Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

Categorical symmetry and noninvertible anomaly in symmetry-breaking and topological phase transitions

Wenjie Ji, Xiao-Gang Wen

Published Jan 1, 2020• 47 citations
OpenAlex

Abstract

For a zero-temperature Landau symmetry breaking transition in $n$-dimensional space that completely breaks a finite symmetry $G$, the critical point at the transition has the symmetry $G$. In this paper, we show that the critical point also has a dual symmetry - a $(n-1)$-symmetry described by a higher group when $G$ is Abelian or an algebraic $(n-1)$-symmetry beyond higher group when $G$ is non-Abelian. In fact, any $G$-symmetric system can be viewed as a boundary of $G$-gauge theory in one higher dimension. The conservation of gauge charge and gauge flux in the bulk $G$-gauge theory gives rise to the symmetry and the dual symmetry respectively. So any $G$-symmetric system actually has a larger symmetry called categorical symmetry, which is a combination of the symmetry and the dual symmetry. However, part (and only part) of the categorical symmetry must be spontaneously broken in any gapped phase of the system, but there exists a gapless state where the categorical symmetry is not spontaneously broken. Such a gapless state corresponds to the usual critical point of Landau symmetry breaking transition. The above results remain valid even if we expand the notion of symmetry to include higher symmetries and algebraic higher symmetries. Thus our result also applies to critical points for transitions between topological phases of matter. In particular, we show that there can be several critical points for the transition from the 3+1D $Z_2$ gauge theory to a trivial phase. The critical point from Higgs condensation has a categorical symmetry formed by a $Z_2$ 0-symmetry and its dual - a $Z_2$ 2-symmetry, while the critical point of the confinement transition has a categorical symmetry formed by a $Z_2$ 1-symmetry and its dual - another $Z_2$ 1-symmetry.

Related papers

Algebraic higher symmetry and categorical symmetry: A holographic and entanglement view of symmetry

Liang Kong, Tian Lan, Xiao-Gang Wen +2 more

A global symmetry (0-symmetry) in an n-dimensional space acts on the whole space.A higher symmetry acts on closed submanifolds (i.e., loops and membranes, etc.), and those transformations form a higher group.In this paper, we introduce the notion of algebraic higher symmetry, which generalizes higher symmetry and is beyond higher group.We show that an algebraic higher symmetry in a bosonic system in n-dimensional space is characterized and classified by a local fusion n-category.We find that, when restricted to its symmetric sub-Hilbert space, an algebraic higher symmetry can be fully characterized by a noninvertible gravitational anomaly (i.e., a topological order in one higher dimension).Thus, we also refer to a noninvertible gravitational anomaly as categorical symmetry to stress its connection to symmetry.This provides a holographic and entanglement view of symmetries.For a system with a categorical symmetry, its gapped state must spontaneously break part (not all) of the symmetry, and the state with the full symmetry must be gapless.Using such a holographic point of view, we obtain (1) the gauging of the algebraic higher symmetry; (2) the classification of anomalies for an algebraic higher symmetry; (3) the equivalence between classes of systems, with different (potentially anomalous) algebraic higher symmetries or different sets of low-energy excitations, as long as they have the same categorical symmetry; and (4) the classification of gapped liquid phases for bosonic and/or fermionic systems with a categorical symmetry, as gapped boundaries of a topological order in one higher dimension (that corresponds to the categorical symmetry).This classification includes symmetry protected trivial (SPT) orders and symmetry enriched topological (SET) orders with an algebraic higher symmetry.

arXiv:2005.14178•Physical Review Research•Oct 15, 2020•157 citations

Categorical symmetry and noninvertible anomaly in symmetry-breaking and topological phase transitions

Wenjie Ji, Xiao-Gang Wen

The authors show that one of the strongly correlated gapless states at the critical point of Landau symmetry breaking transition has an unbroken dual algebraic (n-1)-symmetry G^(n-1) in n-dimensional space, in addition to the usual unbroken symmetry G.

arXiv:1912.13492•Physical Review Research•Sep 15, 2020•223 citations

Algebraic higher symmetry and categorical symmetry: A holographic and entanglement view of symmetry

