Anomalies of global symmetries are important tools for understanding the dynamics of quantum systems. We investigate anomalies of non-invertible symmetries in 3+1d using 4+1d bulk topological quantum field theories given by Abelian two-form gauge theories, with a 0-form permutation symmetry. Gauging the 0-form symmetry gives the 4+1d “inflow” symmetry topological field theory for the non-invertible symmetry. We find a two levels of anomalies: (1) the bulk may fail to have an appropriate set of loop excitations which can condense to trivialize the boundary dynamics, and (2) the “Frobenius-Schur indicator” of the non-invertible symmetry (generalizing the Frobenius-Schur indicator of 1+1d fusion categories) may be incompatible with trivial boundary dynamics. As a consequence we derive conditions for non-invertible symmetries in 3+1d to be compatible with symmetric gapped phases, and invertible gapped phases. Along the way, we see that the defects characterizing \mathbb{Z}_{4} ℤ 4 ordinary symmetry host worldvolume theories with time-reversal symmetry \mathsf{T} 𝖳 obeying the algebra \mathsf{T}^{2}=C 𝖳 2 = C or \mathsf{T}^{2}=(-1)^{F}C, 𝖳 2 = ( − 1 ) F C , with C C a unitary charge conjugation symmetry. We classify the anomalies of this symmetry algebra in 2+1d and further use these ideas to construct 2+1d topological orders with non-invertible time-reversal symmetry that permutes anyons. As a concrete realization of our general discussion, we construct new lattice Hamiltonian models in 3+1d with non-invertible symmetry, and constrain their dynamics.
Fermionic topological orders can host 't Hooft anomalies with no bosonic counterpart. We identify a new sixteen-fold family of (2+1)D fermionic topological orders, forming a fermionic analogue of Kitaev's sixteen-fold way. This family is distinguished by the mod 16 't Hooft anomaly of a
Z2 one-form symmetry, generated in each theory by a single nontrivial
Z2 anyon. This intrinsically fermionic anomaly permits anyon spins that are forbidden in bosonic phases; the simplest new example is an Abelian fermionic topological order containing a single
Z2 Abelian anyon of spin 1/8. Each theory can be realized as the gapped boundary of a (3+1)D fermionic symmetry-protected topological (SPT) phase protected by the
Z2 one-form symmetry, which acquires a
Z16 classification once the spacetime spin structure is twisted by the one-form symmetry. We realize these phases microscopically via lattice models built from Walker-Wang models coupled to local fermions.
A large class of gapped phases of matter can be described by topological finite group gauge theories. In this paper, we show how such gauge theories possess a higher-group global symmetry, which we study in detail. We derive the d d -group global symmetry and its ’t Hooft anomaly for topological finite group gauge theories in (d+1) ( d + 1 ) space-time dimensions, including non-Abelian gauge groups and Dijkgraaf-Witten twists. We focus on the 1-form symmetry generated by invertible (Abelian) magnetic defects and the higher-form symmetries generated by invertible topological defects decorated with lower dimensional gauged symmetry-protected topological (SPT) phases. We show that due to a generalization of the Witten effect and charge-flux attachment, the 1-form symmetry generated by the magnetic defects mixes with other symmetries into a higher group. We describe such higher-group symmetry in various lattice model examples. We discuss several applications, including the classification of fermionic SPT phases in (3+1)D for general fermionic symmetry groups, where we also derive a simpler formula for the [O_5] ∈ H^5(BG, U(1)) [ O 5 ] ∈ H 5 ( B G , U ( 1 ) ) obstruction that has appeared in prior work. We also show how the d d -group symmetry is related to fault-tolerant non-Pauli logical gates and a refined Clifford hierarchy in stabilizer codes. We discover new logical gates in stabilizer codes using the d d -group symmetry, such as a controlled Z gate in the (3+1) D \mathbb{Z}_2 ℤ 2 toric code.
