To avoid confusion, it is necessary to be quite explicit about what is assumed and what is to be proved. A. Klein, Phys. Rev. 121, 950 (1961) Summary The topic of this chapter is functionals that provide a concise formulation for thermodynamic quantities and Green's function methods in interacting many-body systems. Building upon the instructive examples of density functional theory and the Hartree– Fock approximation, functionals of the Green's function are developed to provide a framework for practical methods used extensively in many-body perturbation theory (Chs. 9–15), dynamical mean-field theory (Chs. 16–20), and their combination in Ch. 21. Functional concepts give a firm foundation for those methods, for example, they give the conditions for approximations to obey conservation laws. Additional background and specific aspects are in App. H. Many physical quantities can be expressed as functionals , i.e., they depend on an entire function.1 For example, in the quantum variational method to determine a wavefunction, the total energy of a system of many electrons is a functional of a many-body trial wavefunction ( r 1 , r 2 , …): it is the expectation value of the hamiltonian. At the variational minimum, assuming the trial wavefunction is completely flexible, one finds the many-body Schrödinger equation for the ground state. Many of the properties we are interested in are, formally, simple functionals of the ground- or excited-state wavefunctions. In the search for feasible ways to calculate properties such as excitation spectra, we are led to different types of functional. The idea is to deal only with a physical, measurable quantity Q of interest and a variational functional E [ Q ] of this quantity. The variational character of E allows one to derive equations that determine Q 0 , the value of Q for the system in a desired state, typically the ground state or equilibrium state at T ≠ 0. Other properties should be different functionals F m [ Q ] that can then be evaluated at Q = Q 0 . This strategy is outlined in Fig. 8.1. To appreciate the power of such approaches, one can consider the impact of density functional theory, which is formulated as a functional of the density n ( r ) of electrons; it is defined for a range of densities and the variational minimum for the energy functional E [ n ] leads to equations to determine the actual ground-state density n 0 ( r ) and total energy E 0 .
To avoid confusion, it is necessary to be quite explicit about what is assumed and what is to be proved. A. Klein, Phys. Rev. 121, 950 (1961) Summary The topic of this chapter is functionals that provide a concise formulation for thermodynamic quantities and Green's function methods in interacting many-body systems. Building upon the instructive examples of density functional theory and the Hartree– Fock approximation, functionals of the Green's function are developed to provide a framework for practical methods used extensively in many-body perturbation theory (Chs. 9–15), dynamical mean-field theory (Chs. 16–20), and their combination in Ch. 21. Functional concepts give a firm foundation for those methods, for example, they give the conditions for approximations to obey conservation laws. Additional background and specific aspects are in App. H. Many physical quantities can be expressed as functionals , i.e., they depend on an entire function.1 For example, in the quantum variational method to determine a wavefunction, the total energy of a system of many electrons is a functional of a many-body trial wavefunction ( r 1 , r 2 , …): it is the expectation value of the hamiltonian. At the variational minimum, assuming the trial wavefunction is completely flexible, one finds the many-body Schrödinger equation for the ground state. Many of the properties we are interested in are, formally, simple functionals of the ground- or excited-state wavefunctions. In the search for feasible ways to calculate properties such as excitation spectra, we are led to different types of functional. The idea is to deal only with a physical, measurable quantity Q of interest and a variational functional E [ Q ] of this quantity. The variational character of E allows one to derive equations that determine Q 0 , the value of Q for the system in a desired state, typically the ground state or equilibrium state at T ≠ 0. Other properties should be different functionals F m [ Q ] that can then be evaluated at Q = Q 0 . This strategy is outlined in Fig. 8.1. To appreciate the power of such approaches, one can consider the impact of density functional theory, which is formulated as a functional of the density n ( r ) of electrons; it is defined for a range of densities and the variational minimum for the energy functional E [ n ] leads to equations to determine the actual ground-state density n 0 ( r ) and total energy E 0 .
If there were no Coulomb interaction among electrons, it would be relatively straightforward to solve the many-electron Schrödinger equation. It is, however, precisely this interaction that is at the heart of numerous fascinating phenomena in condensed matter physics such as superconductivity, Kondo physics, magnetism, etc. Due to the large number of electrons in a material being of the order of Avogadro's number, it is at present — and perhaps in the foreseeable future — not feasible or even desirable to solve the Schrödinger equation to obtain the many-electron wavefunction. Fortunately, a large number of important physical properties can be calculated without explicit knowledge of the wavefunction. Two of the most important formalisms for dealing with the many-electron problem which avoid a direct use of the many-electron wavefunction are the Green function and the density functional theory. Within the Kohn-Sham scheme the latter is used to calculate ground-state properties whereas the former for excitation spectra. The book presents the fundamentals of these two theories in detail with essential many-body tools, such as the occupation number representation and Grassmann algebra developed from scratch. Prior knowledge of many-body theory is not a prerequisite so that it is readable for final-year undergraduates and graduate students in physics and chemistry as well as researchers in the field of electronic structure and many-body theory. The book includes in the last chapter an exposition of a density-functional path for determining the Green function, a new formalism recently proposed by the author. The book should be a valuable companion for those embarking in the field of many-electron physics.
