Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:2012.03976 · Journal of Statistical Mechanics Theory and Experiment

Categorical symmetries at criticality

Xiao-Chuan Wu, Wenjie Ji, Cenke Xu

Published Jul 1, 2021• 50 citations
arXivHTMLPDF

Abstract

Abstract We study the concept of ‘categorical symmetry’ introduced recently, which in the most basic sense refers to a pair of dual symmetries, such as the Ising symmetries of the 1 d quantum Ising model and its self-dual counterpart. In this manuscript we study discrete categorical symmetry at higher-dimensional critical points and gapless phases. At these selected gapless states of matter, we can evaluate the behavior of categorical symmetries analytically. We analyze the categorical symmetry at the following examples of criticality: (i) (2 + 1) d Lifshitz critical point of a quantum Ising system; (ii) (3 + 1) d photon phase as an intermediate gapless phase between the topological order and the confined phase of 3 d Z 2 quantum gauge theory; (iii) 2 d and 3 d examples of systems with both categorical symmetries (either zero-form or one-form categorical symmetries) and subsystem symmetries. We demonstrate that at some of these gapless states of matter the categorical symmetries have very different behavior from the nearby gapped phases.

DOI
10.1088/1742-5468/ac08fe

Related papers

Categorical symmetry and noninvertible anomaly in symmetry-breaking and topological phase transitions

Wenjie Ji, Xiao-Gang Wen

For a zero-temperature Landau symmetry breaking transition in $n$-dimensional space that completely breaks a finite symmetry $G$, the critical point at the transition has the symmetry $G$. In this paper, we show that the critical point also has a dual symmetry - a $(n-1)$-symmetry described by a higher group when $G$ is Abelian or an algebraic $(n-1)$-symmetry beyond higher group when $G$ is non-Abelian. In fact, any $G$-symmetric system can be viewed as a boundary of $G$-gauge theory in one higher dimension. The conservation of gauge charge and gauge flux in the bulk $G$-gauge theory gives rise to the symmetry and the dual symmetry respectively. So any $G$-symmetric system actually has a larger symmetry called categorical symmetry, which is a combination of the symmetry and the dual symmetry. However, part (and only part) of the categorical symmetry must be spontaneously broken in any gapped phase of the system, but there exists a gapless state where the categorical symmetry is not spontaneously broken. Such a gapless state corresponds to the usual critical point of Landau symmetry breaking transition. The above results remain valid even if we expand the notion of symmetry to include higher symmetries and algebraic higher symmetries. Thus our result also applies to critical points for transitions between topological phases of matter. In particular, we show that there can be several critical points for the transition from the 3+1D $Z_2$ gauge theory to a trivial phase. The critical point from Higgs condensation has a categorical symmetry formed by a $Z_2$ 0-symmetry and its dual - a $Z_2$ 2-symmetry, while the critical point of the confinement transition has a categorical symmetry formed by a $Z_2$ 1-symmetry and its dual - another $Z_2$ 1-symmetry.

•Jan 1, 2020•47 citations

Algebraic higher symmetry and categorical symmetry: A holographic and entanglement view of symmetry