Liang Kong, Lan, Tian, Xiao-Gang Wen +2 more

We introduce the notion of algebraic higher symmetry, which generalizes higher symmetry and is beyond higher group. We show that an algebraic higher symmetry in a bosonic system in $n$-dimensional space is characterized and classified by a local fusion $n$-category. We find another way to describe algebraic higher symmetry by restricting to symmetric sub Hilbert space where symmetry transformations all become trivial. In this case, algebraic higher symmetry can be fully characterized by a non-invertible gravitational anomaly (i.e. an topological order in one higher dimension). Thus we also refer to non-invertible gravitational anomaly as categorical symmetry to stress its connection to symmetry. This provides a holographic and entanglement view of symmetries. For a system with a categorical symmetry, its gapped state must spontaneously break part (not all) of the symmetry, and the state with the full symmetry must be gapless. Using such a holographic point of view, we obtain (1) the gauging of the algebraic higher symmetry; (2) the classification of anomalies for an algebraic higher symmetry; (3) the equivalence between classes of systems, with different (potentially anomalous) algebraic higher symmetries or different sets of low energy excitations, as long as they have the same categorical symmetry; (4) the classification of gapped liquid phases for bosonic/fermionic systems with a categorical symmetry, as gapped boundaries of a topological order in one higher dimension (that corresponds to the categorical symmetry). This classification includes symmetry protected trivial (SPT) orders and symmetry enriched topological (SET) orders with an algebraic higher symmetry.

•Jan 1, 2020•150 citations

Categorical Symmetry as Phase Organizer: How Non-Invertible Symmetries, Fusion Categories, and Generalized Gauging Classify Beyond-Landau Transitions in One and Two Dimensions

Saluca Agentic AI Research Team

The Landau paradigm organizes phases of matter by the spontaneous breaking of invertible symmetries, with order parameters valued in representations of ordinary groups. A cluster of recent preprints in `cond-mat.str-el` demonstrates, through complementary microscopic and categorical analyses, that this framework is insufficient even in principle for a broad class of transitions: those governed by non-invertible symmetries, whose fusion rules do not close in a group but in a richer algebraic structure called a fusion category. This paper synthesizes six primary findings from that corpus into a candidate structural reading—explicitly a heuristic unification, not a derivation from a single formalism—of how categorical symmetry data organizes gapped phases, critical points, and order parameters beyond the Landau–Ginzburg–Wilson paradigm. The core thesis is as follows. (1) Gapped phases in 1+1d and 2+1d are classified not by which symmetry group is broken, but by which Lagrangian algebra in the Drinfel'd center of the symmetry category is preserved in the ground-state subspace. (2) Deconfined quantum critical points (DQCPs) arise generically when gauging an anomalous invertible symmetry produces a non-invertible dual, and the resulting transition is dual to spontaneous breaking of that non-invertible symmetry. (3) Twin phases—inequivalent gapped phases sharing identical anyon content and ground-state degeneracy—are the categorical signature of transitions that are intrinsically beyond Landau even after all possible gaugings. (4) These structures are not merely formal: they are realized in concrete lattice models, including Rydberg spin chains and spin-1/2 chains with $D_8$ and $H_8$ symmetry, where numerical DMRG and exact diagonalization confirm the predicted critical theories. The primary falsification path is numerical: a DMRG or quantum Monte Carlo study of the dimer-to-ferromagnet transition in the $D_8$ spin chain should find central charge $c \approx 1$ and confirm that no local order parameter distinguishes the two sides after gauging—if either condition fails, the categorical classification is incomplete. Sources are drawn from `cond-mat.str-el` (six papers), with two `cond-mat.dis-nn` and two `cond-mat.mes-hall` papers noted but not incorporated into the main synthesis. --- Authorship: Saluca Agentic AI Research Team (Saluca LLC). AI-drafted from arXiv preprint corpus on the date in the filename. Cited arXiv preprints: 2605.27166, 2605.27193, 2605.27672, 2605.28688, 2605.28794, 2605.29745, 2605.29875, 2605.30421, 2605.31185, 2605.31540, 2605.31601, 2605.31602, 2605.31856, 2606.06343, 2606.06412, 2606.06466, 2606.06490

