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arXiv:2012.11626 · Physical Review Research

Partial order on passive states and Hoffman majorization in quantum thermodynamics

Uttam Singh, Siddhartha Das, Nicolas J. Cerf

Published Jul 26, 2021• 13 citations
arXivHTMLPDF

Abstract

Passive states, i.e., those states from which no work can be extracted via unitary operations, play an important role in the foundations and applications of quantum thermodynamics. They generalize the familiar Gibbs thermal states, which are the sole passive states being stable under tensor product. Here, we introduce a partial order on the set of passive states that captures the idea of a passive state being virtually cooler than another one. This partial order, which we build by defining the notion of relative passivity, offers a fine-grained comparison between passive states based on virtual temperatures (just like thermal states are compared based on their temperatures). We then characterize the quantum operations that are closed on the set of virtually cooler states with respect to some fixed input and output passive states. Viewing the activity, i.e., nonpassivity, of a state as a resource, our main result is then a necessary and sufficient condition on the transformation of a class of pure active states under these relative passivity-preserving operations. This condition gives a quantum thermodynamical meaning to the majorization relation on the set of nonincreasing vectors due to Hoffman. The maximum extractable work under relative passivity-preserving operations is then shown to be equal to the ergotropy of these pure active states. Finally, we are able to fully characterize passivity-preserving operations in the simpler case of qubit systems, and hence to derive a state interconversion condition under passivity-preserving qubit operations. The prospect of this work is a general resource-theoretical framework for the extractable work via quantum operations going beyond thermal operations.

