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arXiv:2207.11946 · IEEE Transactions on Communications

A Tree Pruning Technique for Decoding Complexity Reduction of Polar Codes and PAC Codes

Mohsen Moradi, Amir Mozammel

Published Mar 10, 2023• 23 citations
arXivHTMLPDF

Abstract

Sorting operation is one of the main bottlenecks for the successive-cancellation list (SCL) decoding. This paper introduces an improvement to the SCL decoding for polar and pre-transformed polar codes that reduces the number of sorting operations without visible degradation in the code’s error-correction performance. In an SCL decoding with an optimum metric function we show that, on average, the correct branch’s bit-metric value must be equal to the bit-channel capacity, and on the other hand, the average bit-metric value of a wrong branch can be at most zero. This implies that a wrong path’s partial path metric value deviates from the bit-channel capacity’s partial summation. For relatively reliable bit-channels, the bit metric for a wrong branch becomes very large negative number, which enables us to detect and prune such paths. We prove that, for a threshold lower than the bit-channel cutoff rate, the probability of pruning the correct path decreases exponentially by the given threshold. Based on these findings, we presented a pruning technique, and the experimental results demonstrate a substantial decrease in the amount of sorting procedures required for SCL decoding. In the stack algorithm, a similar technique is used to significantly reduce the average number of paths in the stack.

