Symmetry plays an important role in the topological band theory to remedy the eigenstates' gauge obstruction at the cost of a symmetry anomaly and zero-energy boundary modes. One can also make use of the symmetry to enumerate the topological invariants---giving a symmetry classification table. Here we consider various topological phases protected by different symmetries and examine how the corresponding topological invariants evolve once the protecting symmetry is spontaneously lost. To our surprise, we find that the topological invariants and edge states can sometimes be robust to symmetry-breaking quantum orders. This topological robustness persists as long as the mean-field Hamiltonian in a symmetry-breaking ordered phase maintains its adiabatic continuity to the noninteracting Hamiltonian. For example, for a time-reversal symmetric topological phase in $2+1$ dimensions, we show that the ${\mathbb{Z}}_{2}$ time-reversal polarization continues to be a good topological invariant even after including distinct time-reversal breaking order parameters. Similar conclusions are drawn for various other symmetry-breaking cases. Finally, we discuss that the change in the internal symmetry associated with the spontaneous symmetry breaking has to be accounted for to reinstate the topological invariants into the expected classification table.
Symmetry plays an important role in the topological band theory to remedy the eigenstates' gauge obstruction at the cost of a symmetry anomaly and zero-energy boundary modes. One can also make use of the symmetry to enumerate the topological invariants---giving a symmetry classification table. Here we consider various topological phases protected by different symmetries and examine how the corresponding topological invariants evolve once the protecting symmetry is spontaneously lost. To our surprise, we find that the topological invariants and edge states can sometimes be robust to symmetry-breaking quantum orders. This topological robustness persists as long as the mean-field Hamiltonian in a symmetry-breaking ordered phase maintains its adiabatic continuity to the noninteracting Hamiltonian. For example, for a time-reversal symmetric topological phase in 2+1 dimensions, we show that the Z2 time-reversal polarization continues to be a good topological invariant even after including distinct time-reversal breaking order parameters. Similar conclusions are drawn for various other symmetry-breaking cases. Finally, we discuss that the change in the internal symmetry associated with the spontaneous symmetry breaking has to be accounted for to reinstate the topological invariants into the expected classification table.
T HE CLASSIFICATION OF DISTINCT PHASES OF MATTER is a central theme in condensed matter physics. A phase of matter can be viewed as an equivalence class of physical states that share a certain set of properties. In the case of topological quantum matter, these properties are associated with topological invariants that take specific values for each equivalence class. Perturbing a gapped state that corresponds to a given topological phase (i.e., smoothly deforming the Hamiltonian of the system) does not affect the topological invariant, as long as the energy gap remains finite. The value of this invariant changes only if the system undergoes a quantum phase transition, which is signaled by the collapse of the gap. Full topological protection can only emerge in interacting systems and requires the presence of long-range entanglement, which is at the origin of intrinsic topological order. However, topological properties protected by symmetries emerge even in noninteracting systems and, perhaps surprisingly, can be described within the framework of good old band theory of solids. Systems belonging to this category are generically called topological insulators, after the class of materials that is largely responsible for the recent surge in research activity on topological matter. In addition, topological band theory considerations can also be applied to superconductors (and superfluids), as described at the mean-field level using Bogoliubov-de Gennes theory. This chapter summaries the key ideas behind the topological classification of noninteracting systems and discusses the basic properties of various classes of topological insulators and superconductors. For in-depth discussions and related developments the reader is referred to a number of books [48, 402, 153] and review papers [211, 212, 357, 22] specifically dedicated to this subject.
We analyze translationally invariant insulators with inversion symmetry that fall outside the current established classification of topological insulators. These insulators exhibit no edge or surface modes in the energy spectrum and hence they are not edge metals when the Fermi level is in the bulk gap. However, they do exhibit protected modes in the entanglement spectrum localized on the cut between two entangled regions. Their entanglement entropy cannot be made to vanish adiabatically, and hence the insulators can be called topological. There is a direct connection between the inversion eigenvalues of the Hamiltonian band structure and the midgap states in the entanglement spectrum. The classification of protected entanglement levels is given by an integer N, which is the difference between the negative inversion eigenvalues at inversion symmetric points in the Brillouin zone, taken in sets of 2. When the Hamiltonian describes a Chern insulator or a nontrivial time-reversal invariant topological insulator, the entirety of the entanglement spectrum exhibits spectral flow. If the Chern number is zero for the former, or time reversal is broken in the latter, the entanglement spectrum does not have spectral flow, but, depending on the inversion eigenvalues, can still exhibit protected midgap bands similar to impurity bands in normal semiconductors. Although spectral flow is broken (implying the absence of real edge or surface modes in the original Hamiltonian), the midgap entanglement bands cannot be adiabatically removed, and the insulator is ``topological.'' We analyze the linear response of these insulators and provide proofs and examples of when the inversion eigenvalues determine a nontrivial charge polarization, a quantum Hall effect, an anisotropic three-dimensional (3D) quantum Hall effect, or a magnetoelectric polarization. In one dimension, we establish a link between the product of the inversion eigenvalues of all occupied bands at all inversion symmetric points and charge polarization. In two dimensions, we prove a link between the product of the inversion eigenvalues and the parity of the Chern number of the occupied bands. In three dimensions, we find a topological constraint on the product of the inversion eigenvalues thereby showing that some 3D materials are protected topological metals; we show the link between the inversion eigenvalues and the 3D Quantum Hall Effect, and analyze the magnetoelectric polarization ($\ensuremath{\theta}$ vacuum) in the absence of time-reversal symmetry.
