Topological phase transitions represent a new paradigm beyond conventional Landau-Ginzburg symmetry breaking. Even in the absence of symmetry breaking, the symmetries of a Hamiltonian play an important role in stabilizing topological signatures. In this thesis, we will study the interplay between symmetry and topology in many-body systems, with three distinct physical setups in mind. First, we investigate a two-dimensional system of ultracold bosons which is condensed in the p-band of a triangular lattice. Certain smooth interaction profiles result in non-Abelian symmetry generators of the order parameter manifold, leading to anomalous physical consequences. These include a lack of Berezinskii-Kosterlitz-Thouless transition due to unstable vortex configurations, additional Goldstone modes, and a marginally divergent normal fluid density which implies lack of superfluidity in the thermodynamic limit. Our results suggest possible connections to solid state experiments on 4He films. We then show that disorder which keeps a Hamiltonian in the same Altland-Zirnbauer symmetry class is capable of inducing a topological transition. This is achieved by considering the normalizability of Majorana edge modes in a topological superconductor, and corroborated with entanglement metrics. While degeneracies of the many-body spectrum are robust with respect to weak perturbations, strong disorder can both promote and destroy a topological index. Lastly, we study topological edge modes and degeneracies in atomic, molecular, and optical systems which evolve non-unitarily in time or space due to non-equilibrium effects, including: condensate instabilities after a quench, decoherence channels from an external environment, and dissipation into a medium. Mathematically, the non-unitary evolution is generated by effective Hamiltonians which break Hermiticity. These systems can possess uniquely non-Hermitian symmetries which are absent from equilibrium counterparts. We present a symmetry-based classification, and investigate several systems which can be solved exactly.
Topological phase transitions represent a new paradigm beyond conventional Landau-Ginzburg symmetry breaking. Even in the absence of symmetry breaking, the symmetries of a Hamiltonian play an important role in stabilizing topological signatures. In this thesis, we will study the interplay between symmetry and topology in many-body systems, with three distinct physical setups in mind. First, we investigate a two-dimensional system of ultracold bosons which is condensed in the p-band of a triangular lattice. Certain smooth interaction profiles result in non-Abelian symmetry generators of the order parameter manifold, leading to anomalous physical consequences. These include a lack of Berezinskii-Kosterlitz-Thouless transition due to unstable vortex configurations, additional Goldstone modes, and a marginally divergent normal fluid density which implies lack of superfluidity in the thermodynamic limit. Our results suggest possible connections to solid state experiments on 4He films. We then show that disorder which keeps a Hamiltonian in the same Altland-Zirnbauer symmetry class is capable of inducing a topological transition. This is achieved by considering the normalizability of Majorana edge modes in a topological superconductor, and corroborated with entanglement metrics. While degeneracies of the many-body spectrum are robust with respect to weak perturbations, strong disorder can both promote and destroy a topological index. Lastly, we study topological edge modes and degeneracies in atomic, molecular, and optical systems which evolve non-unitarily in time or space due to non-equilibrium effects, including: condensate instabilities after a quench, decoherence channels from an external environment, and dissipation into a medium. Mathematically, the non-unitary evolution is generated by effective Hamiltonians which break Hermiticity. These systems can possess uniquely non-Hermitian symmetries which are absent from equilibrium counterparts. We present a symmetry-based classification, and investigate several systems which can be solved exactly.
Topological phases of matter are understood to be characterized by particular configurations of entanglement encoded within the ground states of many-body quantum systems. In this thesis, we discuss how novel phenomena associated with topological phases can arise in systems that are driven out of equilibrium or coupled to their surroundings, which are not described by ground state physics. Firstly, we consider systems undergoing unitary time evolution due to some external driving. We show how the entanglement features of the time-dependent wavefunction can be topologically characterized, and demonstrate that these topological properties are reflected in the dynamics of various quantities usually associated with topological phases in equilibrium. We introduce a new non-equilibrium topological classification scheme which can be used to predict whether or not the topological features of a given system will be preserved under time evolution. In brief, this classification captures the fact that certain symmetries (namely antiunitary symmetries) are inevitably broken once the system is driven out of equilibrium; thus any topological phenomena protected by such symmetries cannot be expected to persist in non-equilibrium scenarios. Secondly, we investigate how topologically non-trivial systems are affected by dissipative effects, i.e.~coupling to an external environment. We demonstrate that system-environment interactions facilitate processes in the system that effectively break any antiunitary symmetries, regardless of the symmetries of the microscopic Hamiltonian. Accordingly, those phases that were shown to be unstable against time-dependent driving are also fragile against coupling to an environment. To illustrate the consequences of this fragility, we consider the effects of dissipation on the coherence properties of topological bound states, as well as the conductance properties of chiral and helical topological edge modes. We find that the decoherence rate of the former and the deviation from quantized conductivity of the latter are (not) exponentially suppressed in the inverse temperature when the phase in question is protected by unitary (antiunitary) symmetries. These results regarding open systems can be connected to the same non-equilibrium classification developed in the context of isolated systems undergoing unitary dynamics. Our findings highlight a distinction between topological phases that are either robust or fragile against non-equilibrium effects and/or system-environment coupling. The ramifications for the use of such systems in quantum technologies are discussed.