Liang Kong, Tian Lan, Xiao-Gang Wen +2 more

A global symmetry (0-symmetry) in an n-dimensional space acts on the whole space.A higher symmetry acts on closed submanifolds (i.e., loops and membranes, etc.), and those transformations form a higher group.In this paper, we introduce the notion of algebraic higher symmetry, which generalizes higher symmetry and is beyond higher group.We show that an algebraic higher symmetry in a bosonic system in n-dimensional space is characterized and classified by a local fusion n-category.We find that, when restricted to its symmetric sub-Hilbert space, an algebraic higher symmetry can be fully characterized by a noninvertible gravitational anomaly (i.e., a topological order in one higher dimension).Thus, we also refer to a noninvertible gravitational anomaly as categorical symmetry to stress its connection to symmetry.This provides a holographic and entanglement view of symmetries.For a system with a categorical symmetry, its gapped state must spontaneously break part (not all) of the symmetry, and the state with the full symmetry must be gapless.Using such a holographic point of view, we obtain (1) the gauging of the algebraic higher symmetry; (2) the classification of anomalies for an algebraic higher symmetry; (3) the equivalence between classes of systems, with different (potentially anomalous) algebraic higher symmetries or different sets of low-energy excitations, as long as they have the same categorical symmetry; and (4) the classification of gapped liquid phases for bosonic and/or fermionic systems with a categorical symmetry, as gapped boundaries of a topological order in one higher dimension (that corresponds to the categorical symmetry).This classification includes symmetry protected trivial (SPT) orders and symmetry enriched topological (SET) orders with an algebraic higher symmetry.

arXiv:2005.14178•Physical Review Research•Oct 15, 2020•157 citations

Algebraic higher symmetry and categorical symmetry: A holographic and entanglement view of symmetry

Liang Kong, Lan, Tian, Xiao-Gang Wen +2 more

We introduce the notion of algebraic higher symmetry, which generalizes higher symmetry and is beyond higher group. We show that an algebraic higher symmetry in a bosonic system in $n$-dimensional space is characterized and classified by a local fusion $n$-category. We find another way to describe algebraic higher symmetry by restricting to symmetric sub Hilbert space where symmetry transformations all become trivial. In this case, algebraic higher symmetry can be fully characterized by a non-invertible gravitational anomaly (i.e. an topological order in one higher dimension). Thus we also refer to non-invertible gravitational anomaly as categorical symmetry to stress its connection to symmetry. This provides a holographic and entanglement view of symmetries. For a system with a categorical symmetry, its gapped state must spontaneously break part (not all) of the symmetry, and the state with the full symmetry must be gapless. Using such a holographic point of view, we obtain (1) the gauging of the algebraic higher symmetry; (2) the classification of anomalies for an algebraic higher symmetry; (3) the equivalence between classes of systems, with different (potentially anomalous) algebraic higher symmetries or different sets of low energy excitations, as long as they have the same categorical symmetry; (4) the classification of gapped liquid phases for bosonic/fermionic systems with a categorical symmetry, as gapped boundaries of a topological order in one higher dimension (that corresponds to the categorical symmetry). This classification includes symmetry protected trivial (SPT) orders and symmetry enriched topological (SET) orders with an algebraic higher symmetry.

•Jan 1, 2020•150 citations

Gapless phases in (2+1)d with non-invertible symmetries

Lakshya Bhardwaj, Yuhan Gai, Sheng-Jie Huang +4 more

The study of gapless phases with categorical (or so-called non-invertible) symmetries is a formidable task, in particular in higher than two space-time dimensions. In this paper we build on previous works [L. Bhardwaj et al. SciPost Phys. 19, 056 (2025); L. Bhardwaj et al. arXiv:2502.20440] on gapped phases in (2+1)d and provide a systematic framework to study phase transitions with categorical symmetries. The Symmetry Topological Field Theory (SymTFT) is, as often in these matters, the central tool. Applied to gapless theories, we need to consider the extension of the SymTFT to interfaces between topological orders, so-called “club sandwiches”, which realize generalizations of so-called Kennedy-Tasaki (KT) transformations. This requires an input phase transition for a smaller symmetry, such as the Ising transition for \mathbb{Z}_2 ℤ 2 , and the SymTFT constructs a transformation to a gapless phase with a larger categorical symmetry. We carry this out for categorical symmetries whose SymTFT is a (3+1)d Dijkgraaf-Witten (DW) theory for a finite group G G with twist - so-called all bosonic fusion 2-categories. We classify such interfaces using a physically motivated picture of generalized gauging, as well as with a complementary analysis using (bi-)module 2-categories. This is exemplified in numerous Abelian and non-Abelian DW theories, giving rise to interesting gapless phases such as intrinsically gapless symmetry protected phases (igSPTs) and spontaneous symmetry breaking phases (igSSBs) from Abelian, S_3 S 3 , and D_8 D 8 DW theories.

