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arXiv:1010.4508 · Physical Review B

Inversion-symmetric topological insulators

Taylor L. Hughes, Emil V. Prodan, Bogdan Andrei Bernevig

Published Jun 28, 2011• 551 citations
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Abstract

We analyze translationally invariant insulators with inversion symmetry that fall outside the current established classification of topological insulators. These insulators exhibit no edge or surface modes in the energy spectrum and hence they are not edge metals when the Fermi level is in the bulk gap. However, they do exhibit protected modes in the entanglement spectrum localized on the cut between two entangled regions. Their entanglement entropy cannot be made to vanish adiabatically, and hence the insulators can be called topological. There is a direct connection between the inversion eigenvalues of the Hamiltonian band structure and the midgap states in the entanglement spectrum. The classification of protected entanglement levels is given by an integer $\mathcal{N}$, which is the difference between the negative inversion eigenvalues at inversion symmetric points in the Brillouin zone, taken in sets of 2. When the Hamiltonian describes a Chern insulator or a nontrivial time-reversal invariant topological insulator, the entirety of the entanglement spectrum exhibits spectral flow. If the Chern number is zero for the former, or time reversal is broken in the latter, the entanglement spectrum does not have spectral flow, but, depending on the inversion eigenvalues, can still exhibit protected midgap bands similar to impurity bands in normal semiconductors. Although spectral flow is broken (implying the absence of real edge or surface modes in the original Hamiltonian), the midgap entanglement bands cannot be adiabatically removed, and the insulator is ``topological.'' We analyze the linear response of these insulators and provide proofs and examples of when the inversion eigenvalues determine a nontrivial charge polarization, a quantum Hall effect, an anisotropic three-dimensional (3D) quantum Hall effect, or a magnetoelectric polarization. In one dimension, we establish a link between the product of the inversion eigenvalues of all occupied bands at all inversion symmetric points and charge polarization. In two dimensions, we prove a link between the product of the inversion eigenvalues and the parity of the Chern number of the occupied bands. In three dimensions, we find a topological constraint on the product of the inversion eigenvalues thereby showing that some $3$D materials are protected topological metals; we show the link between the inversion eigenvalues and the $3$D Quantum Hall Effect, and analyze the magnetoelectric polarization ($\ensuremath{\theta}$ vacuum) in the absence of time-reversal symmetry.