Understanding the interplay between symmetries and phases lies at the heart of characterizing states of matter. The conventional Landau's paradigm associates local ordered states with symmetry breaking, but this paradigm fails to include gapped topological phases, which can only be distinguished by the global topological invariant and the present of gapless edge modes at open boundaries. In this thesis, variety of states of matter is enriched from two aspects: a new paradigm of phases that incorporates both symmetry broken phase and topological phase, and exotic topological phases that are realized in different degree of freedoms of the same system. The two aspects are explored by studying corresponding one dimensional fermionic models. Besides gapped phases, exotic quasiparticle interferences of gapless topological systems are also investigated. \n \nThe first chapter serves as a theoretical basis for the next two chapters by giving an introduction to topological phases in one dimension. In particular, a bosonization method is introduced to describe topological degeneracy and edge zero modes, which is favoured by the ability to deal with interactions as well as to uncover the phenomena of spin-charge separation. \n \nIn the second chapter a new paradigm of phases is proposed and investigated that incorporates both symmetry broken phases and symmetry-protected topological phases. Through exact-solvable models bond spin density wave(BSDW) states are proposed as candidates for this new paradigm, which are ZZ2 symmetry breaking due to spontaneous dimerization and yet each is topological nontrivial with edge zero modes of fractional fermions. More general lattice models are constructed, and it is shown that BSDW exists in a considerable regime of parameters for a family of lattice models, from both mean-field analysis and bosonization. \n \nIn the third chapter, we give an effective field description for spin-charge separated edge modes consisting of both Majorana modes and fractional fermions, and demonstrate how to harvest both simultaneously in a spinless fermionic ladder with particle-hole symmetry and single-chain fermion parity. Further, the idea of spin-charge separated edge modes is applied to reinterpret the prominent Haldane phase of spin-1 chain in its equivalent spin-frac12 fermionic model. \n \nIn contrast to the above two theoretically oriented topics that aim to add variety to topological phases, the third topic establishes a bridge between abstract concepts for topological systems to remarkable features that can be detected in experiments. The last chapter reveals how topological charges for topological Fermi points, through exhibiting exotic quasiparticle interference in the presence of impurities, could be visualized in STS measurements. \nThe generalized joint density of states(GJDOS) is applied to address effects from the geometry of band dispersion and topological charges separately. Both analytical results and numerical simulation suggest distinct and robust quasiparticle interference features as indicators for topological charges that can be accessed by FT-STS experiments.
For decades, Landau’s theory of phase transition has provided a successful classification for quantum and classical states of matter based on their symmetry broken patterns, except for certain exotic quantum states such as the fractional quantum Hall (FQH) effect. However, such exotic phenomena are crucial for a complete understanding of the nature. This thesis explores new physical principles emerging from topology and topological states. First, we use an example to demonstrate Landau’s theory by studying a pair-density wave system, where the symmetry-breaking paradigm is applicable. It turns out that such a system exhibits the Kosterlitz-Thouless (KT) transition, a phase transition driven by the proliferation of topological defects, i.e. vortex-antivortex pairs. For topological systems, where symmetry broken pattern cannot be used as a classification tool, we prove a theorem that two gapped systems with non-vanishing ground-state overlap must be adiabatically connected, and thus are necessarily in the same topological phase. This theorem provides a simple and generic approach to classify topological band insulators/superconductors, without the needs to calculate any known or yet-to-known topological indices. Once the overlap is found nonzero, the two systems must be topologically identical. After presenting a generic proof, the theorem is also verified through calculating the overlap for several milestone topological band insulators and certain interacting systems. Such an overlap technique is then generalized to (2+1)-D strongly-interacting topological systems at fixed points, including both symmetry-protected topological (SPT) states and intrinsic topological states like FQH. For interacting topological states, the main challenge of utilizing wave-function overlaps to classify them lies in the famous Anderson orthogonality catastrophe (AOC), which states that two different many-body wave functions must have zero overlap in the thermodynamic limit. In this thesis, we found that wave-function overlaps indeed carry critical information about the topological nature of quantum states and this information can be extracted from the finite-size scaling of the overlaps. In the finite-size scaling analysis, we found a universal topological response term as a sub-leading contribution. This term depends on both the central charge of the corresponding conformal field theory (CFT) and the Euler characteristics of the underlying manifolds on which the system is defined. This term reveals a fundamental connection between ground-state overlaps and CFT’s. In addition, surprisingly, the overlap between an intrinsic topological state and a topologically trivial product state shows a decay faster than the exponential behavior expected via a typical AOC analysis. Such finite-size scaling behaviors could be utilized to theoretically detect the gapless edge modes, and to distinguish the topology of quantum states or serve as a signature of topological phase transitions. Possible generalization to higher dimensions and generic non-fixed-point topological systems is also discussed.