DOI
10.1109/tcomm.2023.3255254

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Sorting operation is one of the main bottlenecks for the successive-cancellation list (SCL) decoding. This paper introduces an improvement to the SCL decoding for polar and pre-transformed polar codes that reduces the number of sorting operations without visible degradation in the code’s error-correction performance. In an SCL decoding with an optimum metric function we show that, on average, the correct branch’s bit-metric value must be equal to the bit-channel capacity, and on the other hand, the average bit-metric value of a wrong branch can be at most zero. This implies that a wrong path’s partial path metric value deviates from the bit-channel capacity’s partial summation. For relatively reliable bit-channels, the bit metric for a wrong branch becomes very large negative number, which enables us to detect and prune such paths. We prove that, for a threshold lower than the bit-channel cutoff rate, the probability of pruning the correct path decreases exponentially by the given threshold. Based on these findings, we presented a pruning technique, and the experimental results demonstrate a substantial decrease in the amount of sorting procedures required for SCL decoding. In the stack algorithm, a similar technique is used to significantly reduce the average number of paths in the stack.
In this paper, we propose a method for obtaining metric functions for each depth of the channel polarization tree through a process that we call polarization of the metric function. One of the major advantages of the proposed metric function is that it can be utilized in fast successive cancellation-based (FSC) and SC list-based (FSCL) decoders, i.e., decoders that opt to skip the so-called rate-1 and rate-0 nodes in the binary tree representation for significantly more efficient implementation. Furthermore, we relate the average and variance values of the polarized metric function of FSC-based decoders to the polarized channel capacity and polarized varentropy. By leveraging this observations, we introduce a pruning technique that keeps only the paths in the FSCL decoder whose metric values are close to the average value. As a result, our proposed technique significantly reduces the number of required sorting operations for FSCL-based decoding algorithms. For instance, for a highrate PAC (128,99) code, SCL decoding with a list size of 32 achieves error-correction performance comparable to the Fano algorithm. FSCL decoding requires visiting only 28 nodes of the polarization tree, significantly fewer than the 254 nodes required for conventional SCL decoding. Additionally, our method reduces the number of sorting operations by a factor of 3, further decreasing latency and complexity.
Although the successive cancellation list (SCL) decoding of polar codes exhibits excellent performance, it retains many decoding paths in the list with negligible contribution to the final output, resulting in high sorting and computational complexity. In this letter, we propose a novel pruning strategy to mitigate the decoding complexity. By leveraging the blockwise soft output extraction process of soft-output SCL and soft-output fast SCL decoding, we provide an accurate approximation of the probability that a decoding path is correct, and thus accordingly prune the paths failing to meet a pre-defined reliability threshold. The complexity reduction achieved by the proposed soft-output-based pruned SCL (SOP-SCL) decoder and its fast version, SOP-FSCL decoder, is significant, without any compromise in error-correction performance. Meanwhile, they also prove to be more efficient than state-of-the-art pruned polar decoders.
Although the successive cancellation list (SCL) decoding of polar codes exhibits excellent performance, it retains many decoding paths in the list with negligible contribution to the final output, resulting in high sorting and computational complexity. In this letter, we propose a novel pruning strategy to mitigate the decoding complexity. By leveraging the blockwise soft output extraction process of soft-output SCL and soft-output fast SCL decoding, we provide an accurate approximation of the probability that a decoding path is correct, and thus accordingly prune the paths failing to meet a pre-defined reliability threshold. The complexity reduction achieved by the proposed soft-output-based pruned SCL (SOP-SCL) decoder and its fast version, SOP-FSCL decoder, is significant, without any compromise in error-correction performance. Meanwhile, they also prove to be more efficient than state-of-the-art pruned polar decoders.
Successive cancellation list (SCL) decoding enables polar codes and their generalizations to deliver satisfactory performance in finite-length scenarios but it comes with high latency and complexity. To reduce latency, a partitioned SCL (PSCL) decoding algorithm, implemented over a PSCL decoding tree, can be utilized. In this work, we aim to lower down the complexity of the PSCL decoding, resulting in an efficient decoding algorithm with low latency and complexity for polar-like codes. To achieve this, we define two metrics at each level of the PSCL decoding tree. One is for evaluating the reliability of a path and the other is for estimating the probability of the correct path being included in a list of paths. Then, we propose a double-threshold strategy in the PSCL decoding process where unreliable valid paths are pruned based on the first metric, and then a list of surviving paths is selected based on the second metric. Simulation results demonstrate that when polar/CRC-polar/PAC codes are decoded using the proposed low-complexity PSCL decoder, both the sorting complexity and the computational complexity are reduced and significantly decrease as the signal-to-noise ratio (SNR) increases.
The successive cancellation list (SCL) decoding is used to achieve good error-correcting performance for practical finite-length polar codes. However, the metric sorting that is repeatedly performed in SCL decoding increases the overall decoding latency as the list size increases, making it difficult to apply the SCL decoding to the applications with limited processing time. To reduce the latency of the metric sorting, this paper proposes a new sorting method derived by analyzing path extension cases encountered in SCL decoding. The proposed method can avoid unnecessary sorting operations by adaptively determining the sorting size, and can be combined with other metric sorting methods. Simulation results show that the proposed method significantly reduces the decoding latency for various list sizes and code rates without degrading the error-correcting performance. The proposed method also becomes more effective as the code rate or the list size increases. Combined with the state-of-the-art sorting method, the proposed method reduces the average SCL decoding latency for a (1024, 512) polar code by 33.1% when the list size is 8.
This paper focuses on low complexity successive cancellation list (SCL) decoding of polar codes. In particular, using the fact that splitting may be unnecessary when the reliability of decoding the unfrozen bit is sufficiently high, a novel splitting rule is proposed. Based on this rule, it is conjectured that, if the correct path survives at some stage, it tends to survive till termination without splitting with high probability. On the other hand, the incorrect paths are more likely to split at the following stages. Motivated by these observations, a simple counter that counts the successive number of stages without splitting is introduced for each decoding path to facilitate the identification of correct and incorrect paths. Specifically, any path with counter value larger than a predefined threshold ω is deemed to be the correct path, which will survive at the decoding stage, while other paths with counter value smaller than the threshold will be pruned, thereby reducing the decoding complexity. Furthermore, it is proved that there exists a unique unfrozen bit uN-K1+1, after which the successive cancellation decoder achieves the same error performance as the maximum likelihood decoder if all the prior unfrozen bits are correctly decoded, which enables further complexity reduction. Simulation results demonstrate that the proposed low complexity SCL decoder attains performance similar to that of the conventional SCL decoder, while achieving substantial complexity reduction.