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arXiv:2112.12735 · SciPost Physics

Higher-form subsystem symmetry breaking: Subdimensional criticality and fracton phase transitions

Brandon C. Rayhaun, Dominic J. Williamson

Published Jul 19, 2023• 36 citations
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Abstract

Subsystem symmetry has emerged as a powerful organizing principle for unconventional quantum phases of matter, most prominently fracton topological orders. Here, we focus on a special subclass of such symmetries, known as higher-form subsystem symmetries, which allow us to adapt tools from the study of conventional topological phases to the fracton setting. We demonstrate that certain transitions out of familiar fracton phases, including the X-cube model, can be understood in terms of the spontaneous breaking of higher-form subsystem symmetries. We find simple pictures for these seemingly complicated fracton topological phase transitions by relating them in an exact manner, via gauging, to spontaneous higher-form subsystem symmetry breaking phase transitions of decoupled stacks of lower-dimensional models. We harness this perspective to construct a sequence of unconventional subdimensional critical points in two and three spatial dimensions based on the stacking and gauging of canonical models with higher-form symmetry. Through numerous examples, we illustrate the ubiquity of coupled layer constructions in theories with higher-form subsystem symmetries.

DOI
10.21468/scipostphys.15.1.017

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Subsystem symmetry has emerged as a powerful organizing principle for unconventional quantum phases of matter, most prominently fracton topological orders. Here, we focus on a special subclass of such symmetries, known as higher-form subsystem symmetries, which allow us to adapt tools from the study of conventional topological phases to the fracton setting. We demonstrate that certain transitions out of familiar fracton phases, including the X-cube model, can be understood in terms of the spontaneous breaking of higher-form subsystem symmetries. We find simple pictures for these seemingly complicated fracton topological phase transitions by relating them in an exact manner, via gauging, to spontaneous higher-form subsystem symmetry breaking phase transitions of decoupled stacks of lower-dimensional models. We harness this perspective to construct a sequence of unconventional subdimensional critical points in two and three spatial dimensions based on the stacking and gauging of canonical models with higher-form symmetry. Through numerous examples, we illustrate the ubiquity of coupled layer constructions in theories with higher-form subsystem symmetries.
Understanding quantum phases and phase transitions in the presence of symmetries is a central objective of quantum many-body physics. A powerful modern paradigm for investigating this problem is topological holography, which relates symmetries in kkk dimensions to "bulk" topological orders in (k+1)(k+1)(k+1) dimensions. While conceptually profound, most existing bulk construction methods rely on sophisticated mathematical formalisms and can be difficult to apply to certain symmetry types. In this work, we propose a physically intuitive and versatile method, termed the layered gauging construction, to systematically generate (k+1)(k+1)(k+1)-dimensional (liquid or fracton) topological orders from kkk-dimensional generalized symmetries. Roughly speaking, the prescription is to stack many layers of kkk-dimensional quantum systems with certain symmetries into a (k+1)(k+1)(k+1)-dimensional pile, and then sequentially gauge a diagonal symmetry acting on each nearest-neighbor pair of layers. The detailed procedure depends on the specific symmetry types. We have successfully implemented the method in a number of examples in different spatial dimensions, with symmetries that are conventional, higher-form, subsystem, anomalous, nonabelian, or noninvertible. We hence conjecture the method to be very general. For example, from the subsystem symmetry of the 2d2d2d plaquette Ising model, we derive the X-cube model and also an anisotropic fracton topological order. Additionally, starting from an anomalous Z2\mathbb Z_2Z2​ symmetry in 1d1d1d, we construct a new square lattice model realizing the double semion topological order.