DOI
10.1103/physrevb.83.245132

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Topological band insulators are usually characterized by symmetry-protected surface modes or quantized linear-response functions (like Hall conductance). Here we present a way to characterize them based on certain bulk properties of just the ground-state wave function, specifically, the properties of its entanglement spectrum. We prove that whenever protected surface states exist, a corresponding protected ``mode'' exists in the entanglement spectrum as well. Besides this, the entanglement spectrum sometimes succeeds better at indicating topological phases than surface states. We discuss specifically the example of insulators with inversion symmetry which is found to act as an antiunitary symmetry on the entanglement spectrum. A Kramers degeneracy can then arise even when time-reversal symmetry is absent. This degeneracy persists for interacting systems. The entanglement spectrum is therefore a promising tool to characterize topological band insulators and superconductors beyond the free-particle approximation.
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Topological phases of matter are purely quantum mechanical and have no classical analogue. Most phases in nature can be classified and studied classically through the concept of symmetry breaking and its theoretical description, Landau-Ginzburg field theory. In contrast to the general wisdom of Landau-Ginzburg field theory, the topological phases share the same symmetry as a trivial insulator and still are different phases. Having gapped spectrum in bulk, they support a metallic edge excition robust against symmetry-respecting perturbation or an emergent fractional excitation in bulk. Following after fractional quantum Hall fluids, many topologically orderd phases, such as spin liquids and topological insulators, have been found and studied. Spin liquids are disordered phases of frustrated antiferromagnets and do not freeze and order even at the lowest temperature. 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As they are intrinsically quantum many-body states, the quantum field theory is an invaluable tool to explore the venue of the phases and will be used thorougly in this work. First, we present a topological field theoretic description of the topological insulators and translational symmetric Z2 spin liquid. We demostrate that abelian BF theory is an effective field theory for the two and three dimensional topological insulators. We show that the phenomenologies of BF theory are consistent with those of the topological insulators such as gapless edge and surface excitations and response functions to external gauge field. The same form of the BF theory is also applicable to study the certain classes of Z2 spin liquids with the gapless edge states. We closely examine the possible gapless edge theory of the BF theory and the translational symmetric spin liquids, and we show that the effective BF theories capture the bulk properties as well as the gapless edge spectrum of the spin liquid. Also we discuss the zero-temperature phase diagram of a thin film three dimensional topological insulators with two competing mass terms: time-reversal symmetric exciton condensation and time-reversal symmetry breaking Zeeman effect. There are two phases, quantum spin Hall phase and quantum anomalous Hall phase, and both phases support fractional excitations. We derive an effective topological field theory for the fractional excitations and examine the origin of the fractional excitations. Next we consider the relatives of the topological insulators. First we discuss the proximate symmetry broken phases of topological Mott insulator, a U(1) spin liquid with fermionic spinons in the topological insulator state. The topologically non-trivial band structure of the spinon generates the axion term for the gauge field, and we show that the axion term changes the nature of the confined phase of the spin liquid. Contrast to the conventional confined phase which has only a bond order, the confined phase of the spin liquid is in general a coexisting phase of the two different orders : a current order and a bond order. We then consider another relative of the topological insulator: a bosonic symmetry protected topological phase in two dimensional space, with both PSU(N) and time reversal symmetry. We develop an effective field theory for the phase, which is a SU(N) principal chiral model with a theta-term, and reveal the physics of the topological phase in detail.Finally we consider a topological semimetal, namely a Weyl semimetal. We first demonstrate that the Weyl semimetal can be realized in the magnetically doped topological band insulators. We explicitly derive the low energy theory of Weyl points from the general continuum Hamiltonian and tight-binding model of the topological insulators. Then we study superconducting instabilities of doped Weyl semimetals. We consider a minimal model for a Weyl semimetal and study the superconducting instabilities induced by a short-ranged attractive interaction. With the interaction, we find two competing states: a fully gapped finite-momentum pairing state and a nodal even-parity pairing state. We show that, in a mean field approximateion, the finite-momentum pairing state wins energetically against the usual even-parity paired state. We also show that exotic modes are localized at the full and half quantum vortices of the finite-momentum pairing state.
How do we uniquely identify a quantum phase, given its ground state wave-function? This is a key question for many body theory especially when we consider phases like topological insulators, that share the same symmetry but differ at the level of topology. The entanglement spectrum has been proposed as a ground state property that captures characteristic edge excitations. Here we study the entanglement spectrum for topological band insulators. We first show that insulators with topological surface states will necessarily also have protected modes in the entanglement spectrum. Surprisingly, however, the converse is not true. Protected entanglement modes can also appear for insulators without physical surface states, in which case they capture a more elusive property. This is illustrated by considering insulators with only inversion symmetry. Inversion is shown to act in an unusual way, as an antiunitary operator, on the entanglement spectrum, leading to this protection. The entanglement degeneracies indicate a variety of different phases in inversion symmetric insulators, and these phases are argued to be robust to the introduction of interactions.
We study the single-particle entanglement spectrum in 2D topological insulators which possess nnn-fold rotation symmetry. By defining a series of special choices of subsystems on which the entanglement is calculated, or real space cuts, we find that the number of protected in-gap states for each type of these real space cuts is a quantum number indexing (if any) nontrivial topology in these insulators. We explicitly show that the number of protected in-gap states is determined by a Zn{Z}^{n}Zn index (z1,...,zn)({z}_{1},...,{z}_{n})(z1​,...,zn​), where zm{z}_{m}zm​ is the number of occupied states that transform according to mmmth one-dimensional representation of the Cn{C}_{n}Cn​ point group. We find that for a space cut separating 1/p1/p1/pth of the system, the entanglement spectrum contains in-gap states pinned in an interval of entanglement eigenvalues $[1/p,1\ensuremath{-}1/p]$. We determine the number of such in-gap states for an exhaustive variety of cuts, in terms of the Zn{Z}^{n}Zn index. Furthermore, we show that in a homogeneous system, the Zn{Z}^{n}Zn index can be determined through an evaluation of the eigenvalues of point-group symmetry operators at all high-symmetry points in the Brillouin zone. When disordered nnn-fold rotationally symmetric systems are considered, we find that the number of protected in-gap states is identical to that in the clean limit as long as the disorder preserves the underlying point-group symmetry and does not close the bulk insulating gap.
Topological insulators are characterized by the presence of gapless surface modes protected by time-reversal symmetry. In three space dimensions the magnetoelectric response is described in terms of a bulk $\ensuremath{\theta}$ term for the electromagnetic field. Here we construct theoretical examples of such phases that cannot be smoothly connected to any band insulator. Such correlated topological insulators admit the possibility of fractional magnetoelectric response described by fractional $\ensuremath{\theta}/\ensuremath{\pi}$. We show that fractional $\ensuremath{\theta}/\ensuremath{\pi}$ is only possible in a gapped time-reversal-invariant system of bosons or fermions if the system also has deconfined fractional excitations and associated degenerate ground states on topologically nontrivial spaces. We illustrate this result with a concrete example of a time-reversal-symmetric topological insulator of correlated bosons with $\ensuremath{\theta}=\frac{\ensuremath{\pi}}{4}$. Extensions to electronic fractional topological insulators are briefly described.