•Jun 7, 2026•0 citations

Categorical symmetries at criticality

Xiao-Chuan Wu, Wenjie Ji, Cenke Xu

Abstract We study the concept of ‘categorical symmetry’ introduced recently, which in the most basic sense refers to a pair of dual symmetries, such as the Ising symmetries of the 1 d quantum Ising model and its self-dual counterpart. In this manuscript we study discrete categorical symmetry at higher-dimensional critical points and gapless phases. At these selected gapless states of matter, we can evaluate the behavior of categorical symmetries analytically. We analyze the categorical symmetry at the following examples of criticality: (i) (2 + 1) d Lifshitz critical point of a quantum Ising system; (ii) (3 + 1) d photon phase as an intermediate gapless phase between the topological order and the confined phase of 3 d Z 2 quantum gauge theory; (iii) 2 d and 3 d examples of systems with both categorical symmetries (either zero-form or one-form categorical symmetries) and subsystem symmetries. We demonstrate that at some of these gapless states of matter the categorical symmetries have very different behavior from the nearby gapped phases.

arXiv:2012.03976•Journal of Statistical Mechanics Theory and Experiment•Jul 1, 2021•50 citations

Gapless phases in (2+1)d with non-invertible symmetries

Lakshya Bhardwaj, Yuhan Gai, Sheng-Jie Huang +4 more

The study of gapless phases with categorical (or so-called non-invertible) symmetries is a formidable task, in particular in higher than two space-time dimensions. In this paper we build on previous works [L. Bhardwaj et al. SciPost Phys. 19, 056 (2025); L. Bhardwaj et al. arXiv:2502.20440] on gapped phases in (2+1)d and provide a systematic framework to study phase transitions with categorical symmetries. The Symmetry Topological Field Theory (SymTFT) is, as often in these matters, the central tool. Applied to gapless theories, we need to consider the extension of the SymTFT to interfaces between topological orders, so-called “club sandwiches”, which realize generalizations of so-called Kennedy-Tasaki (KT) transformations. This requires an input phase transition for a smaller symmetry, such as the Ising transition for \mathbb{Z}_2 ℤ 2 , and the SymTFT constructs a transformation to a gapless phase with a larger categorical symmetry. We carry this out for categorical symmetries whose SymTFT is a (3+1)d Dijkgraaf-Witten (DW) theory for a finite group G G with twist - so-called all bosonic fusion 2-categories. We classify such interfaces using a physically motivated picture of generalized gauging, as well as with a complementary analysis using (bi-)module 2-categories. This is exemplified in numerous Abelian and non-Abelian DW theories, giving rise to interesting gapless phases such as intrinsically gapless symmetry protected phases (igSPTs) and spontaneous symmetry breaking phases (igSSBs) from Abelian, S_3 S 3 , and D_8 D 8 DW theories.

