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arXiv:2311.16217 · Physical Review Letters

Robust Effective Ground State in a Nonintegrable Floquet Quantum Circuit

Tatsuhiko N. Ikeda, Sho Sugiura, Anatoli Polkovnikov

Published Jul 17, 2024• 9 citations
arXivHTMLPDF

Abstract

An external periodic (Floquet) drive is believed to bring any initial state to the featureless infinite temperature state in generic nonintegrable isolated quantum many-body systems in the thermodynamic limit, irrespective of the driving frequency Ω. However, numerical or analytical evidence either proving or disproving this hypothesis is very limited and the issue has remained unsettled. Here, we study the initial state dependence of Floquet heating in a nonintegrable kicked Ising chain of length up to L=30 with an efficient quantum circuit simulator, showing a possible counterexample: the ground state of the effective Floquet Hamiltonian is exceptionally robust against heating, and could stay at finite energy density even after infinitely many Floquet cycles, if the driving period is shorter than a threshold value. This sharp energy localization transition or crossover does not happen for generic excited states. The exceptional robustness of the ground state is interpreted by (i) its isolation in the energy spectrum and (ii) the fact that those states with L-independent ℏΩ energy above the ground state energy of any generic local Hamiltonian, like the approximate Floquet Hamiltonian, are atypical and viewed as a collection of noninteracting quasiparticles. Our finding paves the way for engineering Floquet protocols with finite driving periods realizing long-lived, or possibly even perpetual, Floquet phases by initial state design.