This thesis explores the interaction of symmetries and quantum anomalies on the low-energy dynamics and phase transitions of strongly correlated quantum matter. Beyond the traditional Landau-Ginzburg-Wilson paradigm, we investigate how the embedding of microscopic lattice symmetries into emergent continuum symmetries governs the stability of quantum critical points in (2+1) dimensions. Through the lens of 't Hooft anomalies and anomaly matching, we establish a theoretical framework for understanding the fate of various exotic quantum phase transitions. A central application of this framework is understanding the stability of emergent conformal field theories (CFTs) that describe gapless quantum critical points. The exact nature of these phase transitions is chiefly governed by how the microscopic lattice symmetries impose stringent conditions on the relevant operators allowed in the low-energy effective theory. When physical symmetries suppress relevant perturbations, an interacting conformal fixed point, such as (2+1)-dimensional quantum electrodynamics (QED₃), can stably emerge. Chapters 2 and 3 explore the consequences of this symmetry embedding through the phenomenon of "unnecessary'' quantum critical points, which uniquely describe continuous transitions occurring entirely within a single phase of matter. We demonstrate that the Dirac spin liquid (DSL) in lattice magnets can surprisingly describe a stable continuous phase transition within a single, conventional, symmetry breaking phase. In chapter 4, we apply these tools to a class of quantum phase transitions between featureless bosonic atomic insulators. Despite lacking topological order or protected edge modes, these insulators represent distinct phases because they can be "obstructed,'' meaning their Wannier centers are not pinned to the physical atomic sites. Surprisingly, we find that the transition between these topologically trivial states can host a conformally invariant state described by QED₃, suggesting that even transitions between trivial phases can harbor rich, fractionalized physics. Lastly, chapter 5 analyzes transitions from a composite Fermi liquid (CFL) to a chiral superconductor, employing more traditional field-theoretic techniques and making concrete connections with recent experiments in moire materials.
The growing field of topological orders has been extensively studied both form the communities of condensed matter and quantum simulation. However, very little is known about the fate of topological order in the presence of disturbing effects such as external noise or dissipation. In the first part of this thesis, we start by studying how the edge states of a topological insulator become unstable when interacting with thermal baths. Motivated by these results, we generalise the notion of Chern insulators from the well-known Hamiltonian case to Liouvillian dynamics. We achieve this goal by defining a new topological witness that is still related to the quantum Hall conductivity at finite temperature. The mixed character of edge states is also well captured by our formalism, and explicit models for topological insulators and dissipative channels are considered. Additionally, we find new topological phases that remain quantised at finite temperature. The construction is based on the Uhlmann phase, a geometric quantum phase defined for general density matrices. Using this new tool, we are able to characterise topological insulators and superconductors at finite temperature both in one and two spatial dimensions. From the experimental side, we propose a state-independent protocol to measure the topological Uhlmann phase in the context of quantum simulation. Symmetry-protected topological orders have traditionally emerged from shortrange interactions. It remains very much unknown what the role played by longrange interactions is, within the physics of these topological systems. In the second part of this thesis, we analyse how topological superconducting phases are affected by the inclusion of long-range couplings. Remarkably, we unveil new topological quasi-particles due to long-range interactions, that were absent in short-range models. We also study how topological invariants are modified by the presence of long-range effects. In the appendix section of the thesis, we explore new numerical methods for driven-dissipative phase transitions. We consider quantum systems with a dissipative term driving the system into a non-equilibrium steady state. The inclusion of short-range fluctuations out-of-equilibrium deeply modifies the shape of the phase-diagram, something never observed in equilibrium thermodynamics.
Topological order provides a new paradigm to view phases of matter. Unlike conventional symmetry breaking order, these states are not distinguished by different patterns of symmetry breaking, instead by their intricate mathematical structure, topology. By the bulk-boundary correspondence, the nontrivial topology of the bulk results in robust gapless excitations on symmetry preserving surfaces. We utilize both of these views to study topological phases together with the analysis of their quantized physical responses to perturbations.First we study the edge excitations of strongly interacting abelian fractional quantum Hall liquids on an infinite strip geometry. We use the infinite density matrix renormalization group method to numerically measure edge exponents in model systems, including subleading orders. Using analytic methods we derive a generalized Luttinger's theorem that relates momenta of edge excitations.Next we consider topological crystalline insulators protected by space group symmetry. After reviewing the general formalism, we present results about the quantization of the magnetoelectric response protected by orientation-reversing space group symmetries. We construct and analyze insulating and superconducting tight-binding models with glide symmetry in three dimensions to illustrate the general result. Following this, we derive constraints on weak indices of three dimensional topological insulators imposed by space group symmetries. We focus on spin-orbit coupled insulators with and without time reversal invariance and consider both symmorphic and nonsymmorphic symmetries.Finally, we calculate the response of metals and generalize the notion of the magnetoelectric effect to noninteracting gapless systems. We use semiclassical dynamics to study the magnetopiezoelectric effect, the current response to elastic strain in static external magnetic fields.