arXiv:2503.12699•SciPost Physics•Jul 23, 2026•0 citations

Gapless phases in (2+1)d with non-invertible symmetries

Lakshya Bhardwaj, Yuhan Gai, Sheng Jie Huang +4 more

The study of gapless phases with categorical (or so-called non-invertible) symmetries is a formidable task, in particular in higher than two space-time dimensions. In this paper we build on previous works [1,2] on gapped phases in (2+1)d and provide a system¬atic framework to study phase transitions with categorical symmetries. The Symmetry Topological Field Theory (SymTFT) is, as often in these matters, the central tool. Applied to gapless theories, we need to consider the extension of the SymTFT to interfaces be¬tween topological orders, so-called “club sandwiches”, which realize generalizations of so-called Kennedy-Tasaki (KT) transformations. This requires an input phase transition for a smaller symmetry, such as the Ising transition for Z2, and the SymTFT constructs a transformation to a gapless phase with a larger categorical symmetry. We carry this out for categorical symmetries whose SymTFT is a (3+1)d Dijkgraaf-Witten (DW) theory for a finite group G with twist – so-called all bosonic fusion 2-categories. We classify such interfaces using a physically motivated picture of generalized gauging, as well as with a complementary analysis using (bi-)module 2-categories. This is exemplified in numer¬ous Abelian and non-Abelian DW theories, giving rise to interesting gapless phases such as intrinsically gapless symmetry protected phases (igSPTs) and spontaneous symmetry breaking phases (igSSBs) from Abelian, S3, and D8 DW theories.

•Jul 1, 2026•1 citation

One dimensional gapped quantum phases and enriched fusion categories

Liang Kong, Xiao-Gang Wen, Hao Zheng

Abstract In this work, we use Ising chain and Kitaev chain to check the validity of an earlier proposal in arXiv:2011.02859 that enriched fusion (higher) categories provide a unified categorical description of all gapped/gapless quantum liquid phases, including symmetry-breaking phases, topological orders, SPT/SET orders and CFT-type gapless quantum phases. In particular, we show explicitly that, in each gapped phase realized by these two models, the spacetime observables form a fusion category enriched in a braided fusion category such that its monoidal center is trivial. We also study the categorical descriptions of the boundaries of these models. In the end, we obtain a classification of and the categorical descriptions of all 1-dimensional (spatial dimension) gapped quantum phases with a bosonic/fermionic finite onsite symmetry.

