Higher-form symmetries are a valuable tool for classifying topological phases of matter. However, emergent higher-form symmetries in interacting many-body systems are typically not exact due to the presence of topological defects. In this paper, we develop a systematic framework for building effective theories with approximate higher-form symmetries. We focus on a continuous U(1) q -form symmetry and study phases with various patterns of spontaneous and explicit symmetry breaking. We uncover a web of dualities between such phases and highlight their role in describing the presence of dynamical higher-form topological defects. In order to study the out-of-equilibrium dynamics of these phases of matter, we formulate respective hydrodynamic theories and study the spectra of excitations exhibiting higher-form charge relaxation and Goldstone relaxation effects. We show that our framework is able to describe various phase transitions due to proliferation of vortices or defects. This includes the melting transition in smectic crystals, the plasma phase transition from polarized gases to magnetohydrodynamics, the spin-ice transition, the superfluid to neutral fluid transition, and the Meissner effect in superconductors, among many others. Published by the American Physical Society 2024
Higher-form symmetries are a valuable tool for classifying topological phases of matter. However, emergent higher-form symmetries in interacting many-body systems are typically not exact due to the presence of topological defects. In this paper, we develop a systematic framework for building effective theories with approximate higher-form symmetries. We focus on a continuous U(1) q -form symmetry and study phases with various patterns of spontaneous and explicit symmetry breaking. We uncover a web of dualities between such phases and highlight their role in describing the presence of dynamical higher-form topological defects. In order to study the out-of-equilibrium dynamics of these phases of matter, we formulate respective hydrodynamic theories and study the spectra of excitations exhibiting higher-form charge relaxation and Goldstone relaxation effects. We show that our framework is able to describe various phase transitions due to proliferation of vortices or defects. This includes the melting transition in smectic crystals, the plasma phase transition from polarized gases to magnetohydrodynamics, the spin-ice transition, the superfluid to neutral fluid transition, and the Meissner effect in superconductors, among many others. Published by the American Physical Society 2024
Symmetry defects, e.g., vortices in conventional superfluids, play a critical role in a complete description of symmetry breaking phases. In this paper, we develop the theory of symmetry defects in fractonic superfluids, i.e., spontaneously higher-rank symmetry (HRS) breaking phases initially proposed by Yuan et al. [Phys. Rev. Res. 2, 023267 (2020)] and by Chen et al. [Phys. Rev. Res. 3, 013226 (2021)]. By Noether's theorem, HRS is associated with the conservation law of higher moments, e.g., dipoles, quadrupoles, and angular moments. We establish finite-temperature phase diagrams by identifying a series of topological phase transitions via the renormalization group flow equations and Debye-H\"uckel approximation. Accordingly, a series of Kosterlitz-Thouless topological transitions are found to occur successively at different temperatures, which are triggered by proliferation of defects, defect bound states, and so on. Such a hierarchical proliferation brings rich phase structures. Meanwhile, a screening effect from sufficiently high density of defect bound states leads to instability and collapse of the intermediate temperature phases, which further enriches the phase diagrams. For concreteness, we consider a fractonic superfluid in which ``angular moments'' are conserved. We then present the general theory, in which other types of HRS can be analyzed in a similar manner. Further directions are present at the end of the paper.
FINDING: Landau paradigm is being extended beyond local order parameters via generalized (higher-form, non-invertible) symmetries to describe topological phases without conventional symmetry breaking. | MATH: Landau free energy functional F[ϕ]=∫ddx[(∇ϕ)2+rϕ2+uϕ4]; order parameter ϕ transforms under group G; spontaneous symmetry breaking G→H yields Goldstone modes (count = dim(G/H)); generalized symmetries act on codimension-k operators (higher-form symmetries G(k)), with topological defects as charged objects; Wigner-Eckart corrections under SSB: ⟨α′∣Oλ∣α⟩=∑μCλμ⟨α′∣∣Oλ∣∣α⟩μ modified by Goldstone-induced corrections proportional to 1/Ld−2 in infinite systems. | CONNECTION: Topological defects (vortices, monopoles, strings) carry quantized charges — in 2D, vortex winding numbers n∈Z map to U(1) p Author: Andrew Stewart Caldin, Independent Researcher, UK. Part of the E8 Intelligence Research series. Platform: e8intelligence.com
Subsystem symmetry has emerged as a powerful organizing principle for unconventional quantum phases of matter, most prominently fracton topological orders. Here, we focus on a special subclass of such symmetries, known as higher-form subsystem symmetries, which allow us to adapt tools from the study of conventional topological phases to the fracton setting. We demonstrate that certain transitions out of familiar fracton phases, including the X-cube model, can be understood in terms of the spontaneous breaking of higher-form subsystem symmetries. We find simple pictures for these seemingly complicated fracton topological phase transitions by relating them in an exact manner, via gauging, to spontaneous higher-form subsystem symmetry breaking phase transitions of decoupled stacks of lower-dimensional models. We harness this perspective to construct a sequence of unconventional subdimensional critical points in two and three spatial dimensions based on the stacking and gauging of canonical models with higher-form symmetry. Through numerous examples, we illustrate the ubiquity of coupled layer constructions in theories with higher-form subsystem symmetries.
