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arXiv:2007.01422 · Physical Review A

Driven-dissipative phase transition in a Kerr oscillator: From semiclassical PT symmetry to quantum fluctuations

Xin H. H. Zhang, Harold U. Baranger

Published Mar 24, 2021• 52 citations
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Abstract

We study a minimal model that has a driven-dissipative quantum phase transition, namely, a Kerr nonlinear oscillator subject to driving and dissipation. Using mean-field theory, exact diagonalization, and the Keldysh formalism, we analyze the critical phenomena in this system, showing which aspects can be captured by each approach and how the approaches complement each other. Then critical scaling and finite-size scaling are calculated analytically using the quantum Langevin equation. The physics contained in this simple model is surprisingly rich: it includes a continuous phase transition, ${Z}_{2}$ symmetry breaking, $\mathcal{PT}$ symmetry, state squeezing, and critical fluctuations. Due to its simplicity and solvability, this model can serve as a paradigm for exploration of open quantum many-body physics.

DOI
10.1103/physreva.103.033711

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We study a minimal model that has a driven-dissipative quantum phase transition, namely, a Kerr nonlinear oscillator subject to driving and dissipation. Using mean-field theory, exact diagonalization, and the Keldysh formalism, we analyze the critical phenomena in this system, showing which aspects can be captured by each approach and how the approaches complement each other. Then critical scaling and finite-size scaling are calculated analytically using the quantum Langevin equation. The physics contained in this simple model is surprisingly rich: it includes a continuous phase transition, Z2{Z}_{2}Z2​ symmetry breaking, PT\mathcal{PT}PT symmetry, state squeezing, and critical fluctuations. Due to its simplicity and solvability, this model can serve as a paradigm for exploration of open quantum many-body physics.
Driven-dissipative Kerr lattices with two-photon driving are experimentally relevant systems known to exhibit a symmetry-breaking phase transition, which belongs to the universality class of the thermal Ising model for the parameter regime studied here. In this work, we perform finite-size scaling of this system as it is quenched to the transition, and the dynamical critical exponent is found to be compatible with $z\ensuremath{\approx}2.18$, corresponding with metropolis dynamics in classical simulations. Furthermore, we show that the Liouvillian gap scales with the same exponent, similar to scaling of the Hamiltonian gap at quantum phase transitions in closed systems.
In open quantum systems, dissipative phase transitions (DPTs) emerge from the interplay between unitary evolution, drive, and dissipation. While second-order DPTs have been predominantly investigated theoretically, first-order DPTs have been observed in single-photon-driven Kerr resonators. We present here an experimental and theoretical analysis of both first and second-order DPTs in a two-photon-driven superconducting Kerr resonator. We characterize the steady state at the critical points, showing squeezing below vacuum and the coexistence of phases with different photon numbers. Through time resolved measurements, we study the dynamics across the critical points and observe hysteresis cycles at the first-order DPT and spontaneous symmetry breaking at the second-order DPT. Extracting the timescales of the critical phenomena reveals slowing down across five orders of magnitude when scaling towards the thermodynamic limit. Our results showcase the engineering of criticality in superconducting circuits, advancing the use of parametric resonators for critically-enhanced quantum information applications.
This thesis investigates the physics of strongly interacting driven–dissipative bosonic systems in one dimension, combining field-theoretical approaches with various numerical simulation techniques. While weakly interacting condensates are accurately described by a generalized Gross–Pitaevskii equation, the strongly correlated regime of the same microscopic models remains far less understood, particularly out of equilibrium. This thesis aims to bridge this gap by developing controlled quantum-many-body simulations for open systems governed by Lindblad dynamics, as well as investigating the corresponding action under the functional renormalization group.In the first part, we formulate a field-theoretical description of driven–dissipative one-dimen-sional bosons using the Schwinger–Keldysh formalism and the functional renormalization group (fRG).Two models are analyzed: (i) a driven-dissipative condensate whose phase dynamics is expected to exhibit emergent Kardar–Parisi–Zhang (KPZ) behavior, for which we search the emergent KPZ fixed point starting from the bosonic field theory; and (ii) a two-photon–driven system with