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arXiv:2204.09697

Hyperfunction formulation of many body Green's functions and the Matsubara formalism

Roman Smit

Published Apr 20, 2022• 1 citation
arXivHTMLPDF

Abstract

We show that the single-particle Green's functions used in many body theory have an elegant description in the form of hyperfunctions. We summarize the necessary hyperfunction concepts. We show that the analytical properties and the relations between different Green's functions are natural within this formulation. Important results from the standard formalism are recovered straightforwardly. We argue that hyperfunctions could possibly provide a powerful new tool for many body theory, if the formalism could be developed beyond single-particle Green's functions.

DOI
10.48550/arxiv.2204.09697

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We show that the single-particle Green's functions used in many body theory have an elegant description in the form of hyperfunctions. We summarize the necessary hyperfunction concepts. We show that the analytical properties and the relations between different Green's functions are natural within this formulation. Important results from the standard formalism are recovered straightforwardly. We argue that hyperfunctions could possibly provide a powerful new tool for many body theory, if the formalism could be developed beyond single-particle Green's functions.
Abstract Green-function techniques are among the most versatile tools for investigating quantum many-body systems at finite temperature. Yet, standard textbook treatments often fragment the formalism—separating bosons and fermions, systems with massless and massive particles, or restricting proofs to special Hamiltonians—thereby obscuring the structural unity of the theory. This work develops a general, Hamiltonian-independent framework for both real- and imaginary-time Green-functions, valid for any combination of bosonic and fermionic degrees of freedom, including mixed systems such as interacting electron–phonon models. The key conceptual advance is the nature index η , which complements the conventional statistical sign ζ . While ζ encodes particle statistics, η distinguishes canonical quantization of systems with massless particles ( η = 0) from second quantization of systems with massive particles ( η = 1). This classification removes ambiguities in chemical-potential terms and unifies the treatment of photons, phonons, electrons, and their mixtures under a single notation. From this basis, we formulate generalized ensemble constructions, generalized Lehmann-representations, and a fluctuation-dissipation theorem valid for arbitrary Hamiltonians. Several results—such as the monotonicity of particle number in the chemical potential, an explicit formula for the quadratic contribution to the internal energy from the retarded Green-function, and the Hartree-contribution to the self-energy in electron–phonon systems—are either absent from, or only sparsely mentioned in, existing literature. We further introduce Green’s Chart, a visual and algebraic map that systematically connects all Green-function types through analytic continuation, Fourier-transforms, and Wick-rotations, enabling all to be generated from the Matsubara Green-function. Applications to both non-interacting and interacting models demonstrate the framework’s ability to compute densities of states, thermodynamic potentials, and spectral functions with a consistent formalism. The results provide a complete and reproducible toolkit for equilibrium many-body theory, consolidating scattered results into a unified structure suitable for both pedagogical and computational purposes.
In this chapter, we discuss the central concept in many-body physics, namely the single-particle Green function. It is shown that many physical observables, such as current and number density, are related to this object. However, this quantity is more important than that since it provides information of the nature of ‘quasiparticles’. If we choose to characterize the atomic constituents of the model being studied minus the mutual interactions among the constituents-‘particles’, then ‘quasiparticles’ would be the effective description of such particles in the presence of such mutual interaction between the constituents. The single-particle Green function contains information about the energy momentum relation of these quasiparticles and also their lifetime. We consider this concept both for systems in thermodynamic equilibrium and for systems out of equilibrium.
We present results for many-body perturbation theory for the one-body Green's function at finite temperatures using the Matsubara formalism. Our method relies on the accurate representation of the single-particle states in standard Gaussian basis sets, allowing to efficiently compute, among other observables, quasiparticle energies and Dyson orbitals of atoms and molecules. In particular, we challenge the second-order treatment of the Coulomb interaction by benchmarking its accuracy for a well-established test set of small molecules, which includes also systems where the usual Hartree-Fock treatment encounters difficulties. We discuss different schemes how to extract quasiparticle properties and assess their range of applicability. With an accurate solution and compact representation, our method is an ideal starting point to study electron dynamics in time-resolved experiments by the propagation of the Kadanoff-Baym equations.
