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arXiv:2307.03739 · SciPost Physics

Dissipative preparation of a Floquet topological insulator in an optical lattice via bath engineering

Alexander Schnell, Christof Weitenberg, André Eckardt

Published Aug 14, 2024• 4 citations
arXivHTMLPDF

Abstract

Floquet engineering is an important tool for realizing topologically nontrivial band structures for charge-neutral atoms in optical lattices. However, the preparation of a topological-band-insulator-type state of fermions, with one nontrivial quasi-energy band filled completely and the others empty, is challenging as a result of both driving induced heating as well as imperfect adiabatic state preparation (with the latter induced by the unavoidable gap closing when passing the topological transition). An alternative procedure that has been proposed is to prepare such states dissipatively, i.e. as a steady state that emerges when coupling the system to reservoirs. Here we discuss a concrete scheme that couples the system to a weakly interacting Bose condensate given by second atomic species acting as a heat bath. Our strategy relies on the engineering of the potential for the bath particles, so that they occupy weakly coupled tubes perpendicular to the two-dimensional system. Using Floquet-Born-Markov theory, we show that the resulting nonequilibrium steady state of the driven-dissipative system approximates a topological insulator. We even find indications for the approximate stabilization of an anomalous Floquet topological insulator, a state that is impossible to realize in equilibrium.

