Floquet topological insulators are noninteracting quantum systems that, when driven by a time-periodic field, are described by effective Hamiltonians whose bands carry nontrivial topological invariants. A longstanding question concerns the possibility of selectively populating one of these effective bands, thereby maximizing the system's resemblance to a static topological insulator. We study such Floquet systems coupled to a zero-temperature thermal reservoir that provides dissipation. We find that the resulting electronic steady states are generically characterized by a finite density of excitations above the effective ground state, even when the driving has a small amplitude and/or large frequency. We discuss the role of reservoir engineering in mitigating this problem.
Floquet topological insulators are noninteracting quantum systems that, when driven by a time-periodic field, are described by effective Hamiltonians whose bands carry nontrivial topological invariants. A longstanding question concerns the possibility of selectively populating one of these effective bands, thereby maximizing the system's resemblance to a static topological insulator. We study such Floquet systems coupled to a zero-temperature thermal reservoir that provides dissipation. We find that the resulting electronic steady states are generically characterized by a finite density of excitations above the effective ground state, even when the driving has a small amplitude and/or large frequency. We discuss the role of reservoir engineering in mitigating this problem.
Floquet engineering, the control of a quantum system by means of time-periodic driving, allows to modify the properties of a system so that it is described by an approximate effective time-independent Hamiltonian. However, in the presence of interactions the stabilization of interesting many-body ground states of such effective Hamiltonians is possible only on a certain time scale, beyond which Floquet heating sets in, as it results from unwanted driving induced resonant excitation. Moreover, the preparation of the ground state of such Floquet engineered effective Hamiltonians usually has to be accomplished adiabatically, which is another source of heating, especially when a phase transition has to be passed in a large system. Here, we propose a general dissipative strategy for the preparation and stabilization of effective ground states that are protected by an energy gap, such as topologically ordered states. It is scalable and relies on coupling the driven system to a thermal bath, the properties of which are chosen so that it both suppresses Floquet heating and guides the system into a non-equilibrium steady state with a large occupation of the effective ground-state. The small residual occupations of effective excited states are non-thermal, reflecting the non-equilibrium nature of the scheme. We use the Floquet-Born-Markov master equation to verify the proposed strategy. In particular, we discuss the preparation of both a one-dimensional Mott insulator and a two-dimensional fractional Chern insulator in strongly driven Bose-Hubbard systems.
Floquet engineering is an important tool for realizing topologically nontrivial band structures for charge-neutral atoms in optical lattices. However, the preparation of a topological-band-insulator-type state of fermions, with one nontrivial quasi-energy band filled completely and the others empty, is challenging as a result of both driving induced heating as well as imperfect adiabatic state preparation (with the latter induced by the unavoidable gap closing when passing the topological transition). An alternative procedure that has been proposed is to prepare such states dissipatively, i.e. as a steady state that emerges when coupling the system to reservoirs. Here we discuss a concrete scheme that couples the system to a weakly interacting Bose condensate given by second atomic species acting as a heat bath. Our strategy relies on the engineering of the potential for the bath particles, so that they occupy weakly coupled tubes perpendicular to the two-dimensional system. Using Floquet-Born-Markov theory, we show that the resulting nonequilibrium steady state of the driven-dissipative system approximates a topological insulator. We even find indications for the approximate stabilization of an anomalous Floquet topological insulator, a state that is impossible to realize in equilibrium.
We investigate the non-equilibrium topology of the steady state of a periodically driven, dissipative Su-Schrieffer-Heeger (SSH) chain using the ensemble geometric phase (EGP) φEGP, a generalisation of the Zak phase to mixed states. The coupling to thermal reservoirs is treated microscopically within Floquet-Born-Markov theory without the rotating-wave approximation. We classify the steady state rather than the generator of the dynamics, using its purity spectrum as the analogue of a band structure. We show that, within the EGP framework, the Z×Z structure of isolated chiral-symmetric Floquet SSH systems generally does not carry over to the steady state. Instead, the steady state carries a single invariant whose type is set by an underlying symmetry. When this symmetry holds, the invariant is Z2-valued, with quantised φEGP=±π/2 at all times and finite temperatures. The EGP can switch within a driving period, tracking the presence of edge modes in the open-boundary purity spectrum and thereby establishing a bulk-boundary correspondence. The fraction of each period spent in the nontrivial regime varies continuously with the driving frequency, and the switching disappears if the dependence of the dissipator on the drive is neglected. When the symmetry is broken, φEGP is no longer quantised, but its winding over a drive period T defines an invariant νT∈Z, with no purity-spectrum bulk-boundary correspondence. We propose that its changes signal temperature- and frequency-driven topological phase transitions. Our formalism extends to general quadratic fermionic systems with linear bath couplings.
