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arXiv:2007.00575 · Physical review. B./Physical review. B

Z2 -projective translational symmetry protected topological phases

Y. X. Zhao, Yue-Xin Huang, Shengyuan A. Yang

Published Oct 27, 2020• 69 citations
arXivHTMLPDF

Abstract

Symmetry is fundamental to topological phases. In the presence of a gauge field, spatial symmetries will be projectively represented, which may alter their algebraic structure and generate novel physics. We show that the ${\mathbb{Z}}_{2}$ projectively represented translational symmetry operators adopt a distinct anticommutation relation. As a result, each energy band is twofold degenerate, and carries a varying spinor structure for translation operators in momentum space, which cannot be flattened globally. Moreover, combined with other internal or external symmetries, they give rise to exotic band topologies. Particularly, with the inherent time-reversal symmetry, a single fourfold Dirac point must be enforced at the Brillouin zone corner. By breaking one primitive translation, the Dirac semimetal is shifted into a special topological insulator phase, where the edge bands have a M\"obius twist. Our work opens an arena of research for exploring topological phases protected by projectively represented space groups.

DOI
10.1103/physrevb.102.161117

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Symmetry is fundamental to topological phases. In the presence of a gauge field, spatial symmetries will be projectively represented, which may alter their algebraic structure and generate novel physics. We show that the Z2{\mathbb{Z}}_{2}Z2​ projectively represented translational symmetry operators adopt a distinct anticommutation relation. As a result, each energy band is twofold degenerate, and carries a varying spinor structure for translation operators in momentum space, which cannot be flattened globally. Moreover, combined with other internal or external symmetries, they give rise to exotic band topologies. Particularly, with the inherent time-reversal symmetry, a single fourfold Dirac point must be enforced at the Brillouin zone corner. By breaking one primitive translation, the Dirac semimetal is shifted into a special topological insulator phase, where the edge bands have a M"obius twist. Our work opens an arena of research for exploring topological phases protected by projectively represented space groups.
The ground state of translationally invariant insulators comprises bands which can assume topologically distinct structures. There are few known examples where this distinction is enforced by a point-group symmetry alone. In this paper we show that 1D and 2D insulators with the simplest point-group symmetry, inversion, have a ${\mathbb{Z}}^{\ensuremath{\ge}}$ classification. In 2D, we identify a relative winding number that is solely protected by inversion symmetry. By analysis of Berry phases, we show that this invariant has similarities with the first Chern class (of time-reversal breaking insulators), but is more closely analogous to the Z2{\mathbb{Z}}_{2}Z2​ invariant (of time-reversal invariant insulators). Implications of our work are discussed in holonomy, the geometric-phase theory of polarization, the theory of maximally localized Wannier functions, and in the entanglement spectrum.
Topological phases of matter are purely quantum mechanical and have no classical analogue. Most phases in nature can be classified and studied classically through the concept of symmetry breaking and its theoretical description, Landau-Ginzburg field theory. In contrast to the general wisdom of Landau-Ginzburg field theory, the topological phases share the same symmetry as a trivial insulator and still are different phases. Having gapped spectrum in bulk, they support a metallic edge excition robust against symmetry-respecting perturbation or an emergent fractional excitation in bulk. Following after fractional quantum Hall fluids, many topologically orderd phases, such as spin liquids and topological insulators, have been found and studied. Spin liquids are disordered phases of frustrated antiferromagnets and do not freeze and order even at the lowest temperature. They support an electrically neutral spin-1/2 excitation, which does not exist in a microscopic scale, with emergent dynamical gauge field in bulk and do not have an adiabatic path to a trivial paramagnet phase. The topological insulators are time-reversal symmetric band insulators which cannot evolve smoothly into a trivial insulator with the symmetry, and they have been intensely studied theoretically and experimetally for the last decade. Though the topological insulators are inherently non-interacting systems, they have exotic gapless edge and surface states which demonstrate many interesting quantum phenomena such as fractionalization, axionic electromagnetism, and half quantum Hall effect. In this thesis, we study various quantum phenomena of the topological phases, mainly of the topological insulator and its close relatives in which the physics of spin liquids has been merged into. As they are intrinsically quantum many-body states, the quantum field theory is an invaluable tool to explore the venue of the phases and will be used thorougly in this work. First, we present a topological field