Symmetry protected topological (SPT) phases are characterized by robust boundary features, which do not disappear unless passing through a phase transition. These boundary features can be quantified by a topological invariant which, in some cases, is related to a physical quantity, such as the spin conductivity for the quantum spin Hall insulators. In other cases, the boundary features give rise to new physics, such as the Majorana fermion. In all cases the boundary features can be analyzed with the help of an entanglement spectrum and their robustness make them promising candidates for storing quantum information. The topological invariant characterizing SPT phases is strictly only invariant under deformations which respect a certain \nsymmetry. For example, the boundary currents of the quantum spin Hall insulator are only robust against non-magnetic, i.e. time-reversal invariant, impurities. In this thesis we study the SPT phases of spin chains. \nAs a result of our work we find a topological invariant for SPT phases of spin chains which are protected by continuous symmetries. By means of a non-local order parameter we find a way to extract this invariant from the ground state wave function of the system. Using density-matrix-renormalization-group techniques we verify that this invariant is a tool to detect transitions between different topological phases. We find a non-local transformation that maps SPT phases to conventional phases characterized by a local order parameter. This transformation suggests an analogy between topological phases and conventional phases and thus give a deeper understanding of the role of topology in spin systems.
The topological classification of fermion systems in mixed states is a long-standing quest. For Gaussian states, reminiscent of noninteracting unitary fermions, some progress has been made. While the topological quantization of certain observables such as the Hall conductivity is lost for mixed states, directly observable many-body correlators exist which preserve the quantized nature and naturally connect to known topological invariants in the ground state. For systems that break time-reversal (TR) symmetry, the ensemble geometric phase was identified as such an observable which can be used to define a Chern number in (1+1) and two dimensions. Here we propose a corresponding Z2 topological invariant for systems with TR symmetry. We show that this mixed-state invariant is identical to well-known Z2 invariants for the ground state of the so-called fictitious Hamiltonian, which for thermal states is just the ground state of the system Hamiltonian itself. We illustrate our findings for finite-temperature states of a paradigmatic Z2 topological insulator, the Kane-Mele model.
The classification of distinct phases of matter is a central theme in condensed matter physics. A phase of matter can be viewed as an equivalence class of physical states that share a certain set of properties. In the case of topological quantum matter, these properties are associated with topological invariants that take specific values for each equivalence class. Perturbing a gapped state that corresponds to a given topological phase (i.e., smoothly deforming the Hamiltonian of the system) does not affect the topological invariant, as long as the bulk energy gap remains finite. The value of this invariant changes only if the system undergoes a quantum phase transition, which is signaled by the collapse of the gap. Full topological protection can only emerge in interacting systems and requires the presence of long-range entanglement, which is at the origin of intrinsic topological order. However, topological properties protected by symmetries emerge even in noninteracting systems and, perhaps surprisingly, can be described within the framework of good old band theory of solids. Systems belonging to this category are generically called topological insulators, after the class of materials that is largely responsible for the recent surge in research on topological matter. In addition, topological band theory considerations can also be applied to superconductors (and superfluids), as described at the mean-field level using Bogoliubov–de Gennes theory. This chapter summarizes the key ideas behind the topological classification of noninteracting systems and discusses the basic properties of various classes of topological insulators and superconductors. For in-depth discussions and related developments the reader is referred to a number of books [ 54 , 175 , 469 ] and review papers [ 23 , 239 , 240 , 421 ] specifically dedicated to this subject.
We present the correspondence between symmetry-protected topological (SPT) phases and their anomalous boundary states, based on examples in various spacetime dimensions. Through the study of the effect of interactions on these SPT phases, we discovered a new formalism of quantum anomalies, associated with discrete spacetime (such as time-reversal and spatial reflection) symmetries in particular, to classify distinct interacting topological phases. An example is the Z2 classification of the (2+1)d topological insulator protected by charge U(1) and time-reversal (or CP) symmetries, which can be deduced by the form of the global U(1) gauge anomalies on its edge theories defined on closed unorientable manifolds. In this case, the nontrivial phase (in free systems) is robust against electron interactions. Another example is the (3+1)d topological superconductor protected by only time-reversal or reflection symmetry. For this system, we identified the bulk phase by studying the global gravitational anomalies of the surface theories formulated on unorientable spacetime manifolds, and also discussed its connection to the collapse of the non-interacting classification by an integer Z to Z16, in the presence of interactions. We also revisit the problem of gauging a discrete internal symmetry in theories of chiral (Weyl) fermions in 3+1 dimensions – which have not been fully understood so far – from the perspective of fermionic SPT phases in 4+1 dimensions. Comparing with the previous results, we give a complete answer for the anomalies constraints on the discrete symmetry, as our approach is based on purely geometrical considerations, namely, our assumption is more fundamental and general. Furthermore, our result also provides an understanding of gapped states of fermions with anomalous discrete symmetries, and we present a model, based on weak coupling, for constructing these anomalous gapped states.