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arXiv:1810.12050 · SciPost Physics

Dissipation-induced topological insulators: A no-go theorem and a recipe

Moshe Goldstein

Published Nov 27, 2019• 49 citations
arXivHTMLPDF

Abstract

Nonequilibrium conditions are traditionally seen as detrimental to the appearance of quantum-coherent many-body phenomena, and much effort is often devoted to their elimination. Recently this approach has changed: It has been realized that driven-dissipative dynamics could be used as a resource. By proper engineering of the reservoirs and their couplings to a system, one may drive the system towards desired quantum-correlated steady states, even in the absence of internal Hamiltonian dynamics. An intriguing category of equilibrium many-particle phases are those which are distinguished by topology rather than by symmetry. A natural question thus arises: which of these topological states can be achieved as the result of dissipative Lindblad-type (Markovian) evolution? Beside its fundamental importance, it may offer novel routes to the realization of topologically-nontrivial states in quantum simulators, especially ultracold atomic gases. Here I give a general answer for Gaussian states and quadratic Lindblad evolution, mostly concentrating on the example of 2D Chern insulator states. I prove a no-go theorem stating that a finite-range Lindbladian cannot induce finite-rate exponential decay towards a unique topological pure state above 1D. I construct a recipe for creating such state by exponentially-local dynamics, or a mixed state arbitrarily close to the desired pure one via finite-range dynamics. I also address the cold-atom realization, classification, and detection of these states. Extensions to other types of topological insulators and superconductors are also discussed.