We study quantum phase transitions out of the fracton ordered phase of the ZN{\mathbb{Z}}_{N}ZN​ X-cube model. These phase transitions occur when various types of subdimensional excitations and their composites are condensed. The condensed phases are either trivial paramagnets, or are built from stacks of D=2D=2D=2 or 3 deconfined gauge theories, where DDD is the spatial dimension. The nature of the phase transitions depends on the excitations being condensed. Upon condensing dipolar bound states of fractons or lineons, for $N\ensuremath{\ge}4$ we find stable critical points described by decoupled stacks of D=2D=2D=2 conformal field theories. Upon condensing lineon excitations, when N>4N>4N>4 we find a gapless phase intermediate between the X-cube and condensed phases, described as an array of D=1D=1D=1 conformal field theories. In all these cases, effective subsystem symmetries arise from the mobility constraints on the excitations of the X-cube phase and play an important role in the analysis of the phase transitions.
Coupled layer constructions are a valuable tool for capturing the universal properties of certain interacting quantum phases of matter in terms of the simpler data that characterizes the underlying layers. In the study of fracton phases, the X-Cube model in 3+1D can be realized via such a construction by starting with a stack of 2+1D Toric Codes and turning on a coupling which condenses a composite "particle-string" object. In a recent work [Phys. Rev. B 112, 125124 (2025)], we have demonstrated that in fact, the particle-string can be viewed as a symmetry defect of a topological 1-form symmetry. In this paper, we study the result of gauging this symmetry in depth. We unveil a rich gauging web relating the X-Cube model to symmetry protected topological (SPT) phases protected by a mix of subsystem and higher-form symmetries, subsystem symmetry fractionalization in the 3+1D Toric Code, and non-trivial extensions of topological symmetries by subsystem symmetries. Our work emphasizes the importance of topological symmetries in non-topological, geometric phases of matter.
Fracton codes host unconventional topological states of matter and are promising for fault-tolerant quantum computation due to their large coding space and strong resilience against decoherence and noise. In this paper, we investigate the ground-state properties and phase transitions of two prototypical self-dual fracton spin models—the tetrahedral Ising model and the fractal Ising model—which correspond to error-correction procedures for the representative fracton codes of type I and type II, the checkerboard code and the Haah's code, respectively, in the error-free limit. They are endowed with exotic symmetry-breaking properties that contrast sharply with the spontaneous breaking of global symmetries and deconfinement transition of gauge theories. To show these unconventional behaviors, which are associated with subdimensional symmetries, we construct and analyze the order parameters, correlators, and symmetry generators for both models. Notably, the tetrahedral Ising model acquires an extended semilocal ordering moment, while the fractal Ising model fits into a polynomial ring representation and leads to a fractal order parameter. Numerical studies combined with analytical tools show that both models experience a strong first-order phase transition with an anomalous L−(D−1) scaling, despite the fractal symmetry of the latter. Our paper provides a unique understanding of subdimensional symmetry breaking and makes an important step for studying quantum-error-correction properties of the checkerboard and Haah's codes. Published by the American Physical Society 2024
In this work, we develop a coupled layer construction of fracton topological orders in d=3d=3d=3 spatial dimensions. These topological phases have subextensive topological ground-state degeneracy and possess excitations whose movement is restricted in interesting ways. Our coupled layer approach is used to construct several different fracton topological phases, both from stacked layers of simple d=2d=2d=2 topological phases and from stacks of d=3d=3d=3 fracton topological phases. This perspective allows us to shed light on the physics of the X-cube model recently introduced by Vijay, Haah, and Fu, which we demonstrate can be obtained as the strong-coupling limit of a coupled three-dimensional stack of toric codes. We also construct two new models of fracton topological order: a semionic generalization of the X-cube model, and a model obtained by coupling together four interpenetrating X-cube models, which we dub the `four color cube model''. The couplings considered lead to fracton topological orders via mechanisms we dub ``p-string condensation'' and ``p-membrane condensation'', in which strings or membranes built from particle excitations are driven to condense. This allows the fusion properties, braiding statistics, and ground-state degeneracy of the phases we construct to be easily studied in terms of more familiar degrees of freedom. Our work raises the possibility of studying fracton topological phases from within the framework of topological quantum field theory, which may be useful for obtaining a more complete understanding of such phases.