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arXiv:2111.11458 · SciPost Physics

Flowing bosonization in the nonperturbative functional renormalization-group approach

Romain Daviet, N. Dupuis

Published Mar 28, 2022• 6 citations
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Abstract

Bosonization allows one to describe the low-energy physics of one-dimensional quantum fluids within a bosonic effective field theory formulated in terms of two fields: the ``density’’ field \varphi φ and its conjugate partner, the phase \vartheta ϑ of the superfluid order parameter. We discuss the implementation of the nonperturbative functional renormalization group in this formalism, considering a Luttinger liquid in a periodic potential as an example. We show that in order for \vartheta ϑ and \varphi φ to remain conjugate variables at all energy scales, one must dynamically redefine the field \vartheta ϑ along the renormalization-group flow. We derive explicit flow equations using a derivative expansion of the scale-dependent effective action to second order and show that they reproduce the flow equations of the sine-Gordon model (obtained by integrating out the field \vartheta ϑ from the outset) derived within the same approximation. Only with the scale-dependent (flowing) reparametrization of the phase field \vartheta ϑ do we obtain the standard phenomenology of the Luttinger liquid (when the periodic potential is sufficiently weak so as to avoid the Mott-insulating phase) characterized by two low-energy parameters, the velocity of the sound mode and the renormalized Luttinger parameter.