Open quantum systems, when driven by a periodic field, can relax to effective statistical ensembles that resemble their equilibrium counterparts. We consider a class of problems in which a periodically driven quantum system is allowed to exchange both energy and particles with a thermal reservoir. We demonstrate that, even for noninteracting systems, effective equilibration to the grand canonical ensemble requires both fine tuning the system-bath coupling and selecting a sufficiently simple driving protocol. We study a tractable subclass of these problems in which the long-time steady state of the system can be determined analytically, and demonstrate that the system effectively thermalizes with fine tuning, but does not thermalize for general values of the system-bath couplings. When the driven system does not thermalize, it supports a tunable persistent current in the steady state without external bias. We compute this current analytically for two examples of interest: (1) a driven double quantum dot, where the current is interpreted as a dc electrical current, and (2) driven Dirac fermions in graphene, where it is interpreted as a valley current.
Considering coupling to a microstructured bath as a relaxation mechanism in a periodically driven dissipative Haldane model, we establish that the system may be tuned to a stroboscopic topological steady state at all finite temperatures. The amplitude and frequency of the periodic drive is so chosen that the Floquet Hamiltonian describing the Haldane model at stroboscopic instants of time in the unitary situation is topologically nontrivial. We establish that in the stroboscopic steady state, the system reaches a thermal state of the Floquet Hamiltonian at a controlled temperature. Further, it is observed that even with a coupling to a bath, remarkably a Chern insulator can indeed be prepared in a Chern nontrivial pure steady state which is expected to exhibit a stroboscopic bulk-boundary correspondence. Using the nonuniqueness of the macroscopic bulk electric polarization of a Chern insulator in its topological phase, we propose a generalized Chern invariant that reflects the topology of out-of-equilibrium many-body stroboscopic states of the Haldane model even in a dissipative ambience. The generalized topology of dynamical Chern insulators being dependent on single-particle correlations is expected to manifest in experiments probing many-body quantum observables.
Periodically-driven (Floquet) quantum systems are ubiquitous in science and technology. For example, when a laser illuminates a material or an AC voltage is applied to a device, the system is well-described by a time-periodic Hamiltonian. In recent years, periodic driving has been proposed, not just as a tool to excite and probe devices, but actually as a mechanism of engineering new phases of matter, some of which have no equilibrium analog. However, with this promise comes a serious problem. Intuitively, if energy is injected into and distributed throughout a system, it is no surprise that it tends to heat up indefinitely to infinite temperature. In this thesis, we study the mechanisms of heating, i.e. the process of thermalization, in Floquet systems and propose methods to control them. Specifically, for non-interacting Floquet systems that are coupled to external bosonic and fermionic baths (e.g. laser-driven electrons in a semiconductor that interact with phonons and an external lead), we classify the relevant scattering processes that contribute to cooling/heating in the Floquet bands and suggest methods to suppress heating via bandwidth-restrictions on the baths. We find that is possible, with appropriate dissipative engineering, to stabilize a controlled incompressible nonequilibrium steady-state resembling a ground state - a state we term the "Floquet insulator." We extend this analysis to include short-range interactions that contribute additional heating processes and show, under the same framework, that heating can be controlled with dissipation. In the process, we develop a simple effective model for the Floquet band densities that captures the essence of all the Floquet scattering processes and that is useful for ballparking experimentally-relevant estimates of heating. Next, we turn our attention to strongly-interacting closed Floquet systems and study how heating emerges through a proliferation of resonances. We find a novel integrable point governing the strong-interaction limit of the Floquet system and examine the breakdown of integrability via the proliferation of resonances. We observe two distinct scaling regimes, attributed to non-thermal and thermal behavior, and discover a power-law scaling of the crossover between them as a function of system size. The lingering ergodicity-breaking effects of the conserved quantities in the vicinity (in parameter space) of the integrable point at finite size is a phenomena we term "near-integrability." These results suggest that small quantum systems, which are accessible currently in many platforms (e.g. trapped ions, cold atoms, superconducting devices), intrinsically host non-thermal states that one may be able to utilize to avoid heating. Furthermore, our results suggest a "dual" interpretation, in the thermodynamic limit, that a periodically-driven system exhibits prethermalization as a power-law in interaction strength.