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arXiv:2509.19440 · Physical review. B./Physical review. B

Gauging nexus between topological and fracton phases

Pranay Gorantla, Abhinav Prem, Nathanan Tantivasadakarn, Dominic J. Williamson

Published Jan 13, 2026• 1 citation
arXivHTMLPDF

Abstract

Coupled layer constructions are a valuable tool for capturing the universal properties of certain interacting quantum phases of matter in terms of the simpler data that characterizes the underlying layers. In the study of fracton phases, the X-Cube model in 3+1D can be realized via such a construction by starting with a stack of 2+1D Toric Codes and turning on a coupling which condenses a composite "particle-string" object. In a recent work [Phys. Rev. B 112, 125124 (2025)], we have demonstrated that in fact, the particle-string can be viewed as a symmetry defect of a topological 1-form symmetry. In this paper, we study the result of gauging this symmetry in depth. We unveil a rich gauging web relating the X-Cube model to symmetry protected topological (SPT) phases protected by a mix of subsystem and higher-form symmetries, subsystem symmetry fractionalization in the 3+1D Toric Code, and non-trivial extensions of topological symmetries by subsystem symmetries. Our work emphasizes the importance of topological symmetries in non-topological, geometric phases of matter.

DOI
10.1103/k7nh-sxrs

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Coupled layer constructions are a valuable tool for capturing the universal properties of certain interacting quantum phases of matter in terms of the simpler data that characterizes the underlying layers. In the study of fracton phases, the X-Cube model in 3+1D can be realized via such a construction by starting with a stack of 2+1D Toric Codes and turning on a coupling which condenses a composite "particle-string" object. In a recent work [Phys. Rev. B 112, 125124 (2025)], we have demonstrated that in fact, the particle-string can be viewed as a symmetry defect of a topological 1-form symmetry. In this paper, we study the result of gauging this symmetry in depth. We unveil a rich gauging web relating the X-Cube model to symmetry protected topological (SPT) phases protected by a mix of subsystem and higher-form symmetries, subsystem symmetry fractionalization in the 3+1D Toric Code, and non-trivial extensions of topological symmetries by subsystem symmetries. Our work emphasizes the importance of topological symmetries in non-topological, geometric phases of matter.
Subsystem symmetry has emerged as a powerful organizing principle for unconventional quantum phases of matter, most prominently fracton topological orders. Here, we focus on a special subclass of such symmetries, known as higher-form subsystem symmetries, which allow us to adapt tools from the study of conventional topological phases to the fracton setting. We demonstrate that certain transitions out of familiar fracton phases, including the X-cube model, can be understood in terms of the spontaneous breaking of higher-form subsystem symmetries. We find simple pictures for these seemingly complicated fracton topological phase transitions by relating them in an exact manner, via gauging, to spontaneous higher-form subsystem symmetry breaking phase transitions of decoupled stacks of lower-dimensional models. We harness this perspective to construct a sequence of unconventional subdimensional critical points in two and three spatial dimensions based on the stacking and gauging of canonical models with higher-form symmetry. Through numerous examples, we illustrate the ubiquity of coupled layer constructions in theories with higher-form subsystem symmetries.
In this work, we develop a coupled layer construction of fracton topological orders in d=3d=3d=3 spatial dimensions. These topological phases have subextensive topological ground-state degeneracy and possess excitations whose movement is restricted in interesting ways. Our coupled layer approach is used to construct several different fracton topological phases, both from stacked layers of simple d=2d=2d=2 topological phases and from stacks of d=3d=3d=3 fracton topological phases. This perspective allows us to shed light on the physics of the X-cube model recently introduced by Vijay, Haah, and Fu, which we demonstrate can be obtained as the strong-coupling limit of a coupled three-dimensional stack of toric codes. We also construct two new models of fracton topological order: a semionic generalization of the X-cube model, and a model obtained by coupling together four interpenetrating X-cube models, which we dub the `four color cube model''. The couplings considered lead to fracton topological orders via mechanisms we dub ``p-string condensation'' and ``p-membrane condensation'', in which strings or membranes built from particle excitations are driven to condense. This allows the fusion properties, braiding statistics, and ground-state degeneracy of the phases we construct to be easily studied in terms of more familiar degrees of freedom. Our work raises the possibility of studying fracton topological phases from within the framework of topological quantum field theory, which may be useful for obtaining a more complete understanding of such phases.