DOI
10.21468/scipostphys.12.3.110

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Bosonization allows one to describe the low-energy physics of one-dimensional quantum fluids within a bosonic effective field theory formulated in terms of two fields: the ``density’’ field \varphi φ and its conjugate partner, the phase \vartheta ϑ of the superfluid order parameter. We discuss the implementation of the nonperturbative functional renormalization group in this formalism, considering a Luttinger liquid in a periodic potential as an example. We show that in order for \vartheta ϑ and \varphi φ to remain conjugate variables at all energy scales, one must dynamically redefine the field \vartheta ϑ along the renormalization-group flow. We derive explicit flow equations using a derivative expansion of the scale-dependent effective action to second order and show that they reproduce the flow equations of the sine-Gordon model (obtained by integrating out the field \vartheta ϑ from the outset) derived within the same approximation. Only with the scale-dependent (flowing) reparametrization of the phase field \vartheta ϑ do we obtain the standard phenomenology of the Luttinger liquid (when the periodic potential is sufficiently weak so as to avoid the Mott-insulating phase) characterized by two low-energy parameters, the velocity of the sound mode and the renormalized Luttinger parameter.
Numerous correlated electron systems exhibit a strongly scale-dependent behavior. Upon lowering the energy scale, collective phenomena, bound states, and new effective degrees of freedom emerge. Typical examples include (i) competing magnetic, charge, and pairing instabilities in two-dimensional electron systems; (ii) the interplay of electronic excitations and order parameter fluctuations near thermal and quantum phase transitions in metals; and (iii) correlation effects such as Luttinger liquid behavior and the Kondo effect showing up in linear and nonequilibrium transport through quantum wires and quantum dots. The functional renormalization group is a flexible and unbiased tool for dealing with such scale-dependent behavior. Its starting point is an exact functional flow equation, which yields the gradual evolution from a microscopic model action to the final effective action as a function of a continuously decreasing energy scale. Expanding in powers of the fields one obtains an exact hierarchy of flow equations for vertex functions. Truncations of this hierarchy have led to powerful new approximation schemes. This review is a comprehensive introduction to the functional renormalization group method for interacting Fermi systems. A self-contained derivation of the exact flow equations is presented and frequently used truncation schemes are described. Reviewing selected applications it is shown how approximations based on the functional renormalization group can be fruitfully used to improve our understanding of correlated fermion systems.
We develop a new formulation of the functional renormalization group (RG) for interacting fermions. Our approach unifies the purely fermionic formulation based on the Grassmannian functional integral, which has been used in recent years by many authors, with the traditional Wilsonian RG approach to quantum systems pioneered by Hertz [Phys. Rev. B 14, 1165 (1976)], which attempts to describe the infrared behavior of the system in terms of an effective bosonic theory associated with the soft modes of the underlying fermionic problem. In our approach, we decouple the interaction by means of a suitable Hubbard-Stratonovich transformation (following the Hertz approach), but do not eliminate the fermions; instead, we derive an exact hierarchy of RG flow equations for the irreducible vertices of the resulting coupled field theory involving both fermionic and bosonic fields. The freedom of choosing a momentum transfer cutoff for the bosonic soft modes in addition to the usual band cutoff for the fermions opens the possibility of new RG schemes. In particular, we show how the exact solution of the Tomonaga-Luttinger model (i.e., one-dimensional fermions with linear energy dispersion and interactions involving only small momentum transfers) emerges from the functional RG if one works with a momentum transfer cutoff. Then the Ward identities associated with the local particle conservation at each Fermi point are valid at every stage of the RG flow and provide a solution of an infinite hierarchy of flow equations for the irreducible vertices. The RG flow equation for the irreducible single-particle self-energy can then be closed and can be reduced to a linear integrodifferential equation, the solution of which yields the result familiar from bosonization. We suggest new truncation schemes of the exact hierarchy of flow equations, which might be useful even outside the weak coupling regime.
After a brief review of the definition and properties of the quantum effective Hamiltonian action, we describe its renormalization flow by a functional renormalization group equation. This equation can be used for a nonperturbative quantization and study of theories with bare Hamiltonians that are not quadratic in the momenta. As an example, the vacuum energy and gap of quantum mechanical models are computed. Extensions of this framework to quantum field theories are discussed. In particular, one possible Lorentz-covariant approach for simple scalar field theories is developed. Fermionic degrees of freedom, being naturally described by a first order formulation, can easily be accommodated in this approach.
The topic of this thesis is the functional renormalization group. We discuss some approximations schemes. Thereafter we apply these approximations to study different fields of condensed matter physics. Generally we have to evaluate an infinite set of vertex functions describing the scattering of particles. These vertex functions get renormalized away from their bare values governed by an infinite hierarchy of flow equations. We cannot expect to actually solve these equations but have to apply a couple of approximations. The aim is to somehow separate relevant contributions from irrelevant ones. One possible scheme opens up if we rescale fields and vertices. Here "relevance" is used in a quantitative way to describe the scaling behaviour of vertices close to a fixed point of the RG. One disadvantage of describing the system in terms of infinitely many vertices is that the majority of these vertices we have to evaluate are not of interest to us. In most cases we are just looking for the self-energy or the two-particle effective interaction. However there might be contributions to the flow of these vertices that are generated by irrelevant vertices. We generally assume that we can express irrelevant vertices in terms of the relevant and marginal ones. Then in turn it should be possible to write the contributions of these irrelevant vertices to the flow of relevant and marginal ones in terms of relevant and marginal vertices as well. We show how this can be achieved by what we term the adiabatic approximation. We now consider weakly interacting bosons at the critical point of Bose-Einstein condensation. As the transition takes place at a finite temperature this temperature defines an effective ultraviolet cut-off. For the investigation of physical properties that depend on momenta smaller than this cut-off it is therefore sufficient to describe the system by a classical field theory. Our central topic here is the self-energy of the bosons and we are able to evaluate it with the full momentum dependence. For small momenta it approaches a scaling form and as the momentum is gradually increased we observe a crossover to the perturbative regime. As a test for the reliability of our expression for the selfenergy we investigate the interaction induced shift of the critical. Our results compare quite satisfactory to the best available estimates for this shift. For the anomalous dimension our approach predicts the correct order of magnitude however with a considerable error. As an improvement we include more vertices into our calculations. Here we observe that our fixed point estimates indeed approach the best known results but this convergence is quite weak. We turn toward systems of interacting fermions. The formulation of the functional renormalization group implicitly requires knowledge of the true Fermi surface of the full interacting system. In general however we can just calculate it a-posteriori from the self-energy. The requirement to flow into a fixed point can be translated into a fine-tuning of the frequency/momentum independent part r_0 of the rescaled 2-point function. We show how this bare value is related to the momentum dependent effective interaction along the complete trajectory of the RG. On the other hand r_0 expresses the difference between the bare and the true Fermi surface. Putting both equations together results into an exact selfconsistency equation for the Fermi surface. We apply our self-consistency equation above to tackle the problem of finding the true Fermi surface of interacting fermions in low dimensions. The most simple non-trivial model with an inhomogeneous Fermi surface is a system of two coupled metallic chains. The process of interband backward scattering leads to a smoothing of the Fermi surface. Of special interest is if the Fermi momenta of the two bands collapse into just one value. We propose the term confinement transition for this behaviour. We bosonize the interband backward scattering by means of a Hubbard-Stratonovich transformation and treat our system as a single channel problem. This bosonization together with the adiabatic approximation allows us to investigate the system even at strong coupling. Within a simple one-loop treatment our method predicts a confinement transition at strong coupling. However taken vertex renormalizations into account we observe that this confinement is destroyed by fluctuations beyond one-loop. Actually we observe how the confined phase can be stabilized by the inclusion of interband umklapp scattering. Thereafter we consider the physically more relevant case of a two-dimensional system of infinitely many coupled metallic chains. Here the Fermi surface consists of two disconnected weakly curved sheets. We are able to repeat the calculations we have performed for our toy model. Within a self-consistent 2-loop calculation indeed signs for a confinement transition at finite coupling strength emerge.
We calculate the single-particle spectral function A ( k , ω) of a one-dimensional Luttinger liquid by means of a functional renormalization group (RG) approach. Given an infrared energy cut-off Λ = Λ 0 e − l , our approach yields the spectral function in the scaling form, A Λ ( k F + p , ω) = τ Z l à l ( p ξ, ωτ), where k F is the Fermi momentum, Z l is the wavefunction renormalization factor, τ = 1/Λ is the timescale and ξ = v F /Λ is the length scale associated with Λ. At the Luttinger liquid fixed point ( l → ∞ ) our RG result for A ( k , ω) exhibits the correct anomalous scaling properties, and for k = ± k F agrees exactly with the well known bosonization result at weak coupling. Our calculation demonstrates that the field rescaling is essential for obtaining the crossover from Fermi liquid behaviour to Luttinger liquid behaviour from a truncation of the hierarchy of exact RG flow equations as the infrared cut-off Λ is reduced.
The renormalization group (RG) flow for the two-dimensional sine-Gordon model is determined by means of Polchinski's RG equation at next-to-leading order in the derivative expansion. In this work we have two different goals, (i) to consider the renormalization scheme-dependence of Polchinski's method by matching Polchinski's equation with the Wegner-Houghton equation and with the real space RG equations for the two-dimensional dilute Coulomb-gas, (ii) to go beyond the local potential approximation in the gradient expansion in order to clarify the supposed role of the field-dependent wave-function renormalization. The well-known Coleman fixed point of the sine-Gordon model is recovered after linearization, whereas the flow exhibits strong dependence on the choice of the renormalization scheme when non-linear terms are kept. The RG flow is compared to those obtained in the Wegner-Houghton approach and in the dilute gas approximation for the two-dimensional Coulomb-gas.