We present the correspondence between symmetry-protected topological (SPT) phases and their anomalous boundary states, based on examples in various spacetime dimensions. Through the study of the effect of interactions on these SPT phases, we discovered a new formalism of quantum anomalies, associated with discrete spacetime (such as time-reversal and spatial reflection) symmetries in particular, to classify distinct interacting topological phases. An example is the Z2 classification of the (2+1)d topological insulator protected by charge U(1) and time-reversal (or CP) symmetries, which can be deduced by the form of the global U(1) gauge anomalies on its edge theories defined on closed unorientable manifolds. In this case, the nontrivial phase (in free systems) is robust against electron interactions. Another example is the (3+1)d topological superconductor protected by only time-reversal or reflection symmetry. For this system, we identified the bulk phase by studying the global gravitational anomalies of the surface theories formulated on unorientable spacetime manifolds, and also discussed its connection to the collapse of the non-interacting classification by an integer Z to Z16, in the presence of interactions. We also revisit the problem of gauging a discrete internal symmetry in theories of chiral (Weyl) fermions in 3+1 dimensions – which have not been fully understood so far – from the perspective of fermionic SPT phases in 4+1 dimensions. Comparing with the previous results, we give a complete answer for the anomalies constraints on the discrete symmetry, as our approach is based on purely geometrical considerations, namely, our assumption is more fundamental and general. Furthermore, our result also provides an understanding of gapped states of fermions with anomalous discrete symmetries, and we present a model, based on weak coupling, for constructing these anomalous gapped states.
We study a class of anomalies associated with time-reversal and spatial-reflection symmetry in (2+1)-dimensional bosonic topological phases of matter. In these systems, the topological quantum numbers of the quasiparticles, such as the fusion rules and braiding statistics, possess a
Z2 symmetry which can be associated with either time reversal (denoted
Z2T) or spatial reflections. Under this symmetry, correlation functions of all Wilson loop operators in the low-energy topological quantum field theory (TQFT) are invariant. However, the theories that we study possess a severe anomaly associated with the failure to consistently localize the symmetry action to the quasiparticles, precluding even defining a consistent notion of symmetry fractionalization in such systems. We present simple sufficient conditions which determine when
Z2T symmetry localization anomalies exist in general. We present an infinite series of TQFTs with such anomalies, some examples of which include
USp(4)2 Chern-Simons (CS) theory and
SO(4)4 CS theory. The theories that we find with these
Z2T anomalies can all be obtained by gauging the unitary
Z2 subgroup of a different TQFT with a
Z4T symmetry. We further show that the anomaly can be resolved in several distinct ways: (1) the true symmetry of the theory is
Z4T, or (2) the theory can be considered to be a theory of fermions, with ${\mathbf{T}}^{2}={(\ensuremath{-}1)}^{{N}_{f}}$ corresponding to fermion parity. Finally, we demonstrate that theories with the
Z2T localization anomaly can be compatible with
Z2T if they are ``pseudorealized'' at the surface of a (3+1)D symmetry-enriched topological phase. The ``pseudorealization'' refers to the fact that the bulk (3+1)D system is described by a dynamical
Z2 gauge theory and thus only a subset of the quasiparticles are truly confined to the surface.
In this paper, we provide state sum path integral definitions of exotic invertible topological phases proposed in the recent paper by Hsin, Ji, and Jian [arXiv:2105.09454 [cond-mat.str-el]. The exotic phase has time-reversal
(T) symmetry, and depends on a choice of the space-time structure called the Wu structure. The exotic phase cannot be captured by the classification of any bosonic or fermionic topological phases and thus gives a novel class of invertible topological phases. When the
T symmetry defect admits a spin structure, our construction reduces to a sort of the decorated domain wall construction, in terms of a bosonic theory with
T symmetry defects decorated with a fermionic phase that depends on a spin structure of the
T symmetry defect. By utilizing our path integral, we propose a lattice construction for the exotic phase that generates the
Z8 classification of the
(3+1)d invertible phase based on the Wu structure. This generalizes the
Z8 classification of the
T-symmetric
(1+1)d topological superconductor proposed by Fidkowski and Kitaev. On oriented space-time, this
(3+1)d invertible phase with a specific choice of Wu structure reduces to a bosonic Crane-Yetter TQFT which has a topological ordered state with a semion on its boundary. Moreover, we propose a subclass of
G-SPT phases based on the Wu structure labeled by a pair of cohomological data in generic space-time dimensions. This generalizes the Gu-Wen subclass of fermionic SPT phases.