DOI
10.1103/physrevlett.133.030401

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An external periodic (Floquet) drive is believed to bring any initial state to the featureless infinite temperature state in generic nonintegrable isolated quantum many-body systems in the thermodynamic limit, irrespective of the driving frequency Ω. However, numerical or analytical evidence either proving or disproving this hypothesis is very limited and the issue has remained unsettled. Here, we study the initial state dependence of Floquet heating in a nonintegrable kicked Ising chain of length up to L=30 with an efficient quantum circuit simulator, showing a possible counterexample: the ground state of the effective Floquet Hamiltonian is exceptionally robust against heating, and could stay at finite energy density even after infinitely many Floquet cycles, if the driving period is shorter than a threshold value. This sharp energy localization transition or crossover does not happen for generic excited states. The exceptional robustness of the ground state is interpreted by (i) its isolation in the energy spectrum and (ii) the fact that those states with L-independent ℏΩ energy above the ground state energy of any generic local Hamiltonian, like the approximate Floquet Hamiltonian, are atypical and viewed as a collection of noninteracting quasiparticles. Our finding paves the way for engineering Floquet protocols with finite driving periods realizing long-lived, or possibly even perpetual, Floquet phases by initial state design.
We investigate a class of periodically driven many-body systems that allows us to extend the phenomenon of prethermalization to the vicinity of isolated intermediate-to-low drive frequencies away from the high-frequency limit. We provide numerical evidence for the formation of a parametrically long-lived prethermal plateau, captured by an effective Floquet Hamiltonian computed using the replica inverse-frequency expansion, and demonstrate its stability w.r.t.~random perturbations in the drive period. Considering exclusively nonintegrable Floquet Hamiltonians, we find that heating rates are non-universal: we observe Fermi's Golden Rule scaling, power-law scaling inconsistent with the Golden Rule, and non-power law scaling, depending on the drive. Despite the asymptotic character of the inverse-frequency expansion, we show that it describes the thermostatic properties of the state all along the evolution up to infinite temperature, with higher-order terms improving the accuracy. Our results suggest a dynamical mechanism to gradually increase temperature in isolated quantum simulators, such as ultracold atoms, and open up an alternative possibility to investigate thermal phase transitions and the interplay between thermal and quantum criticality using Floquet drives.
Clean, interacting, periodically driven systems are believed to thermalize to featureless, infinite-temperature states that preclude the formation of stable ordered states. Here, we show stable quantum order, distinct from prethermal order, and its phase transitions in the ground state of the average-energy operator. Decomposing the time evolution into geometric and average-energy dynamics, we apply Geometric Floquet theory to identify the Floquet ground state. We derive a general variational principle to compute the Floquet ground state in large interacting periodically driven systems, and use it to develop a matrix product state algorithm. In driven nonintegrable chains of more than 100 interacting spins, our numerical simulations exhibit a gapped, area-law entangled Floquet ground state in extended parameter regimes; the ground-state manifold can support both dressed equilibrium order (e.g., Floquet antiferromagnets) and inherently nonequilibrium order (e.g., ground-state time crystals). This quantum order is protected by a finite average-energy gap, which closes at phase transition points upon changing model parameters. We decompose Floquet phases of matter into their equilibrium and nonequilibrium elements: whereas the Floquet ground state at any fixed time is a representative of an equilibrium phase of matter, the nonequilibrium content is entirely produced by the drive holonomy and is geometric. Finally, we identify quasilocal counterdiabatic driving as a mechanism for the stability against heating of gapped Floquet ground states in nonintegrable quantum systems, and argue why Floquet ground states evade the Eigenstate Thermalization Hypothesis. Our work enables the study of interacting nonequilibrium matter deep into the many-body regime, and lays the foundations for the engineering of strongly correlated ordered quantum states.
We study the dynamics of periodically kicked many-body systems away from the high-frequency regime, and discuss a family of Floquet systems where the notion of prethermalization can be naturally extended to intermediate and low driving frequencies. We investigate numerically the dynamics of both integrable and nonintegrable systems, and report on the formation of a long-lived prethermal plateau, akin to the high-frequency limit, where the system thermalizes with respect to an effective Hamiltonian captured by the inverse-frequency expansion (IFE). Unlike the high-frequency regime, we find that the relevant heating times are model dependent: we analyze the stability of the prethermal plateau to small perturbations in the drive period and show that, in a spin chain whose IFE is intractable, the plateau duration is insensitive to the perturbation strength, in contrast to a chain where the IFE admits the resummation of an entire subseries. Infinitesimal perturbations are enough to restore the ergodic properties of the system, and decrease residual finite-size effects. Although the regime where the Floquet system leaves the prethermal plateau and starts heating up to infinite temperature is not captured by the IFE, we provide evidence that the evolved subsystem is described well by a thermal state with respect to the IFE Hamiltonian, with a gradually changing temperature, in accord with the eigenstate thermalization hypothesis.
A periodically driven quantum many-body system is believed to approach a locally infinite-temperature-like state as dictated by the ergodicity hypothesis, when all the couplings/parameters are of the same order. When the drive is stronger than a threshold value, a large class of systems is shown to break this mandate, exhibiting Dynamical Freezing (DF): ergodicity is broken due to the emergence of local operators with permanent memory of their initial values (PRX 11, 021008, 2021). However, an exception to DF has recently been noted in a particular setting (PRX 16, 011041, 2026). Here we identify the condition for ergodicity-breaking in a system under strong drive, and show how to stabilize DF by exact, local engineering. We further show that the Floquet Hamiltonian Heff=(i/T)ln⁡[U(T)]H_{eff} = (i/T)\ln{[U(T)]}Heff​=(i/T)ln[U(T)] is non-local when ordered by spin-flips, in a non-DF system, while it turns quasi-local under our simple, local DF engineering that keeps the Hamiltonian H(t)H(t)H(t) still non-integrable at each ttt. This perplexing non-universality is absent in equilibrium, where non-integrability is believed to imply ergodicity and thermalization universally. Our work paves a way to engineering novel ergodicity-broken interacting Floquet phases of matter in various quantum platforms, and also endows DF-assisted quantum error mitigation and state stabilization techniques (see Nature 653, 1027 (2026)) with unprecedented versatility and flexibility.
We investigate a class of periodically driven many-body systems that allows us to extend the phenomenon of prethermalization to the vicinity of isolated intermediate-to-low drive frequencies away from the high-frequency limit. We provide numerical evidence for the formation of a parametrically long-lived prethermal plateau, captured by an effective Floquet Hamiltonian computed using the replica inverse-frequency expansion, and demonstrate its stability with respect to random perturbations in the drive period. Considering exclusively nonintegrable Floquet Hamiltonians, we find that heating rates are nonuniversal: we observe Fermi's golden rule scaling, power-law scaling inconsistent with the golden rule, and non-power-law scaling, depending on the drive. Despite the asymptotic character of the inverse-frequency expansion, we show that it describes the thermostatic properties of the state all along the evolution up to infinite temperature, with higher-order terms improving the accuracy. Our results suggest a dynamical mechanism to gradually increase the temperature in isolated quantum simulators, such as ultracold atoms, and open up an alternative possibility to investigate thermal phase transitions and the interplay between thermal and quantum criticality using Floquet drives.
Floquet engineering, the control of a quantum system by means of time-periodic driving, allows to modify the properties of a system so that it is described by an approximate effective time-independent Hamiltonian. However, in the presence of interactions the stabilization of interesting many-body ground states of such effective Hamiltonians is possible only on a certain time scale, beyond which Floquet heating sets in, as it results from unwanted driving induced resonant excitation. Moreover, the preparation of the ground state of such Floquet engineered effective Hamiltonians usually has to be accomplished adiabatically, which is another source of heating, especially when a phase transition has to be passed in a large system. Here, we propose a general dissipative strategy for the preparation and stabilization of effective ground states that are protected by an energy gap, such as topologically ordered states. It is scalable and relies on coupling the driven system to a thermal bath, the properties of which are chosen so that it both suppresses Floquet heating and guides the system into a non-equilibrium steady state with a large occupation of the effective ground-state. The small residual occupations of effective excited states are non-thermal, reflecting the non-equilibrium nature of the scheme. We use the Floquet-Born-Markov master equation to verify the proposed strategy. In particular, we discuss the preparation of both a one-dimensional Mott insulator and a two-dimensional fractional Chern insulator in strongly driven Bose-Hubbard systems.