We study an effective field theory of a vortex lattice in a two-dimensional neutral rotating superfluid. Utilizing particle-vortex dualities, we explore its formulation in terms of a U(1) gauge theory coupled to elasticity that at low energies reduces to a compact Lifshitz theory augmented with a Berry phase term encoding the vortex dynamics in the presence of a superflow. Utilizing elasticity- and Lifshitz-gauge-theory dualities, we derive dual formulations of the vortex lattice in terms of a traceless symmetric scalar-charge theory and demonstrate low-energy equivalence of our dual gauge theory to its elasticity-gauge theory dual. We further discuss a multipole symmetry of the vortex lattice and the multipole one-form symmetries of its dual gauge theory. We also study its topological crystalline defects, where the multipole one-form symmetry plays a prominent role. It classifies the defects, explains their restricted mobility, and characterizes descendant vortex phases, which includes a vortex-supersolid phase. Using the dual gauge theory, we also develop a mean-field theory for the quantum melting transition from a vortex crystal to a vortex supersolid.
In recent years, new phases of matter that are beyond the Landau paradigm of symmetry breaking have been accumulating, and to catch up with this fast development, new notions of global symmetry are introduced. Among them, the higher-form symmetry, whose symmetry charges are spatially extended, can be used to describe topologically ordered phases as the spontaneous breaking of the symmetry, and consequently unify the unconventional and conventional phases under the same conceptual framework. However, such conceptual tools have not been put into quantitative tests except for certain solvable models, therefore limiting their usage in the more generic quantum many-body systems. In this work, we study Z2 higher-form symmetry in a quantum Ising model, which is dual to the global (zero-form) Ising symmetry. We compute the expectation value of the Ising disorder operator, which is a nonlocal order parameter for the higher-form symmetry, analytically in free scalar theories and through unbiased quantum Monte Carlo simulations for the interacting fixed point in (2+1)d. From the scaling form of this extended object, we confirm that the higher-form symmetry is indeed spontaneously broken inside the paramagnetic, or quantum disordered phase (in the Landau sense), but remains symmetric in the ferromagnetic or ordered phase. At the Ising critical point, we find that the disorder operator also obeys a ``perimeter'' law scaling with possibly multiplicative power-law corrections. We discuss examples where both the global zero-form symmetry and the dual higher-form symmetry are preserved, in systems with a codimension-1 manifold of gapless points in momentum space. These results provide nontrivial working examples of higher-form symmetry operators, including the direct computation of one-form order parameter in an interacting conformal field theory, and open the avenue for their generic implementation in quantum many-body systems.
Topological phase transitions represent a new paradigm beyond conventional Landau-Ginzburg symmetry breaking. Even in the absence of symmetry breaking, the symmetries of a Hamiltonian play an important role in stabilizing topological signatures. In this thesis, we will study the interplay between symmetry and topology in many-body systems, with three distinct physical setups in mind. First, we investigate a two-dimensional system of ultracold bosons which is condensed in the p-band of a triangular lattice. Certain smooth interaction profiles result in non-Abelian symmetry generators of the order parameter manifold, leading to anomalous physical consequences. These include a lack of Berezinskii-Kosterlitz-Thouless transition due to unstable vortex configurations, additional Goldstone modes, and a marginally divergent normal fluid density which implies lack of superfluidity in the thermodynamic limit. Our results suggest possible connections to solid state experiments on 4He films. We then show that disorder which keeps a Hamiltonian in the same Altland-Zirnbauer symmetry class is capable of inducing a topological transition. This is achieved by considering the normalizability of Majorana edge modes in a topological superconductor, and corroborated with entanglement metrics. While degeneracies of the many-body spectrum are robust with respect to weak perturbations, strong disorder can both promote and destroy a topological index. Lastly, we study topological edge modes and degeneracies in atomic, molecular, and optical systems which evolve non-unitarily in time or space due to non-equilibrium effects, including: condensate instabilities after a quench, decoherence channels from an external environment, and dissipation into a medium. Mathematically, the non-unitary evolution is generated by effective Hamiltonians which break Hermiticity. These systems can possess uniquely non-Hermitian symmetries which are absent from equilibrium counterparts. We present a symmetry-based classification, and investigate several systems which can be solved exactly.