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arXiv:1703.10238 · Physical Review A

Dissipation-driven quantum phase transitions and symmetry breaking

Julia D. Hannukainen, Jonas Larson

Published Oct 15, 2018• 81 citations
arXivHTMLPDF

Abstract

By considering a solvable driven-dissipative quantum model, we demonstrate that continuous phase transitions in dissipative systems may occur without an accompanying symmetry breaking. As such, the underlying mechanism for this type of transition is qualitatively different from that of continuous equilibrium phase transitions. In our model, the transition is solely a result of the interplay between Hamiltonian and dissipative dynamics and manifests as a nonanalyticity in the steady state ${\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{\ensuremath{\rho}}}_{\mathrm{ss}}$ in the thermodynamic limit. Based on knowledge from critical classical models we suggest that this behavior derives from a rounding of a first-order phase transition into a continuous one due to large environment-induced fluctuations. Despite being conceptually different from the traditional continuous transitions, we show that expectations of local observables can still be characterized by a set of critical exponents.

DOI
10.1103/physreva.98.042113

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By considering a solvable driven-dissipative quantum model, we demonstrate that continuous phase transitions in dissipative systems may occur without an accompanying symmetry breaking. As such, the underlying mechanism for this type of transition is qualitatively different from that of continuous equilibrium phase transitions. In our model, the transition is solely a result of the interplay between Hamiltonian and dissipative dynamics and manifests as a nonanalyticity in the steady state \ensuremathρ\ifmmode^\elseˆ\fiss{\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{\ensuremath{\rho}}}_{\mathrm{ss}}\ensuremathρ\ifmmode^\elseˆ\fi​ss​ in the thermodynamic limit. Based on knowledge from critical classical models we suggest that this behavior derives from a rounding of a first-order phase transition into a continuous one due to large environment-induced fluctuations. Despite being conceptually different from the traditional continuous transitions, we show that expectations of local observables can still be characterized by a set of critical exponents.
A cornerstone of the theory of phase transitions is the observation that many-body systems exhibiting a spontaneous symmetry breaking in the thermodynamic limit generally show extensive fluctuations of an order parameter in large but finite systems. In this work, we introduce the dynamical analog of such a theory. Specifically, we consider local dissipative dynamics preparing an equilibrium steady-state of quantum spins on a lattice exhibiting a discrete or continuous symmetry but with extensive fluctuations in a local order parameter. We show that for all such processes, there exist asymptotically stationary symmetry-breaking states, i.e., states that become stationary in the thermodynamic limit and give a finite value to the order parameter. We give results both for discrete and continuous symmetries and explicitly show how to construct the symmetry-breaking states. Our results show in a simple way that, in large systems, local dissipative dynamics satisfying detailed balance cannot uniquely and efficiently prepare states with extensive fluctuations with respect to local operators. We discuss the implications of our results for quantum simulators and dissipative state preparation.
We study dissipative phase transitions in a system of two coupled fully-connected quantum Ising models interacting with an environment. The dynamics is governed by a Lindblad master equation combining coherent unitary evolution and incoherent dissipative processes, where the unitary part is described within a self-consistent mean-field framework effectively acting on the local Hilbert space of two coupled spins at each site. We analyze two fundamentally different classes of dissipators. In the first case, the jump operators are defined in the instantaneous eigenbasis of the mean-field Hamiltonian and satisfy a detailed-balance condition. In this setting, the relaxation dynamics depends strongly on the quench protocol: a parametric quench of the Hamiltonian leads to conventional relaxation, whereas a temperature quench gives rise to a dynamical phase transition characterized by nonanalytic behavior in time. Yet, in both cases, the system relaxes toward a steady state determined solely by the post-quench parameters and the bath temperature, which closely resembles a thermal Gibbs state of the mean-field Hamiltonian. As a result, the dissipative phase transition occurs at a critical point consistent with the corresponding equilibrium transition. In contrast, when the dissipators are realized via local spin raising and lowering operators, the steady state is genuinely nonequilibrium, leading to a significantly richer phase diagram. In particular, for sufficiently strong system-bath coupling, we observe a reentrant phase featuring a symmetry-broken region bounded by two continuous dissipative phase transitions. Our results evidence how the structure of dissipative processes controls the emergence of equilibrium-like versus genuinely nonequilibrium critical behavior in open quantum systems.