arXiv:2108.08835•Journal of High Energy Physics•Mar 1, 2022•27 citations
Abstract We study the concept of ‘categorical symmetry’ introduced recently, which in the most basic sense refers to a pair of dual symmetries, such as the Ising symmetries of the 1 d quantum Ising model and its self-dual counterpart. In this manuscript we study discrete categorical symmetry at higher-dimensional critical points and gapless phases. At these selected gapless states of matter, we can evaluate the behavior of categorical symmetries analytically. We analyze the categorical symmetry at the following examples of criticality: (i) (2 + 1) d Lifshitz critical point of a quantum Ising system; (ii) (3 + 1) d photon phase as an intermediate gapless phase between the topological order and the confined phase of 3 d Z 2 quantum gauge theory; (iii) 2 d and 3 d examples of systems with both categorical symmetries (either zero-form or one-form categorical symmetries) and subsystem symmetries. We demonstrate that at some of these gapless states of matter the categorical symmetries have very different behavior from the nearby gapped phases.
For a zero-temperature Landau symmetry breaking transition in nnn-dimensional space that completely breaks a finite symmetry GGG, the critical point at the transition has the symmetry GGG. In this paper, we show that the critical point also has a dual symmetry - a (n−1)(n-1)(n−1)-symmetry described by a higher group when GGG is Abelian or an algebraic (n−1)(n-1)(n−1)-symmetry beyond higher group when GGG is non-Abelian. In fact, any GGG-symmetric system can be viewed as a boundary of GGG-gauge theory in one higher dimension. The conservation of gauge charge and gauge flux in the bulk GGG-gauge theory gives rise to the symmetry and the dual symmetry respectively. So any GGG-symmetric system actually has a larger symmetry called categorical symmetry, which is a combination of the symmetry and the dual symmetry. However, part (and only part) of the categorical symmetry must be spontaneously broken in any gapped phase of the system, but there exists a gapless state where the categorical symmetry is not spontaneously broken. Such a gapless state corresponds to the usual critical point of Landau symmetry breaking transition. The above results remain valid even if we expand the notion of symmetry to include higher symmetries and algebraic higher symmetries. Thus our result also applies to critical points for transitions between topological phases of matter. In particular, we show that there can be several critical points for the transition from the 3+1D Z2Z_2Z2​ gauge theory to a trivial phase. The critical point from Higgs condensation has a categorical symmetry formed by a Z2Z_2Z2​ 0-symmetry and its dual - a Z2Z_2Z2​ 2-symmetry, while the critical point of the confinement transition has a categorical symmetry formed by a Z2Z_2Z2​ 1-symmetry and its dual - another Z2Z_2Z2​ 1-symmetry.
A global symmetry (0-symmetry) in an n-dimensional space acts on the whole space.A higher symmetry acts on closed submanifolds (i.e., loops and membranes, etc.), and those transformations form a higher group.In this paper, we introduce the notion of algebraic higher symmetry, which generalizes higher symmetry and is beyond higher group.We show that an algebraic higher symmetry in a bosonic system in n-dimensional space is characterized and classified by a local fusion n-category.We find that, when restricted to its symmetric sub-Hilbert space, an algebraic higher symmetry can be fully characterized by a noninvertible gravitational anomaly (i.e., a topological order in one higher dimension).Thus, we also refer to a noninvertible gravitational anomaly as categorical symmetry to stress its connection to symmetry.This provides a holographic and entanglement view of symmetries.For a system with a categorical symmetry, its gapped state must spontaneously break part (not all) of the symmetry, and the state with the full symmetry must be gapless.Using such a holographic point of view, we obtain (1) the gauging of the algebraic higher symmetry; (2) the classification of anomalies for an algebraic higher symmetry; (3) the equivalence between classes of systems, with different (potentially anomalous) algebraic higher symmetries or different sets of low-energy excitations, as long as they have the same categorical symmetry; and (4) the classification of gapped liquid phases for bosonic and/or fermionic systems with a categorical symmetry, as gapped boundaries of a topological order in one higher dimension (that corresponds to the categorical symmetry).This classification includes symmetry protected trivial (SPT) orders and symmetry enriched topological (SET) orders with an algebraic higher symmetry.