theoretic description of the topological insulators and translational symmetric Z2 spin liquid. We demostrate that abelian BF theory is an effective field theory for the two and three dimensional topological insulators. We show that the phenomenologies of BF theory are consistent with those of the topological insulators such as gapless edge and surface excitations and response functions to external gauge field. The same form of the BF theory is also applicable to study the certain classes of Z2 spin liquids with the gapless edge states. We closely examine the possible gapless edge theory of the BF theory and the translational symmetric spin liquids, and we show that the effective BF theories capture the bulk properties as well as the gapless edge spectrum of the spin liquid. Also we discuss the zero-temperature phase diagram of a thin film three dimensional topological insulators with two competing mass terms: time-reversal symmetric exciton condensation and time-reversal symmetry breaking Zeeman effect. There are two phases, quantum spin Hall phase and quantum anomalous Hall phase, and both phases support fractional excitations. We derive an effective topological field theory for the fractional excitations and examine the origin of the fractional excitations. Next we consider the relatives of the topological insulators. First we discuss the proximate symmetry broken phases of topological Mott insulator, a U(1) spin liquid with fermionic spinons in the topological insulator state. The topologically non-trivial band structure of the spinon generates the axion term for the gauge field, and we show that the axion term changes the nature of the confined phase of the spin liquid. Contrast to the conventional confined phase which has only a bond order, the confined phase of the spin liquid is in general a coexisting phase of the two different orders : a current order and a bond order. We then consider another relative of the topological insulator: a bosonic symmetry protected topological phase in two dimensional space, with both PSU(N) and time reversal symmetry. We develop an effective field theory for the phase, which is a SU(N) principal chiral model with a theta-term, and reveal the physics of the topological phase in detail.Finally we consider a topological semimetal, namely a Weyl semimetal. We first demonstrate that the Weyl semimetal can be realized in the magnetically doped topological band insulators. We explicitly derive the low energy theory of Weyl points from the general continuum Hamiltonian and tight-binding model of the topological insulators. Then we study superconducting instabilities of doped Weyl semimetals. We consider a minimal model for a Weyl semimetal and study the superconducting instabilities induced by a short-ranged attractive interaction. With the interaction, we find two competing states: a fully gapped finite-momentum pairing state and a nodal even-parity pairing state. We show that, in a mean field approximateion, the finite-momentum pairing state wins energetically against the usual even-parity paired state. We also show that exotic modes are localized at the full and half quantum vortices of the finite-momentum pairing state.
We show that the Z_{N} Berry phase (Berry phase quantized into 2π/N) provides a useful tool to characterize symmetry protected topological phases with correlation that can be directly computed through numerics of a relatively small system size. The Z_{N} Berry phase is defined in a N-1-dimensional parameter space of local gauge twists, which we call the "synthetic Brillouin zone," and an appropriate choice of an integration path consistent with the symmetry of the system ensures exact quantization of the Berry phase. We demonstrate the usefulness of the Z_{N} Berry phase by studying two 1D models of bosons, SU(3) and SU(4) Affleck-Kennedy-Lieb-Tasaki models, where topological phase transitions are captured by Z_{3} and Z_{4} Berry phases, respectively. We find that the exact quantization of the Z_{N} Berry phase at the topological transitions arises from a gapless band structure (e.g., Dirac cones or nodal lines) in the synthetic Brillouin zone.
We present the correspondence between symmetry-protected topological (SPT) phases and their anomalous boundary states, based on examples in various spacetime dimensions. Through the study of the effect of interactions on these SPT phases, we discovered a new formalism of quantum anomalies, associated with discrete spacetime (such as time-reversal and spatial reflection) symmetries in particular, to classify distinct interacting topological phases. An example is the Z2 classification of the (2+1)d topological insulator protected by charge U(1) and time-reversal (or CP) symmetries, which can be deduced by the form of the global U(1) gauge anomalies on its edge theories defined on closed unorientable manifolds. In this case, the nontrivial phase (in free systems) is robust against electron interactions. Another example is the (3+1)d topological superconductor protected by only time-reversal or reflection symmetry. For this system, we identified the bulk phase by studying the global gravitational anomalies of the surface theories formulated on unorientable spacetime manifolds, and also discussed its connection to the collapse of the non-interacting classification by an integer Z to Z16, in the presence of interactions. We also revisit the problem of gauging a discrete internal symmetry in theories of chiral (Weyl) fermions in 3+1 dimensions – which have not been fully understood so far – from the perspective of fermionic SPT phases in 4+1 dimensions. Comparing with the previous results, we give a complete answer for the anomalies constraints on the discrete symmetry, as our approach is based on purely geometrical considerations, namely, our assumption is more fundamental and general. Furthermore, our result also provides an understanding of gapped states of fermions with anomalous discrete symmetries, and we present a model, based on weak coupling, for constructing these anomalous gapped states.