DOI
10.21468/scipostphys.7.5.067

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•Dec 17, 2018•0 citations
Nonequilibrium conditions are traditionally seen as detrimental to the appearance of quantum-coherent many-body phenomena, and much effort is often devoted to their elimination. Recently this approach has changed: It has been realized that driven-dissipative dynamics could be used as a resource. By proper engineering of the reservoirs and their couplings to a system, one may drive the system towards desired quantum-correlated steady states, even in the absence of internal Hamiltonian dynamics. An intriguing category of equilibrium many-particle phases are those which are distinguished by topology rather than by symmetry. A natural question thus arises: which of these topological states can be achieved as the result of dissipative Lindblad-type (Markovian) evolution? Beside its fundamental importance, it may offer novel routes to the realization of topologically-nontrivial states in quantum simulators, especially ultracold atomic gases. Here I give a general answer for Gaussian states and quadratic Lindblad evolution, mostly concentrating on the example of 2D Chern insulator states. I prove a no-go theorem stating that a finite-range Lindbladian cannot induce finite-rate exponential decay towards a unique topological pure state above 1D. I construct a recipe for creating such state by exponentially-local dynamics, or a mixed state arbitrarily close to the desired pure one via finite-range dynamics. I also address the cold-atom realization, classification, and detection of these states. Extensions to other types of topological insulators and superconductors are also discussed.
Topological phases of matter are the center of much current interest, with promising potential applications in, e.g., topologically protected transport and quantum computing. Traditionally such states are prepared by tuning the system Hamiltonian while coupling it to a generic bath at very low temperatures. However, this approach is often ineffective, especially in cold-atom systems. It was recently shown that topological phases can emerge much more efficiently even in the absence of a Hamiltonian, by properly engineering the interaction of the system with its environment, to directly drive the system into the desired state. Here we concentrate on dissipatively induced two-dimensional Chern insulator (lattice quantum Hall) states. We employ open quantum systems tools to explore their transport properties, such as persistent currents and the conductance in the steady state, in the presence of various Hamiltonians. We find that, in contrast with equilibrium systems, the usual confinement of currents to the edge, as well as the usual relation between the Chern topological number and the Hall conductance, could be broken. We explore the intriguing edge behaviors and elucidate under which conditions the Hall conductance is quantized.
Engineered dissipation can be employed to prepare interesting quantum many-body states in a nonequilibrium fashion. The basic idea is to obtain the state of interest as the unique steady state of a quantum master equation, irrespective of the initial state. Due to a fundamental competition of topology and locality, the dissipative preparation of gapped topological phases with a nonvanishing Chern number has so far remained elusive. Here, we study the open quantum system dynamics of fermions on a two-dimensional lattice in the framework of a Lindblad master equation. In particular, we discover a mechanism to dissipatively prepare a topological steady state with nonzero Chern number by means of short-range system bath interaction. Quite remarkably, this gives rise to a stable topological phase in a nonequilibrium phase diagram. We demonstrate how our theoretical construction can be implemented in a microscopic model that is experimentally feasible with cold atoms in optical lattices.
The quest for nonequilibrium quantum phase transitions is often hampered by the tendency of driving and dissipation to give rise to an effective temperature, resulting in classical behavior. Could this be different when the dissipation is engineered to drive the system into a nontrivial quantum coherent steady state? In this work we shed light on this issue by studying the effect of disorder on recently introduced dissipation-induced Chern topological states, and examining the eigenmodes of the Hermitian steady-state density matrix or entanglement Hamiltonian. We find that, similarly to equilibrium, each Landau band has a single delocalized level near its center. However, using three different finite-size scaling methods we show that the critical exponent $\ensuremath{\nu}$ describing the divergence of the localization length upon approaching the delocalized state is significantly different from equilibrium if disorder is introduced into the nondissipative part of the dynamics. This indicates a different type of nonequilibrium quantum critical universality class accessible in cold-atom experiments.
Engineered dissipation can be employed to prepare interesting quantum many body states in a non-equilibrium fashion. The basic idea is to obtain the state of interest as the unique steady state of a quantum master equation, irrespective of the initial state. Due to a fundamental competition of topology and locality, the dissipative preparation of gapped topological phases with a non-vanishing Chern number has so far remained elusive. Here, we study the open quantum system dynamics of fermions on a two-dimensional lattice in the framework of a Lindblad master equation. In particular, we discover a mechanism to dissipatively prepare a topological steady state with non-zero Chern number by means of short-range system bath interaction. Quite remarkably, this gives rise to a stable topological phase in a non-equilibrium phase diagram. We demonstrate how our theoretical construction can be implemented in a microscopic model that is experimentally feasible with cold atoms in optical lattices.
We devise a generic and experimentally accessible recipe to prepare boundary states of topological or nontopological quantum systems through an interplay between coherent Hamiltonian dynamics and local dissipation. Intuitively, our recipe harnesses the spatial structure of boundary states which vanish on sublattices where losses are suitably engineered. This yields unique nontrivial steady states that populate the targeted boundary states with infinite lifetimes while all other states are exponentially damped in time. Remarkably, applying loss only at one boundary can yield a unique steady state localized at the very same boundary. We detail our construction and rigorously derive full Liouvillian spectra and dissipative gaps in the presence of a spectral mirror symmetry for a one-dimensional Su-Schrieffer-Heeger model and a two-dimensional Chern insulator. We outline how our recipe extends to generic noninteracting systems.
The growing field of topological orders has been extensively studied both form the communities of condensed matter and quantum simulation. However, very little is known about the fate of topological order in the presence of disturbing effects such as external noise or dissipation. In the first part of this thesis, we start by studying how the edge states of a topological insulator become unstable when interacting with thermal baths. Motivated by these results, we generalise the notion of Chern insulators from the well-known Hamiltonian case to Liouvillian dynamics. We achieve this goal by defining a new topological witness that is still related to the quantum Hall conductivity at finite temperature. The mixed character of edge states is also well captured by our formalism, and explicit models for topological insulators and dissipative channels are considered. Additionally, we find new topological phases that remain quantised at finite temperature. The construction is based on the Uhlmann phase, a geometric quantum phase defined for general density matrices. Using this new tool, we are able to characterise topological insulators and superconductors at finite temperature both in one and two spatial dimensions. From the experimental side, we propose a state-independent protocol to measure the topological Uhlmann phase in the context of quantum simulation. Symmetry-protected topological orders have traditionally emerged from shortrange interactions. It remains very much unknown what the role played by longrange interactions is, within the physics of these topological systems. In the second part of this thesis, we analyse how topological superconducting phases are affected by the inclusion of long-range couplings. Remarkably, we unveil new topological quasi-particles due to long-range interactions, that were absent in short-range models. We also study how topological invariants are modified by the presence of long-range effects. In the appendix section of the thesis, we explore new numerical methods for driven-dissipative phase transitions. We consider quantum systems with a dissipative term driving the system into a non-equilibrium steady state. The inclusion of short-range fluctuations out-of-equilibrium deeply modifies the shape of the phase-diagram, something never observed in equilibrium thermodynamics.