Understanding quantum phases and phase transitions in the presence of symmetries is a central objective of quantum many-body physics. A powerful modern paradigm for investigating this problem is topological holography, which relates symmetries in kkk dimensions to "bulk" topological orders in (k+1)(k+1)(k+1) dimensions. While conceptually profound, most existing bulk construction methods rely on sophisticated mathematical formalisms and can be difficult to apply to certain symmetry types. In this work, we propose a physically intuitive and versatile method, termed the layered gauging construction, to systematically generate (k+1)(k+1)(k+1)-dimensional (liquid or fracton) topological orders from kkk-dimensional generalized symmetries. Roughly speaking, the prescription is to stack many layers of kkk-dimensional quantum systems with certain symmetries into a (k+1)(k+1)(k+1)-dimensional pile, and then sequentially gauge a diagonal symmetry acting on each nearest-neighbor pair of layers. The detailed procedure depends on the specific symmetry types. We have successfully implemented the method in a number of examples in different spatial dimensions, with symmetries that are conventional, higher-form, subsystem, anomalous, nonabelian, or noninvertible. We hence conjecture the method to be very general. For example, from the subsystem symmetry of the 2d2d2d plaquette Ising model, we derive the X-cube model and also an anisotropic fracton topological order. Additionally, starting from an anomalous Z2\mathbb Z_2Z2​ symmetry in 1d1d1d, we construct a new square lattice model realizing the double semion topological order.
Strongly correlated many-body systems provide a platform for novel phases of matter where constituent particles organize themselves in a variety of ways. At low temperature, these particles interact quantum mechanically and generate entanglement building up exotic quantum phases, such as topologcial order, where there can be emergent excitations which cannot be created locally. Such excitations, if gapped, are also called topological excitations.Fracton is one of such gapped point-like topological excitation in three dimensional system. Different from conventional topological excitation, it is immobile and was firstly discovered in exact solvable models exhibiting fracton topological order. This new order has sub-extensive topological ground-state degeneracy and generically also possesses other mobile excitations restricted to move in sub-dimensional spaces. Also, it has been noticed that the charges of symmetric-tensor U(1) gauge theories can be fractons. Its immobility is due to the existence of multiple conservation laws.In this thesis, I will present the relation among the gapped fracton topological order, gapless fracton phase described by U(1) symmetric tensor gauge theories, and ordinary topological ordered phases. Particularly, the fracton topological order exhibited in an exact solvable model called X- cube model can be constructed by coupling toric code layers. The mechanism leads to fracton topological orders is dubbed “p-string condensation” or “p-membrane condensation,” in which strings or membranes built up from particle excitations from layers of topological orders condense. This allows the fusion properties, braiding statistics, and ground-state degeneracy of the resulting fracton order to be easily understood in terms of more familiar degrees of freedom. And the fracton topological order in the X-cube model can also be obtained from a particular rank-2 symmetric tensor gauge theory called scalar charge theory by a partial confinement transition followed by Higgs mechanism removing the gapless photon modes.
We present a unique perspective on the ppp-string condensation procedure for constructing (3+1)-dimensional [(3+1)D] fracton phases by implementing this process via the gauging of higher-form symmetries. Specifically, we show that gauging a 1-form symmetry in (3+1)D that is generated by Abelian anyons in isotropic stacks of (2+1)-dimensional [(2+1)D] topological orders naturally results in a (3+1)D ppp-string condensed phase, providing a controlled nonperturbative construction that realizes fracton orders. This approach clarifies the symmetry principles underlying ppp-string condensation and generalizes the familiar connection between anyon condensation and 1-form gauging in two spatial dimensions. We demonstrate this correspondence explicitly in both field theories and lattice models: In field theory, we derive the foliated field theory description of the ZN{\mathbb{Z}}_{N}ZN​ X-cube model by gauging a higher-form symmetry in stacks of (2+1)D ZN{\mathbb{Z}}_{N}ZN​ gauge theories; on the lattice, we show how gauging a diagonal 1-form symmetry in isotropic stacks of GGG-graded string-net models leads to string membrane nets hosting restricted mobility excitations. This perspective naturally generalizes to spatial dimensions $d\ensuremath{\ge}2$ and provides a step towards building an algebraic theory of ppp-string condensation.
Spurred by the recent development of fracton topological phases, unusual topological phases possessing fractionalized quasiparticles with mobility constraints, the concept of symmetries has been renewed. In particular, in accordance with the progress of multipole symmetries, associated with conservation of multipoles, such as dipole or quadruple moments as well as global charges, there have been proposed topological phases with such symmetries. These topological phases are unconventional because excitations are subject to mobility constraints corresponding to the multipole symmetries. We demonstrate a way to construct such phases by preparing layers of symmetry protected topological (SPT) phases and implementing gauging a global symmetry. After gauging, the statistics of a fractional excitation is altered when crossing the SPT phases, resulting in topological phases with the multipole symmetries. The way we construct the phases allows us to have a comprehensive understanding of field theories of topological phases with the multipole symmetries and other fracton models. Published by the American Physical Society 2024