DOI
10.21468/scipostphys.17.2.052

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Floquet engineering is an important tool for realizing topologically nontrivial band structures for charge-neutral atoms in optical lattices. However, the preparation of a topological-band-insulator-type state of fermions, with one nontrivial quasi-energy band filled completely and the others empty, is challenging as a result of both driving induced heating as well as imperfect adiabatic state preparation (with the latter induced by the unavoidable gap closing when passing the topological transition). An alternative procedure that has been proposed is to prepare such states dissipatively, i.e. as a steady state that emerges when coupling the system to reservoirs. Here we discuss a concrete scheme that couples the system to a weakly interacting Bose condensate given by second atomic species acting as a heat bath. Our strategy relies on the engineering of the potential for the bath particles, so that they occupy weakly coupled tubes perpendicular to the two-dimensional system. Using Floquet-Born-Markov theory, we show that the resulting nonequilibrium steady state of the driven-dissipative system approximates a topological insulator. We even find indications for the approximate stabilization of an anomalous Floquet topological insulator, a state that is impossible to realize in equilibrium.
Floquet engineering, the control of a quantum system by means of time-periodic driving, allows to modify the properties of a system so that it is described by an approximate effective time-independent Hamiltonian. However, in the presence of interactions the stabilization of interesting many-body ground states of such effective Hamiltonians is possible only on a certain time scale, beyond which Floquet heating sets in, as it results from unwanted driving induced resonant excitation. Moreover, the preparation of the ground state of such Floquet engineered effective Hamiltonians usually has to be accomplished adiabatically, which is another source of heating, especially when a phase transition has to be passed in a large system. Here, we propose a general dissipative strategy for the preparation and stabilization of effective ground states that are protected by an energy gap, such as topologically ordered states. It is scalable and relies on coupling the driven system to a thermal bath, the properties of which are chosen so that it both suppresses Floquet heating and guides the system into a non-equilibrium steady state with a large occupation of the effective ground-state. The small residual occupations of effective excited states are non-thermal, reflecting the non-equilibrium nature of the scheme. We use the Floquet-Born-Markov master equation to verify the proposed strategy. In particular, we discuss the preparation of both a one-dimensional Mott insulator and a two-dimensional fractional Chern insulator in strongly driven Bose-Hubbard systems.
Floquet engineering offers exhilarating opportunities for controlling the dynamics of quantum many body systems and realizing new nonequilibrium phases of matter. However, generic interacting Floquet systems tend to heat up due to energy absorption from the drive, washing away the desired behavior. In this work, the authors characterize the steady states of an interacting electronic system, coupled to a phonon heat bath. They determine the regimes where the system-bath coupling stabilizes Floquet-insulator-like states, an important prerequisite for realizing topological states through Floquet engineering.
We review methods for using time-periodic fields (e.g., laser or microwave fields) to induce non-equilibrium topological phenomena in quantum many-body systems. We discuss how such fields can be used to change the topological properties of the single particle spectrum, and key experimental demonstrations in solid state, cold atomic, and photonic systems. The single particle Floquet band structure provides a stage on which the system's dynamics play out; the crucial question is then how to obtain robust topological behaviour in the many-particle setting. In the regime of mesoscopic transport, we discuss manifestations of topological edge states induced in the Floquet spectrum. Outside the context of mesoscopic transport, the main challenge of inducing stable topological phases in many-body Floquet systems is their tendency to absorb energy from the drive and thereby to heat up. We discuss three routes to overcoming this challenge: long-lived transient dynamics and prethermalization, disorder-induced many-body localization, and engineered couplings to external baths. We discuss the types of phenomena that can be explored in each of these regimes, and their experimental realizations.
Floquet topological insulators are noninteracting quantum systems that, when driven by a time-periodic field, are described by effective Hamiltonians whose bands carry nontrivial topological invariants. A longstanding question concerns the possibility of selectively populating one of these effective bands, thereby maximizing the system's resemblance to a static topological insulator. We study such Floquet systems coupled to a zero-temperature thermal reservoir that provides dissipation. We find that the resulting electronic steady states are generically characterized by a finite density of excitations above the effective ground state, even when the driving has a small amplitude and/or large frequency. We discuss the role of reservoir engineering in mitigating this problem.
Nonequilibrium conditions are traditionally seen as detrimental to the appearance of quantum-coherent many-body phenomena, and much effort is often devoted to their elimination. Recently this approach has changed: It has been realized that driven-dissipative dynamics could be used as a resource. By proper engineering of the reservoirs and their couplings to a system, one may drive the system towards desired quantum-correlated steady states, even in the absence of internal Hamiltonian dynamics. An intriguing category of equilibrium many-particle phases are those which are distinguished by topology rather than by symmetry. A natural question thus arises: which of these topological states can be achieved as the result of dissipative Lindblad-type (Markovian) evolution? Beside its fundamental importance, it may offer novel routes to the realization of topologically-nontrivial states in quantum simulators, especially ultracold atomic gases. Here I give a general answer for Gaussian states and quadratic Lindblad evolution, mostly concentrating on the example of 2D Chern insulator states. I prove a no-go theorem stating that a finite-range Lindbladian cannot induce finite-rate exponential decay towards a unique topological pure state above 1D. I construct a recipe for creating such state by exponentially-local dynamics, or a mixed state arbitrarily close to the desired pure one via finite-range dynamics. I also address the cold-atom realization, classification, and detection of these states. Extensions to other types of topological insulators and superconductors are also discussed.
Considering coupling to a microstructured bath as a relaxation mechanism in a periodically driven dissipative Haldane model, we establish that the system may be tuned to a stroboscopic topological steady state at all finite temperatures. The amplitude and frequency of the periodic drive is so chosen that the Floquet Hamiltonian describing the Haldane model at stroboscopic instants of time in the unitary situation is topologically nontrivial. We establish that in the stroboscopic steady state, the system reaches a thermal state of the Floquet Hamiltonian at a controlled temperature. Further, it is observed that even with a coupling to a bath, remarkably a Chern insulator can indeed be prepared in a Chern nontrivial pure steady state which is expected to exhibit a stroboscopic bulk-boundary correspondence. Using the nonuniqueness of the macroscopic bulk electric polarization of a Chern insulator in its topological phase, we propose a generalized Chern invariant that reflects the topology of out-of-equilibrium many-body stroboscopic states of the Haldane model even in a dissipative ambience. The generalized topology of dynamical Chern insulators being dependent on single-particle correlations is expected to manifest in experiments probing many-body quantum observables.