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Physical Review B

Entanglement and inversion symmetry in topological insulators

Ari M. Turner, Yi Zhang, Ashvin Vishwanath

Published Dec 13, 2010• 269 citations
Publisher

Abstract

Topological band insulators are usually characterized by symmetry-protected surface modes or quantized linear-response functions (like Hall conductance). Here we present a way to characterize them based on certain bulk properties of just the ground-state wave function, specifically, the properties of its entanglement spectrum. We prove that whenever protected surface states exist, a corresponding protected ``mode'' exists in the entanglement spectrum as well. Besides this, the entanglement spectrum sometimes succeeds better at indicating topological phases than surface states. We discuss specifically the example of insulators with inversion symmetry which is found to act as an antiunitary symmetry on the entanglement spectrum. A Kramers degeneracy can then arise even when time-reversal symmetry is absent. This degeneracy persists for interacting systems. The entanglement spectrum is therefore a promising tool to characterize topological band insulators and superconductors beyond the free-particle approximation.

DOI
10.1103/physrevb.82.241102

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Topological band insulators are usually characterized by symmetry-protected surface modes or quantized linear-response functions (like Hall conductance). Here we present a way to characterize them based on certain bulk properties of just the ground-state wave function, specifically, the properties of its entanglement spectrum. We prove that whenever protected surface states exist, a corresponding protected ``mode'' exists in the entanglement spectrum as well. Besides this, the entanglement spectrum sometimes succeeds better at indicating topological phases than surface states. We discuss specifically the example of insulators with inversion symmetry which is found to act as an antiunitary symmetry on the entanglement spectrum. A Kramers degeneracy can then arise even when time-reversal symmetry is absent. This degeneracy persists for interacting systems. The entanglement spectrum is therefore a promising tool to characterize topological band insulators and superconductors beyond the free-particle approximation.
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We analyze translationally invariant insulators with inversion symmetry that fall outside the current established classification of topological insulators. These insulators exhibit no edge or surface modes in the energy spectrum and hence they are not edge metals when the Fermi level is in the bulk gap. However, they do exhibit protected modes in the entanglement spectrum localized on the cut between two entangled regions. Their entanglement entropy cannot be made to vanish adiabatically, and hence the insulators can be called topological. There is a direct connection between the inversion eigenvalues of the Hamiltonian band structure and the midgap states in the entanglement spectrum. The classification of protected entanglement levels is given by an integer N\mathcal{N}N, which is the difference between the negative inversion eigenvalues at inversion symmetric points in the Brillouin zone, taken in sets of 2. When the Hamiltonian describes a Chern insulator or a nontrivial time-reversal invariant topological insulator, the entirety of the entanglement spectrum exhibits spectral flow. If the Chern number is zero for the former, or time reversal is broken in the latter, the entanglement spectrum does not have spectral flow, but, depending on the inversion eigenvalues, can still exhibit protected midgap bands similar to impurity bands in normal semiconductors. Although spectral flow is broken (implying the absence of real edge or surface modes in the original Hamiltonian), the midgap entanglement bands cannot be adiabatically removed, and the insulator is ``topological.'' We analyze the linear response of these insulators and provide proofs and examples of when the inversion eigenvalues determine a nontrivial charge polarization, a quantum Hall effect, an anisotropic three-dimensional (3D) quantum Hall effect, or a magnetoelectric polarization. In one dimension, we establish a link between the product of the inversion eigenvalues of all occupied bands at all inversion symmetric points and charge polarization. In two dimensions, we prove a link between the product of the inversion eigenvalues and the parity of the Chern number of the occupied bands. In three dimensions, we find a topological constraint on the product of the inversion eigenvalues thereby showing that some 333D materials are protected topological metals; we show the link between the inversion eigenvalues and the 333D Quantum Hall Effect, and analyze the magnetoelectric polarization ($\ensuremath{\theta}$ vacuum) in the absence of time-reversal symmetry.
The ground state of translationally invariant insulators comprises bands which can assume topologically distinct structures. There are few known examples where this distinction is enforced by a point-group symmetry alone. In this paper we show that 1D and 2D insulators with the simplest point-group symmetry, inversion, have a ${\mathbb{Z}}^{\ensuremath{\ge}}$ classification. In 2D, we identify a relative winding number that is solely protected by inversion symmetry. By analysis of Berry phases, we show that this invariant has similarities with the first Chern class (of time-reversal breaking insulators), but is more closely analogous to the Z2{\mathbb{Z}}_{2}Z2​ invariant (of time-reversal invariant insulators). Implications of our work are discussed in holonomy, the geometric-phase theory of polarization, the theory of maximally localized Wannier functions, and in the entanglement spectrum.
We establish a quantitative bulk-boundary correspondence in interacting topological insulators by relating many-body topological invariants to characteristic degeneracy structures in the entanglement spectrum. Focusing on generalized Su-Schrieffer-Heeger chains with higher winding number, we construct a gauge-invariant many-body winding invariant based on Pancharatnam geometric phases that remains well defined in the presence of interactions. We show that this invariant uniquely determines the low-lying entanglement-spectrum degeneracy, which exhibits a universal 4ν4^ν4ν scaling with the winding number ννν, providing a concrete formulation of bulk-boundary correspondence beyond single-particle topology. Using exact diagonalization, we demonstrate the robustness of this correspondence under interactions and symmetry-preserving disorder, and identify inversion symmetry as a minimal protecting symmetry that stabilizes both the quantization of the invariant and the associated entanglement degeneracies. Our results unify geometric-phase invariants and entanglement diagnostics within a many-body framework and provide a route to identifying interacting topological phases beyond band theory.
We study the entanglement spectra of surface states of symmetry-protected topological phases. The topological bulk imprints the surface with an anomaly that does not permit it to form a trivial “vacuum” state that is gapped, unfractionalized, and symmetry preserving. Any surface wave function encodes the topology of the underlying bulk in addition to a specific surface phase. We show that the real-space entanglement spectrum of such surface wave functions are dominated by the bulk topology and do not readily permit identifying the surface phase. We thus use a modified form of entanglement spectra that incorporates the anomaly and argue that they correspond to physical edge states between different surface states. We support these arguments by explicit analytical and numerical calculations for free and interacting surfaces of three-dimensional topological insulators of electrons. Published by the American Physical Society 2024
Strongly correlated analogs of topological insulators have been explored in systems with purely on-site symmetries, such as time-reversal or charge conservation. Here, we use recently developed tensor network tools to study a quantum state of interacting bosons which is featureless in the bulk, but distinguished from an atomic insulator in that it exhibits entanglement which is protected by its spatial symmetries. These properties are encoded in a model many-body wave function that describes a fully symmetric insulator of bosons on the honeycomb lattice at half filling per site. While the resulting integer unit cell filling allows the state to bypass ``no-go'' theorems that trigger fractionalization at fractional filling, it nevertheless has nontrivial entanglement, protected by symmetry. We demonstrate this by computing the boundary entanglement spectra, finding a gapless entanglement edge described by a conformal field theory as well as degeneracies protected by the nontrivial action of combined charge conservation and spatial symmetries on the edge. Here, the tight-binding representation of the space group symmetries plays a particular role in allowing certain entanglement cuts that are not allowed on other lattices of the same symmetry, suggesting that the lattice representation can serve as an additional symmetry ingredient in protecting an interacting topological phase. Our results extend to a related insulating state of electrons, with short-ranged entanglement and no band insulator analog.