We introduce the notion of algebraic higher symmetry, which generalizes higher symmetry and is beyond higher group. We show that an algebraic higher symmetry in a bosonic system in nnn-dimensional space is characterized and classified by a local fusion nnn-category. We find another way to describe algebraic higher symmetry by restricting to symmetric sub Hilbert space where symmetry transformations all become trivial. In this case, algebraic higher symmetry can be fully characterized by a non-invertible gravitational anomaly (i.e. an topological order in one higher dimension). Thus we also refer to non-invertible gravitational anomaly as categorical symmetry to stress its connection to symmetry. This provides a holographic and entanglement view of symmetries. For a system with a categorical symmetry, its gapped state must spontaneously break part (not all) of the symmetry, and the state with the full symmetry must be gapless. Using such a holographic point of view, we obtain (1) the gauging of the algebraic higher symmetry; (2) the classification of anomalies for an algebraic higher symmetry; (3) the equivalence between classes of systems, with different (potentially anomalous) algebraic higher symmetries or different sets of low energy excitations, as long as they have the same categorical symmetry; (4) the classification of gapped liquid phases for bosonic/fermionic systems with a categorical symmetry, as gapped boundaries of a topological order in one higher dimension (that corresponds to the categorical symmetry). This classification includes symmetry protected trivial (SPT) orders and symmetry enriched topological (SET) orders with an algebraic higher symmetry.
The study of gapless phases with categorical (or so-called non-invertible) symmetries is a formidable task, in particular in higher than two space-time dimensions. In this paper we build on previous works [L. Bhardwaj et al. SciPost Phys. 19, 056 (2025); L. Bhardwaj et al. arXiv:2502.20440] on gapped phases in (2+1)d and provide a systematic framework to study phase transitions with categorical symmetries. The Symmetry Topological Field Theory (SymTFT) is, as often in these matters, the central tool. Applied to gapless theories, we need to consider the extension of the SymTFT to interfaces between topological orders, so-called “club sandwiches”, which realize generalizations of so-called Kennedy-Tasaki (KT) transformations. This requires an input phase transition for a smaller symmetry, such as the Ising transition for \mathbb{Z}_2 ℤ 2 , and the SymTFT constructs a transformation to a gapless phase with a larger categorical symmetry. We carry this out for categorical symmetries whose SymTFT is a (3+1)d Dijkgraaf-Witten (DW) theory for a finite group G G with twist - so-called all bosonic fusion 2-categories. We classify such interfaces using a physically motivated picture of generalized gauging, as well as with a complementary analysis using (bi-)module 2-categories. This is exemplified in numerous Abelian and non-Abelian DW theories, giving rise to interesting gapless phases such as intrinsically gapless symmetry protected phases (igSPTs) and spontaneous symmetry breaking phases (igSSBs) from Abelian, S_3 S 3 , and D_8 D 8 DW theories.
The study of gapless phases with categorical (or so-called non-invertible) symmetries is a formidable task, in particular in higher than two space-time dimensions. In this paper we build on previous works [1,2] on gapped phases in (2+1)d and provide a system¬atic framework to study phase transitions with categorical symmetries. The Symmetry Topological Field Theory (SymTFT) is, as often in these matters, the central tool. Applied to gapless theories, we need to consider the extension of the SymTFT to interfaces be¬tween topological orders, so-called “club sandwiches”, which realize generalizations of so-called Kennedy-Tasaki (KT) transformations. This requires an input phase transition for a smaller symmetry, such as the Ising transition for Z2, and the SymTFT constructs a transformation to a gapless phase with a larger categorical symmetry. We carry this out for categorical symmetries whose SymTFT is a (3+1)d Dijkgraaf-Witten (DW) theory for a finite group G with twist – so-called all bosonic fusion 2-categories. We classify such interfaces using a physically motivated picture of generalized gauging, as well as with a complementary analysis using (bi-)module 2-categories. This is exemplified in numer¬ous Abelian and non-Abelian DW theories, giving rise to interesting gapless phases such as intrinsically gapless symmetry protected phases (igSPTs) and spontaneous symmetry breaking phases (igSSBs) from Abelian, S3, and D8 DW theories.
Abstract In this work, we use Ising chain and Kitaev chain to check the validity of an earlier proposal in arXiv:2011.02859 that enriched fusion (higher) categories provide a unified categorical description of all gapped/gapless quantum liquid phases, including symmetry-breaking phases, topological orders, SPT/SET orders and CFT-type gapless quantum phases. In particular, we show explicitly that, in each gapped phase realized by these two models, the spacetime observables form a fusion category enriched in a braided fusion category such that its monoidal center is trivial. We also study the categorical descriptions of the boundaries of these models. In the end, we obtain a classification of and the categorical descriptions of all 1-dimensional (spatial dimension) gapped quantum phases with a bosonic/fermionic finite onsite symmetry.