arXiv:2503.12699•SciPost Physics•Jul 23, 2026•0 citations
For a zero-temperature Landau symmetry breaking transition in nnn-dimensional space that completely breaks a finite symmetry GGG, the critical point at the transition has the symmetry GGG. In this paper, we show that the critical point also has a dual symmetry - a (n−1)(n-1)(n−1)-symmetry described by a higher group when GGG is Abelian or an algebraic (n−1)(n-1)(n−1)-symmetry beyond higher group when GGG is non-Abelian. In fact, any GGG-symmetric system can be viewed as a boundary of GGG-gauge theory in one higher dimension. The conservation of gauge charge and gauge flux in the bulk GGG-gauge theory gives rise to the symmetry and the dual symmetry respectively. So any GGG-symmetric system actually has a larger symmetry called categorical symmetry, which is a combination of the symmetry and the dual symmetry. However, part (and only part) of the categorical symmetry must be spontaneously broken in any gapped phase of the system, but there exists a gapless state where the categorical symmetry is not spontaneously broken. Such a gapless state corresponds to the usual critical point of Landau symmetry breaking transition. The above results remain valid even if we expand the notion of symmetry to include higher symmetries and algebraic higher symmetries. Thus our result also applies to critical points for transitions between topological phases of matter. In particular, we show that there can be several critical points for the transition from the 3+1D Z2Z_2Z2​ gauge theory to a trivial phase. The critical point from Higgs condensation has a categorical symmetry formed by a Z2Z_2Z2​ 0-symmetry and its dual - a Z2Z_2Z2​ 2-symmetry, while the critical point of the confinement transition has a categorical symmetry formed by a Z2Z_2Z2​ 1-symmetry and its dual - another Z2Z_2Z2​ 1-symmetry.
A global symmetry (0-symmetry) in an n-dimensional space acts on the whole space.A higher symmetry acts on closed submanifolds (i.e., loops and membranes, etc.), and those transformations form a higher group.In this paper, we introduce the notion of algebraic higher symmetry, which generalizes higher symmetry and is beyond higher group.We show that an algebraic higher symmetry in a bosonic system in n-dimensional space is characterized and classified by a local fusion n-category.We find that, when restricted to its symmetric sub-Hilbert space, an algebraic higher symmetry can be fully characterized by a noninvertible gravitational anomaly (i.e., a topological order in one higher dimension).Thus, we also refer to a noninvertible gravitational anomaly as categorical symmetry to stress its connection to symmetry.This provides a holographic and entanglement view of symmetries.For a system with a categorical symmetry, its gapped state must spontaneously break part (not all) of the symmetry, and the state with the full symmetry must be gapless.Using such a holographic point of view, we obtain (1) the gauging of the algebraic higher symmetry; (2) the classification of anomalies for an algebraic higher symmetry; (3) the equivalence between classes of systems, with different (potentially anomalous) algebraic higher symmetries or different sets of low-energy excitations, as long as they have the same categorical symmetry; and (4) the classification of gapped liquid phases for bosonic and/or fermionic systems with a categorical symmetry, as gapped boundaries of a topological order in one higher dimension (that corresponds to the categorical symmetry).This classification includes symmetry protected trivial (SPT) orders and symmetry enriched topological (SET) orders with an algebraic higher symmetry.
We introduce the notion of algebraic higher symmetry, which generalizes higher symmetry and is beyond higher group. We show that an algebraic higher symmetry in a bosonic system in nnn-dimensional space is characterized and classified by a local fusion nnn-category. We find another way to describe algebraic higher symmetry by restricting to symmetric sub Hilbert space where symmetry transformations all become trivial. In this case, algebraic higher symmetry can be fully characterized by a non-invertible gravitational anomaly (i.e. an topological order in one higher dimension). Thus we also refer to non-invertible gravitational anomaly as categorical symmetry to stress its connection to symmetry. This provides a holographic and entanglement view of symmetries. For a system with a categorical symmetry, its gapped state must spontaneously break part (not all) of the symmetry, and the state with the full symmetry must be gapless. Using such a holographic point of view, we obtain (1) the gauging of the algebraic higher symmetry; (2) the classification of anomalies for an algebraic higher symmetry; (3) the equivalence between classes of systems, with different (potentially anomalous) algebraic higher symmetries or different sets of low energy excitations, as long as they have the same categorical symmetry; (4) the classification of gapped liquid phases for bosonic/fermionic systems with a categorical symmetry, as gapped boundaries of a topological order in one higher dimension (that corresponds to the categorical symmetry). This classification includes symmetry protected trivial (SPT) orders and symmetry enriched topological (SET) orders with an algebraic higher symmetry.