two-body losses realizing dissipative cat qubits. For the latter, we determine the phase diagram and identify a continuous phase transition between symmetry-broken and symmetric phases, which motivates the construction of an fRG Ansatz capturing this critical behavior.The second part of the thesis focuses on the open system dynamics using exact diagonalization and tensor-network methods. For the Bose–Hubbard model with incoherent pump and loss, we characterize the steady state, and study spectral functions across the full parameter space. We show that key ground-state features are absent under dissipation, while the high-temperature unitary spectrum captures aspects of the open-system dynamics. In an extended model with additional two-body and non-local losses, we establish the semi-classical emergence of KPZ scaling and extract the KPZ dynamical exponent from the spectral function. A finite-size analysis exposes the current limitations of the tensor-network methods for reaching the high occupancy regime in the full quantum evolution.Finally, a last project develops a two-loop perturbative RG analysis of a spin-1 chain at its continuous symmetry breaking quantum critical point, revealing critical exponents distinct from the Ising universality class.Together, these results advance the understanding of strongly interacting open quantum systems, elucidating their symmetries, effective field theories, and dynamical properties, and outlining key directions for future theoretical and numerical work.
By considering a solvable driven-dissipative quantum model, we demonstrate that continuous phase transitions in dissipative systems may occur without an accompanying symmetry breaking. As such, the underlying mechanism for this type of transition is qualitatively different from that of continuous equilibrium phase transitions. In our model, the transition is solely a result of the interplay between Hamiltonian and dissipative dynamics and manifests as a nonanalyticity in the steady state ${\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{\ensuremath{\rho}}}_{\mathrm{ss}}$ in the thermodynamic limit. Based on knowledge from critical classical models we suggest that this behavior derives from a rounding of a first-order phase transition into a continuous one due to large environment-induced fluctuations. Despite being conceptually different from the traditional continuous transitions, we show that expectations of local observables can still be characterized by a set of critical exponents.
Driven-dissipative quantum many-body systems have been the subject of many studies in recent years. They possess unique, novel classes of dissipation-stabilized quantum many-body phases including the limit cycle. For a long time it has been speculated if such a behavior, a recurring phenomenon in non-linear classical and quantum many-body systems, can be classified as a time crystal. However, the robustness of these periodic dynamics, against quantum fluctuations is an open question. In this work we seek the answer to this question in a canonical yet important system, i.e., a multi-mode cavity with self and cross-Kerr non-linearity, including the fluctuation effects via higher order correlations. Employing the Keldysh path integral, we investigate the Green's function and correlation of the cavity modes in different regions. Furthermore, we extend our analysis beyond the mean-field by explicitly including the effect of two-body correlations via the 2nd-cumulant expansion. Our results shed light on the emergence of dissipative phase transitions in open quantum systems and clearly indicate the robustness of limit-cycle oscillations in the presence of the quantum fluctuations.
We investigate and characterize the emergence of finite-component dissipative phase transitions (DPTs) in nonlinear photon resonators subject to n -photon driving and dissipation. Exploiting a semiclassical approach, we derive general results on the occurrence of second-order DPTs in this class of systems. We show that for all odd n , no second-order DPT can occur while, for even n , the competition between higher-order nonlinearities determines the nature of the criticality and allows for second-order DPTs to emerge only for n = 2 and n = 4 . As pivotal examples, we study the full quantum dynamics of three- and four-photon driven-dissipative Kerr resonators, confirming the prediction of the semiclassical analysis on the nature of the transitions. The stability of the vacuum and the typical timescales needed to access the different phases are also discussed. We also show a first-order DPT where multiple solutions emerge around zero, low, and high-photon numbers. Our results highlight the crucial role played by s t r o n g and w e a k symmetries in triggering critical behaviors, providing a Liouvillian framework to study the effects of high-order nonlinear processes in driven-dissipative systems, that can be applied to problems in quantum sensing and information processing.