DOI
10.1103/physrevresearch.3.033091

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Passive states, i.e., those states from which no work can be extracted via unitary operations, play an important role in the foundations and applications of quantum thermodynamics. They generalize the familiar Gibbs thermal states, which are the sole passive states being stable under tensor product. Here, we introduce a partial order on the set of passive states that captures the idea of a passive state being virtually cooler than another one. This partial order, which we build by defining the notion of relative passivity, offers a fine-grained comparison between passive states based on virtual temperatures (just like thermal states are compared based on their temperatures). We then characterize the quantum operations that are closed on the set of virtually cooler states with respect to some fixed input and output passive states. Viewing the activity, i.e., nonpassivity, of a state as a resource, our main result is then a necessary and sufficient condition on the transformation of a class of pure active states under these relative passivity-preserving operations. This condition gives a quantum thermodynamical meaning to the majorization relation on the set of nonincreasing vectors due to Hoffman. The maximum extractable work under relative passivity-preserving operations is then shown to be equal to the ergotropy of these pure active states. Finally, we are able to fully characterize passivity-preserving operations in the simpler case of qubit systems, and hence to derive a state interconversion condition under passivity-preserving qubit operations. The prospect of this work is a general resource-theoretical framework for the extractable work via quantum operations going beyond thermal operations.
We analyze the role of virtual temperatures for passive quantum states through the lens of majorization theory. A mean temperature over the virtual temperatures of adjacent energy levels is defined to compare the passive states of the system resulting from isoenergetic and isoentropic transformations. The role of the minimum and the maximum (min-max) values of the virtual temperatures in determining the direction of heat flow between the system and the environment is argued based on majorization relations. We characterize the intermediate passive states in a quantum Otto engine using these virtual temperatures and derive an upper bound for the Otto efficiency that can be expressed in terms of the min-max virtual temperatures of the working medium. An explicit example of the coupled-spins system is worked out. Moreover, virtual temperatures serve to draw interesting parallels between the quantum thermodynamic processes and their classical counterparts. Thus, virtual temperature emerges as a key operational quantity linking passivity and majorization to the optimal performance of quantum thermal machines.
Abstract We introduce a class of quantum channels called passive-environment bosonic channels. These channels are relevant from a quantum thermodynamical viewpoint because they correspond to the energy-preserving linear coupling of a bosonic system with a bosonic environment that is in a passive state (no energy can be extracted from it with a unitary transformation) followed by discarding the environment. The Fock-majorization relation defined in Jabbour et al (2016 New J. Phys . 18 073047) happens to be particularly useful in this context as, unlike regular majorization, it connects the disorder of a state together with its energy. Our main result here is the preservation of Fock-majorization across all passive-environment bosonic channels. This implies a similar preservation for regular majorization over the set of passive states, and also extends to the passive-environment bosonic channels whose Stinespring dilation involves an active Gaussian unitary. Beyond bosonic systems, the class of passive-environment operations as defined here naturally generalizes the set of thermal operations and is expected to provide new insights into the thermodynamics of quantum systems.
Although entropy is a necessary and sufficient quantity to characterize the order of work content for equal energetic (EE) states in the asymptotic limit, for the finite quantum systems, the relation is not so linear and requires detailed investigation. Toward this, we have considered a resource theoretic framework taking the energy preserving operations (EPOs) as free, to compare the amount of extractable work from two different quantum states. Under the EPO, majorization becomes a necessary criterion for state transformation. It is also shown that the passive-state energy is a concave function, and, for EE states, it becomes proportional to the ergotropy in absolute sense. Invariance of the passive-state energy under unitary action on the given state makes it an entanglement measure for the pure bipartite states. Furthermore, due to the nonadditivity of passive-state energy for the different system Hamiltonians, one can generate Vidal^{'}s monotones which would give the optimal probability for pure entangled state transformation. This measure also quantifies the ergotropic gap which is employed to distinguish some specific classes of three-qubit pure entangled states.
The second law of thermodynamics states that work cannot be extracted from thermal equilibrium, whose quantum formulation is known as complete passivity; a state is called completely passive if work cannot be extracted from any number of copies of the state by any unitary operations.It has been established that a quantum state is completely passive if and only if it is a Gibbs ensemble.In physically plausible setups, however, the class of possible operations is often restricted by fundamental constraints such as symmetries imposed on the system.In the present work, we investigate the concept of complete passivity under symmetry constraints.Specifically, we prove that a quantum state is completely passive under a symmetry constraint described by a connected compact Lie group, if and only if it is a generalized Gibbs ensemble including conserved charges associated with the symmetry.Remarkably, our result applies to noncommutative symmetry such as SU(2) symmetry, suggesting an unconventional extension of the notion of generalized Gibbs ensemble.Furthermore, we consider the setup where a quantum work storage is explicitly included, and prove that the characterization of complete passivity remains unchanged.Our result extends the notion of thermal equilibrium to systems protected by symmetries, and would lead to flexible design principles of quantum heat engines and batteries.Moreover, our approach serves as a foundation of the resource theory of thermodynamics in the presence of symmetries.
Abstract We analyze the role of virtual temperatures in passive quantum states using majorization theory. A weighted mean virtual temperature is defined and used to compare the passive states resulting from isoenergetic and isoentropic transformations. We apply the majorization based criterion for the direction of heat flow in a quantum Otto engine, and derive a spectrum-dependent upper bound on the Otto efficiency. The upper bound which can also be related to the min-max virtual temperatures of the passive states, is illustrated for an interacting spin working medium. Thus, virtual temperatures serve as a unifying framework connecting passivity, majorization, and the optimal performance of quantum thermal machines.
Quantum states that can yield work in a cyclical Hamiltonian process form one of the primary resources in the context of quantum thermodynamics. Conversely, states whose average energy cannot be lowered by unitary transformations are called passive. However, while work may be extracted from non-passive states using arbitrary unitaries, the latter may be hard to realize in practice. It is therefore pertinent to consider the passivity of states under restricted classes of operations that can be feasibly implemented. Here, we ask how restrictive the class of Gaussian unitaries is for the task of work extraction. We investigate the notion of Gaussian passivity, that is, we present necessary and sufficient criteria identifying all states whose energy cannot be lowered by Gaussian unitaries. For all other states we give a prescription for the Gaussian operations that extract the maximal amount of energy. Finally, we show that the gap between passivity and Gaussian passivity is maximal, i.e., Gaussian-passive states may still have a maximal amount of energy that is extractable by arbitrary unitaries, even under entropy constraints.