Symmetry protected topological (SPT) phases are gapped short-range-entangled quantum phases with a symmetry GGG. They can all be smoothly connected to the same trivial product state if we break the symmetry. The Haldane phase of spin-1 chain is the first example of SPT phases which is protected by SO(3)\mathit{SO}(3)SO(3) spin rotation symmetry. The topological insulator is another example of SPT phases which are protected by U(1)U(1)U(1) and time-reversal symmetries. In this paper, we show that interacting bosonic SPT phases can be systematically described by group cohomology theory: Distinct ddd-dimensional bosonic SPT phases with on-site symmetry GGG (which may contain antiunitary time-reversal symmetry) can be labeled by the elements in H1+d[G,UT(1)]{\mathcal{H}}^{1+d}[G,{U}_{T}(1)]H1+d[G,UT​(1)], the Borel (1+d)(1+d)(1+d)-group-cohomology classes of GGG over the GGG module UT(1){U}_{T}(1)UT​(1). Our theory, which leads to explicit ground-state wave functions and commuting projector Hamiltonians, is based on a new type of topological term that generalizes the topological $\ensuremath{\theta}$ term in continuous nonlinear $\ensuremath{\sigma}$ models to lattice nonlinear $\ensuremath{\sigma}$ models. The boundary excitations of the nontrivial SPT phases are described by lattice nonlinear $\ensuremath{\sigma}$ models with a nonlocal Lagrangian term that generalizes the Wess-Zumino-Witten term for continuous nonlinear $\ensuremath{\sigma}$ models. As a result, the symmetry GGG must be realized as a non-on-site symmetry for the low-energy boundary excitations, and those boundary states must be gapless or degenerate. As an application of our result, we can use ${\mathcal{H}}^{1+d}[U(1)\ensuremath{\rtimes}{Z}_{2}^{T},{U}_{T}(1)]$ to obtain interacting bosonic topological insulators (protected by time reversal Z2T{Z}_{2}^{T}Z2T​ and boson number conservation), which contain one nontrivial phase in one-dimensional (1D) or 2D and three in 3D. We also obtain interacting bosonic topological superconductors (protected by time-reversal symmetry only), in term of H1+d[Z2T,UT(1)]{\mathcal{H}}^{1+d}[{Z}_{2}^{T},{U}_{T}(1)]H1+d[Z2T​,UT​(1)], which contain one nontrivial phase in odd spatial dimensions and none for even dimensions. Our result is much more general than the above two examples, since it is for any symmetry group. For example, we can use ${\mathcal{H}}^{1+d}[U(1)\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{T},{U}_{T}(1)]$ to construct the SPT phases of integer spin systems with time-reversal and U(1)U(1)U(1) spin rotation symmetry, which contain three nontrivial SPT phases in 1D, none in 2D, and seven in 3D. Even more generally, we find that the different bosonic symmetry breaking short-range-entangled phases are labeled by the following three mathematical objects: $({G}_{H},{G}_{\ensuremath{\Psi}},{\mathcal{H}}^{1+d}[{G}_{\ensuremath{\Psi}},{U}_{T}(1)])$, where GH{G}_{H}GH​ is the symmetry group of the Hamiltonian and ${G}_{\ensuremath{\Psi}}$ the symmetry group of the ground states.
Topological crystalline phases (TCPs) are topological states protected by spatial symmetries. A broad range of TCPs have been conventionally studied by formulating topological invariants (symmetry indicators) at invariant momenta in the Brillouin zone, which leaves open the question of their stability in the absence of translational invariance. In this work, we show that robust basis-independent topological invariants can be generically constructed for TCPs using projected symmetry operators. Remarkably, we show that the real-space topological markers of these invariants are exponentially localized to the fixed points of the spatial symmetry. As a result, this real-space structure protects them against the presence of impurities that are located away from the fixed points and also sufficiently slowly varying disorder potentials. By considering all possible symmetry centers in a crystalline system we can generate a mesh of real-space topological markers that can provide a local topological distinction for TCPs. We illustrate the robustness of this mesh of invariants with one- and two-dimensional TCPs protected by inversion, rotational, and mirror symmetries. Finally, we find that the boundary modes of these TCPs can also exhibit robust topological invariants with localized markers on the edges. We illustrate this with the gapless Majorana boundary modes of mirror-symmetric topological superconductors, and relate their integer topological edge invariant with a quantized effective edge polarization.