To avoid confusion, it is necessary to be quite explicit about what is assumed and what is to be proved. A. Klein, Phys. Rev. 121, 950 (1961) Summary The topic of this chapter is functionals that provide a concise formulation for thermodynamic quantities and Green's function methods in interacting many-body systems. Building upon the instructive examples of density functional theory and the Hartree– Fock approximation, functionals of the Green's function are developed to provide a framework for practical methods used extensively in many-body perturbation theory (Chs. 9–15), dynamical mean-field theory (Chs. 16–20), and their combination in Ch. 21. Functional concepts give a firm foundation for those methods, for example, they give the conditions for approximations to obey conservation laws. Additional background and specific aspects are in App. H. Many physical quantities can be expressed as functionals , i.e., they depend on an entire function.1 For example, in the quantum variational method to determine a wavefunction, the total energy of a system of many electrons is a functional of a many-body trial wavefunction ( r 1 , r 2 , …): it is the expectation value of the hamiltonian. At the variational minimum, assuming the trial wavefunction is completely flexible, one finds the many-body Schrödinger equation for the ground state. Many of the properties we are interested in are, formally, simple functionals of the ground- or excited-state wavefunctions. In the search for feasible ways to calculate properties such as excitation spectra, we are led to different types of functional. The idea is to deal only with a physical, measurable quantity Q of interest and a variational functional E [ Q ] of this quantity. The variational character of E allows one to derive equations that determine Q 0 , the value of Q for the system in a desired state, typically the ground state or equilibrium state at T ≠ 0. Other properties should be different functionals F m [ Q ] that can then be evaluated at Q = Q 0 . This strategy is outlined in Fig. 8.1. To appreciate the power of such approaches, one can consider the impact of density functional theory, which is formulated as a functional of the density n ( r ) of electrons; it is defined for a range of densities and the variational minimum for the energy functional E [ n ] leads to equations to determine the actual ground-state density n 0 ( r ) and total energy E 0 .
Part I: Green's Functions in Mathematical Physics - Time-Independent Green's Functions / Time-dependent Green's Functions / Part II: One-Body Green's Functions - Physical Significance of One-Body Green's Functions / Green's Functions and Perturbation Theory / Green's Functions for Tight-Binding Hamiltonians / Single Impurity Scattering / Extension Theory for Lattice Green's Functions / Part III: Many-Body Green's Functions - Field Operators and Three Pictures / Definition and Properties of Many-Body Green's Functions / The Diagram Technique for Zero-Temperature Green's Functions / Definition and Properties of Matsubara Green's Functions / Diagram Technique for the Matsubara Green's Functions / Three Approximation Schemes of the Diagram Technique / Linear Response Theory / The Equation of Motion Technique for the Green's Functions / Magnetic Systems Described by Heisenberg Model / The Green's Functions for Boson Systems with Condensation / Superconductors with Weak Interaction Between Electrons / Nonequilibrium Green's Functions / Electronic Transport through a Mesoscopic Structure / Appendixes / Index.
If there were no Coulomb interaction among electrons, it would be relatively straightforward to solve the many-electron Schrödinger equation. It is, however, precisely this interaction that is at the heart of numerous fascinating phenomena in condensed matter physics such as superconductivity, Kondo physics, magnetism, etc. Due to the large number of electrons in a material being of the order of Avogadro's number, it is at present — and perhaps in the foreseeable future — not feasible or even desirable to solve the Schrödinger equation to obtain the many-electron wavefunction. Fortunately, a large number of important physical properties can be calculated without explicit knowledge of the wavefunction. Two of the most important formalisms for dealing with the many-electron problem which avoid a direct use of the many-electron wavefunction are the Green function and the density functional theory. Within the Kohn-Sham scheme the latter is used to calculate ground-state properties whereas the former for excitation spectra. The book presents the fundamentals of these two theories in detail with essential many-body tools, such as the occupation number representation and Grassmann algebra developed from scratch. Prior knowledge of many-body theory is not a prerequisite so that it is readable for final-year undergraduates and graduate students in physics and chemistry as well as researchers in the field of electronic structure and many-body theory. The book includes in the last chapter an exposition of a density-functional path for determining the Green function, a new formalism recently proposed by the author. The book should be a valuable companion for those embarking in the field of many-electron physics.