In no wave function of the type (1) [product of single determinants for each spin] is there a statistical correlation between the positions of the electrons with antiparallel spin. The purpose of the aforementioned generalization of (1) is to allow for such correlations. This will lead to an improvement of the wave function and, therefore, to a lowering of the energy value. E. Wigner, Phys. Rev. 46, 1002 (1934) Summary Although the exact many-body wavefunction cannot be written down in general, we do know of some of its properties. For example, there are differences between the wavefunctions of insulators and metals and the cusp condition gives the behavior as any two charges approach each other. In this chapter we also discuss approximate wavefunctions, ways to judge their accuracy and how to include electronic correlation. Examples of many-body wavefunctions are the Slater–Jastrow (pair product) wavefunction and its generalization to pairing and backflow wavefunctions. In other places in this book, we argue that it is not necessary to look at the many-body wavefunctions explicitly because they are unwieldy; the one- and two-body correlation functions discussed in Ch. 5 are sufficient to determine the energy and give information on the excitation spectra. However, these correlation functions do not always contain all information of interest. In principle, the ground-state energy of a many-electron system is a functional of the density, but the very derivation of the theorem invokes the many-body wavefunction, as expressed explicitly in Eq. (4.16). The effects of antisymmetry are manifest in the correlation functions, but antisymmetry is most simply viewed as a property of the wavefunction; electronic correlation is fundamentally a result of properties of the many-body wavefunction. Studying many-body wavefunctions provides a very useful, different point of view of many-body physics from the approaches based on correlation functions. Many of the most important discoveries in physics have come about by understanding the nature of wavefunctions, such as the Laughlin wavefunction for the fractional quantum Hall effect, the BCS wavefunction for superconductors, p-wave pairing in superfluid 3 He, and the Heitler– London approach for molecular binding. The role of Berry's phases has brought out the importance of the phase of the wavefunction in determining properties of quantum systems. This has led to new understanding of the classification of insulators, metals, superconductors, vortices, and other states of condensed matter.
Preparation, I have often said, is rightly two-thirds of any venture. Amelia Earhart Summary Correlation functions provide a direct way to characterize and analyze many-body systems, both theoretically and experimentally. In this chapter we review the properties of one- and two-body correlation functions in quantum systems, with emphasis on several key quantities: static density correlations that determine the energy and thermodynamic potentials, dynamic correlation functions such as response functions that describe excitations of the system, and Green's functions that are basic tools in the theory of interacting many-body systems. Correlation functions are central quantities in the description of interacting many-body systems, both in the theoretical formulation and in the analysis of experiments. In contrast to single numbers like the total energy, correlation functions reveal far more information about the electrons, how they arrange themselves, and the spectra of their excitations. In contrast to the many-body wavefunctions that contain all the information on the system, correlation functions extract the information most directly relevant to experimentally measurable properties. Dynamic current–current correlation functions are sufficient to determine the electrical and optical properties: one-body Green's functions describe the spectra of excitations when one electron is added to or removed from the system, static and dynamic correlations are measured using scattering techniques, and so forth. In this chapter we present the basic definitions and properties of correlation functions and Green's functions that are the basis for much of the developments in the following chapters. In general, a correlation function quantifies the correlation between two or more quantities at different points in space r , time t , or spin σ . Very often the correlation function can be specified as a function of the Fourier-transformed variables, momentum (wavevector) k , and frequency ω . It is useful to distinguish between a dynamic correlation function which describes the correlation between events at different times and a static or equal-time correlation function, by which we mean that of a property measured or computed with “snapshots” of the system. Also, the different correlation functions can be classified by the number of particles and/or fields involved.
