground state can be characterized as hosting two (almost) independent excitations. Thus, not only we show an intriguing interplay between different types of frustration, but also manage to propose a non-trivial quasi-particle interpretation for it.
Frustration in many-body spin systems is a situation where the spins cannot orient themselves to fully minimize the interactions with their neighbors. It is caused, in general, by competing interactions or by the lattice structure, as in the antiferromagnets on non-bipartite lattices. Over the years frustrated systems have been studied substantially, since frustration can destabilize the antiferromagnetic order, lead to different phases of matter and induce various exotic properties. Frustration can be caused also by a choice of boundary conditions, i.e. the lattice topology. For instance, a ring with an odd number of sites is non-bipartite, which makes antiferromagnets in this setting frustrated. The subject of this thesis are zero-temperature one-dimensional quantum systems exactly in this setting. The major content is discussing how such a simple setting can influence the antiferromagnetic order, by studying spin-1/2 chains with discrete symmetries, whose breaking is related to the onset of the order. After reviewing the known results on topological frustration, dealing with non-thermodynamic quantities, we develop an approach for studying symmetry breaking, that is both suitable for exact analytical computations and meaningful for discussing the order also in a finite system. It consists of the realization that many spin-1/2 chains without external magnetic fields, such as the quantum XY chain, possess anticommuting global symmetries when the number of lattice sites is an odd number, implying the ground-state degeneracy already in a finite system. In this framework, we discover that topological frustration, despite being induced only by the choice of boundary conditions and even/odd system size choice, can affect the magnetization in the thermodynamic limit and system's quantum phase transitions. We find that topological frustration can destroy local order, create a site-dependent magnetization that varies in space with an incommensurate pattern, induce a first-order quantum phase transition that is not present without frustration and modify the nature of a second-order transition, by destroying local order at both sides of the transition and preserving only non-local string order parameters. All these results indicate the incompleteness of the approach to quantum many-body systems, based on the Ginzburg-Landau theory, that tries to capture the properties of the system by taking the system size to infinity before computing the observables and neglects the influence of the chain length as a relevant scale. We find that topological frustration can affect also non-equilibrium properties, by considering a local quantum quench setup. Namely, we study the Loschmidt echo and find it displays qualitatively and quantitatively different behavior for antiferromagnetic rings with an even and odd number of sites. Most of all, the differences become clearer for large system sizes, thus allowing to distinguish in a simple out-of-equilibrium experiment a system made by a certain, large, number of spins from the one with a single additional spin. The thesis also contains a mathematical part. In studying order parameters of models mappable to free fermions, Toeplitz determinants with symbols that possess a part proportional to the delta function arise. We derive asymptotic formulas for this type of determinants.
Describing and understanding the consequences of competing interactions remains profoundly challenging in both classical and quantum systems, as it is difficult to identify suitable order parameters, thereby hindering the characterization of certain phases such as the floating phase found in the one-dimensional axial next-nearest-neighbor Ising (ANNNI) model in the presence of the frustration interactions between the nearest and next-nearest neighbor sites. In this work, we employ the pattern picture to explore the frustration physics in such a model. This picture has been comprehensively detailed in our previous article [Yang and Luo, Phys. Rev. E \textbf{112}, 044102 (2025)]. Here, we apply it to the ANNNI model with periodic boundary conditions, considering system sizes ranging from L=16L=16L=16 to L=128L=128L=128. Our results demonstrate that the ground state of the system comprises four phases: ferromagnetic, paramagnetic, floating, and ⟨2,2⟩\langle 2,2 \rangle⟨2,2⟩ antiphase. The transition from the ferromagnetic to the paramagnetic phase is continuous, analogous to that in the transverse-field Ising model, while the transition from the floating phase to the antiphase is first order. Furthermore, the floating phase exhibits particularly intriguing characteristics: states with distinct domain structures emerge successively as the frustration parameter increases. As the system size grows, this succession becomes progressively denser, leading to the reasonable inference that it eventually approaches a continuous variation in the thermodynamic limit. To validate the effectiveness of our picture, we computed the second derivative of the ground-state energy, which exhibits multiple dips within the floating phase−-−consistent with the pattern language.
Abstract At the core of every frustrated system, one can identify the existence of frustrated rings that are usually interpreted in terms of single–particle physics. We check this point of view through a careful analysis of the entanglement entropy of both models that admit an exact single–particle decomposition of their Hilbert space due to integrability and those for which the latter is supposed to hold only as a low energy approximation. In particular, we study generic spin chains made by an odd number of sites with short-range antiferromagnetic interactions and periodic boundary conditions, thus characterized by a weak , i.e. nonextensive, frustration. While for distances of the order of the correlation length the phenomenology of these chains is similar to that of the non-frustrated cases, we find that correlation functions involving a number of sites scaling like the system size follow different rules. We quantify the long-range correlations through the von Neumann entanglement entropy, finding that indeed it violates the area law, while not diverging with the system size. This behavior is well fitted by a universal law that we derive from the conjectured single–particle picture.
At the verge of the second quantum revolution, understanding and exploiting the phenomena resulting from the interplay between the intrinsic non-locality of quantum mechanics and purely non-local interactions is of crucial importance for the development of novel quantum technologies. In this thesis, we will mostly focus on the non-local effects introduced by topological frustration (TF), a form of weak frustration that was first introduced in the context of antiferromagnetic quantum spin chains by applying the so called frustrated boundary conditions, realized as a combination of periodic boundary conditions and odd number of spins. Our goal is double. From one side, we will further improve the theoretical understanding of topologically frustrated phases. Beyond these theoretical implications, this work will demonstrate that TF spin chains exhibit compelling technological potential, proposing them as competitive candidates for the development of robust and efficient quantum batteries.
Abstract In quantum many-body systems with local interactions, the effects of boundary conditions are considered to be negligible, at least for sufficiently large systems. Here we show an example of the opposite. We consider a spin chain with two competing interactions, set on a ring with an odd number of sites. When only the dominant interaction is antiferromagnetic, and thus induces topological frustration, the standard antiferromagnetic order (expressed by the magnetization) is destroyed. When also the second interaction turns from ferro to antiferro, an antiferromagnetic order characterized by a site-dependent magnetization which varies in space with an incommensurate pattern, emerges. This modulation results from a ground state degeneracy, which allows to break the translational invariance. The transition between the two cases is signaled by a discontinuity in the first derivative of the ground state energy and represents a quantum phase transition induced by a special choice of boundary conditions.
Abstract Landau theory’s implicit assumption that microscopic details cannot affect the global phases has been challenged only recently in systems such as antiferromagnetic quantum spin chains with periodic boundary conditions. The new paradigm of topological frustration has been accordingly put forward. In this context, the quantum phases exhibit a dependence on the boundary conditions. In this work, we show that topological frustration modifies the zero temperature phase diagram of the XY chain in a transverse magnetic field by inducing new boundary quantum phase transitions. Here, by boundary quantum phase transitions we mean non-analyticities that are non-extensive in the number of particles. Such transitions are both of first and second order. Moreover, we come across the first case of second order boundary quantum phase transition characterized by a quartic dispersion relation. Our analytical results are supported by both analytical calculations and numerical investigations, and lay the foundation for understanding the phase diagram of frustrated model.