The Landau paradigm organizes phases of matter by the spontaneous breaking of invertible symmetries, with order parameters valued in representations of ordinary groups. A cluster of recent preprints in `cond-mat.str-el` demonstrates, through complementary microscopic and categorical analyses, that this framework is insufficient even in principle for a broad class of transitions: those governed by non-invertible symmetries, whose fusion rules do not close in a group but in a richer algebraic structure called a fusion category. This paper synthesizes six primary findings from that corpus into a candidate structural reading—explicitly a heuristic unification, not a derivation from a single formalism—of how categorical symmetry data organizes gapped phases, critical points, and order parameters beyond the Landau–Ginzburg–Wilson paradigm. The core thesis is as follows. (1) Gapped phases in 1+1d and 2+1d are classified not by which symmetry group is broken, but by which Lagrangian algebra in the Drinfel'd center of the symmetry category is preserved in the ground-state subspace. (2) Deconfined quantum critical points (DQCPs) arise generically when gauging an anomalous invertible symmetry produces a non-invertible dual, and the resulting transition is dual to spontaneous breaking of that non-invertible symmetry. (3) Twin phases—inequivalent gapped phases sharing identical anyon content and ground-state degeneracy—are the categorical signature of transitions that are intrinsically beyond Landau even after all possible gaugings. (4) These structures are not merely formal: they are realized in concrete lattice models, including Rydberg spin chains and spin-1/2 chains with D8D_8D8​ and H8H_8H8​ symmetry, where numerical DMRG and exact diagonalization confirm the predicted critical theories. The primary falsification path is numerical: a DMRG or quantum Monte Carlo study of the dimer-to-ferromagnet transition in the D8D_8D8​ spin chain should find central charge c≈1c \approx 1c≈1 and confirm that no local order parameter distinguishes the two sides after gauging—if either condition fails, the categorical classification is incomplete. Sources are drawn from `cond-mat.str-el` (six papers), with two `cond-mat.dis-nn` and two `cond-mat.mes-hall` papers noted but not incorporated into the main synthesis. --- Authorship: Saluca Agentic AI Research Team (Saluca LLC). AI-drafted from arXiv preprint corpus on the date in the filename. Cited arXiv preprints: 2605.27166, 2605.27193, 2605.27672, 2605.28688, 2605.28794, 2605.29745, 2605.29875, 2605.30421, 2605.31185, 2605.31540, 2605.31601, 2605.31602, 2605.31856, 2606.06343, 2606.06412, 2606.06466, 2606.06490
Abstract We study the concept of ‘categorical symmetry’ introduced recently, which in the most basic sense refers to a pair of dual symmetries, such as the Ising symmetries of the 1 d quantum Ising model and its self-dual counterpart. In this manuscript we study discrete categorical symmetry at higher-dimensional critical points and gapless phases. At these selected gapless states of matter, we can evaluate the behavior of categorical symmetries analytically. We analyze the categorical symmetry at the following examples of criticality: (i) (2 + 1) d Lifshitz critical point of a quantum Ising system; (ii) (3 + 1) d photon phase as an intermediate gapless phase between the topological order and the confined phase of 3 d Z 2 quantum gauge theory; (iii) 2 d and 3 d examples of systems with both categorical symmetries (either zero-form or one-form categorical symmetries) and subsystem symmetries. We demonstrate that at some of these gapless states of matter the categorical symmetries have very different behavior from the nearby gapped phases.
The study of gapless phases with categorical (or so-called non-invertible) symmetries is a formidable task, in particular in higher than two space-time dimensions. In this paper we build on previous works [L. Bhardwaj et al. SciPost Phys. 19, 056 (2025); L. Bhardwaj et al. arXiv:2502.20440] on gapped phases in (2+1)d and provide a systematic framework to study phase transitions with categorical symmetries. The Symmetry Topological Field Theory (SymTFT) is, as often in these matters, the central tool. Applied to gapless theories, we need to consider the extension of the SymTFT to interfaces between topological orders, so-called “club sandwiches”, which realize generalizations of so-called Kennedy-Tasaki (KT) transformations. This requires an input phase transition for a smaller symmetry, such as the Ising transition for \mathbb{Z}_2 ℤ 2 , and the SymTFT constructs a transformation to a gapless phase with a larger categorical symmetry. We carry this out for categorical symmetries whose SymTFT is a (3+1)d Dijkgraaf-Witten (DW) theory for a finite group G G with twist - so-called all bosonic fusion 2-categories. We classify such interfaces using a physically motivated picture of generalized gauging, as well as with a complementary analysis using (bi-)module 2-categories. This is exemplified in numerous Abelian and non-Abelian DW theories, giving rise to interesting gapless phases such as intrinsically gapless symmetry protected phases (igSPTs) and spontaneous symmetry breaking phases (igSSBs) from Abelian, S_3 S 3 , and D_8 D 8 DW theories.