This is the first of a series of papers dealing with many-particle systems from a unified, nonperturbative point of view. It contains derivations and discussions of various field-theoretical techniques which will be applied in subsequent papers. In a short introduction the general method of approach is summarized, and its relationship to other field-theoretic problems indicated. In the second section the macroscopic properties of the spectra of many-particle systems are described. Asymptotic evaluations are performed which characterize these macroscopic features in terms of intensive parameters, and the relationship of these parameters to thermodynamics is discussed. The special characteristics of the ground state are shown to follow as a limiting case of the asymptotic evaluations. The third section is devoted to the time-dependent field correlation functions, or Green's functions, which describe the microscopic behavior of a multiparticle system. These functions are defined, and related to intensive macroscopic variables when the energy and number of particles are large. Spectral representations and other properties of various one-particle Green's functions are derived. In the fourth section the treatment of non-equilibrium processes is considered. As a particular example, the electromagnetic properties of a system are expressed in terms of the special two-particle Green's function which describes current correlation. The discussion yields specifically a fluctuation-dissipation theorem, a sum rule for conductivity, and certain dispersion relations. The fifth section deals with the differential equations which determine the Green's functions. The boundary conditions that characterize the Green's function equations are exhibited without reference to adiabatic decoupling. A method for solving the equations approximately, by treating the correlations among successively larger numbers of particles, is considered. The first approximation in this sequence is shown to yield a generalized Hartree-like equation. A related, but rigorous, identity for the single-particle Green's function is then derived. A second approximation, which takes certain two-particle correlations into account, is shown to produce various additional effects: The interaction between particles is altered in a manner characterized by the intensive macroscopic parameters, and the modification and spread of the energy-momentum relation come into play. In the final section compact formal expressions for the Green's functions and other physical quantities are derived. Alternative equations and systematic approximations for the Green's functions are obtained.
The calculation of a wavefunction took about two afternoons, and five wavefunctions were calculated in the whole …. Wigner and Seitz, 1933 Summary In order to explain many important properties of materials and phenomena, it is necessary to go beyond independent-particle approximations and directly account for many-body effects that result from electronic interaction. The many-body problem is a major scientific challenge, but there has been great progress resulting from theoretical developments and advances in computation. This chapter is a short introduction to the interacting-electron problem, with some of the history that has led up to the concepts and methods described in this book. The many-body interacting-electron problem ranks among the most fascinating and fruitful areas of research in physics and chemistry. It has a rich history, starting from the early days of quantum mechanics and continuing with new intellectual challenges and opportunities. The vitality of electronic structure theory arises in large part from the close connection with experiment and applications. It is spurred on by new discoveries and advances in techniques that probe the behavior of electrons in depth. In turn, theoretical concepts and calculations can now make predictions that suggest new experiments, as well as provide quantitative information that is difficult or not yet possible to measure experimentally. This book is concerned with the effects of interactions between electrons beyond independent-particle approximations. Some phenomena cannot be explained by any independent-electron method, such as broadening and lifetime of excited states and two-particle bound states (excitons) that are crucial for optical properties of materials. There are many other examples, such as the van derWaals interaction between neutral molecules that arises from the dipole–induced dipole interaction. This force, which is entirely due to correlation between electrons, is an essential mechanism determining the functions of biological systems. Other properties, such as thermodynamically stable magnetic phases, would not exist if there were no interactions between electrons; even though mean-field approximations can describe average effects, they do not account for fluctuations around the average. Ground-state properties, such as the equilibrium structures of molecules and solids, can be described by density functional theory (DFT) and the Kohn–Sham independent-particle equations. However, present approximations are often not sufficient, and for many properties the equations, when used in a straightforward way, do not give a proper description, even in principle.
Art is the elimination of the unnecessary. Pablo Picasso Summary Condensed matter is constituted by a huge number of electrons and nuclei interacting with Coulomb potentials. The topic of this chapter is a way to deal with the full, coupled problem by separating it into a part that is tractable and the rest that is approximated. This naturally leads to the appearance of dynamical fields, and to the concept of “quasi-particles” that have the same quantum numbers as non-interacting electrons. The quasi-particles obey equations where the potential and bare interactions in the hamiltonian are replaced by dynamical self-energies and screened interactions that can describe many of the effects of correlation. In this chapter we discuss the intuitive concepts behind this approach in general terms to motivate the more rigorous formulations and approximations used in the Green's function methods of the following chapter and in Part III. The first equations of this book, Eqs. (1.1) and (1.2), express the fundamental theory of matter in terms of electrons and nuclei that interact with Coulomb potentials. For systems with only a few electrons, a solution of the problem can be obtained by exact diagonalization, using configuration interaction methods. For many-electron systems one has to resort to other methods. For example, QMC stochastic simulations (Chs. 22–25) are among the most accurate methods known to calculate certain expectation values, such as equilibrium thermodynamic properties, total energies, the density, and various static correlation functions like those in Ch. 5. Other properties such as excitation spectra are more difficult to access with QMC. Straightforward perturbation theory is, in general, not appropriate since interactions among the electrons are of the same order of magnitude as the independent-particle terms. Hence, we must develop other approaches. One strategy that gives access to equilibrium thermodynamic as well as dynamical excitation properties is to separate the interacting many-body problem into a part that is tractable by some means and the rest of the problem that is dealt with more approximately. The present chapter is devoted to this idea. It is a prelude to many-body Green's function methods; the aim is to provide a unified framework for the developments in Chs. 8–21, along with a qualitative description of the most relevant quantities.