Uncovering and understanding universal dynamics in matter far from equilibrium remains a key challenge. In this work, we identify a so far unrecognized form of universal behavior that emerges after a sudden symmetry-breaking quench at continuous phase transitions. Our key observation is that the order-parameter fluctuations in Ising models exhibit a compelling temporal collapse across a wide range of system sizes and quench strengths, indicative of an emergent single-variable scaling form. This phenomenon can be explained by introducing a so far unknown dynamical critical exponent for the underlying continuous phase transition. We find evidence for a lower critical effective dimension of this universal regime: it is observed in the 2D quantum and 3D and 4D classical Ising models, but not in the 1D quantum or 2D classical cases. Our results suggest that our observed universal far-from-equilibrium scaling may extend beyond the Ising models studied here and could more broadly characterize systems with non-conserved order parameters, opening new avenues for exploring universal dynamics both theoretically and in current experimental platforms.
Open driven quantum systems have defined a powerful paradigm of nonequilibrium phases and phase transitions; however, quantum phase transitions are generically not expected in this setting due to the decohering effect of dissipation. In this Letter, we consider a quantum Ising model subject to bulk dissipation (at rate Γ) and show that, although the correlation length remains finite (hence no phase transition), it develops a pronounced peak close to the ground-state quantum critical point. While standard techniques fail in this regime, we develop a versatile analytical approach that becomes exact with vanishing dissipation (Γ→0 but finite Γt). On a technical level, our approach builds on previous work where the state of the system is described by a slowly evolving generalized Gibbs ensemble that accounts for the integrability of the Hamiltonian while treating dissipation perturbatively. Finally, we demonstrate a kind of universality in that integrability-breaking perturbations of the Hamiltonian lead to the same behavior. To this end, we first show that the steady state of a chaotic Ising Hamiltonian under local Markovian dissipation that preserves the Ising symmetry, and in the limit Γ→0, is identical to that of quench dynamics in the absence of dissipation. This intriguing connection then allows us to draw on recent findings about quantum phase transition signatures in quench dynamics.
We study a minimal model that has a driven-dissipative quantum phase transition, namely, a Kerr nonlinear oscillator subject to driving and dissipation. Using mean-field theory, exact diagonalization, and the Keldysh formalism, we analyze the critical phenomena in this system, showing which aspects can be captured by each approach and how the approaches complement each other. Then critical scaling and finite-size scaling are calculated analytically using the quantum Langevin equation. The physics contained in this simple model is surprisingly rich: it includes a continuous phase transition, Z2{Z}_{2}Z2​ symmetry breaking, PT\mathcal{PT}PT symmetry, state squeezing, and critical fluctuations. Due to its simplicity and solvability, this model can serve as a paradigm for exploration of open quantum many-body physics.
We study the critical behavior of the nonequilibrium dynamics and of the steady states emerging from the competition between coherent and dissipative dynamics close to quantum phase transitions. The latter is induced by the coupling of the system with a Markovian bath, such that the evolution of the system's density matrix can be effectively described by a Lindblad master equation. We devise general scaling behaviors for the out-of-equilibrium evolution and the stationary states emerging in the large-time limit for generic initial conditions in terms of the parameters of the Hamiltonian providing the coherent driving and those associated with the dissipative interactions with the environment. Our framework is supported by numerical results for the dynamics of a one-dimensional lattice fermion gas undergoing a quantum Ising transition in the presence of dissipative mechanisms which include local pumping and decay of particles.