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arXiv:2006.03344 · Physical review. B./Physical review. B

Majorana zero modes and their bosonization

Victor Chua, Katharina Laubscher, Jelena Klinovaja, Daniel Loss

Published Oct 14, 2020• 15 citations
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Abstract

The simplest continuum model of a one-dimensional noninteracting superconducting fermionic symmetry-protected topological (SPT) phase is studied in great detail using analytical methods. In a first step, we present a full exact diagonalization of the fermionic Bogoliubov--de Gennes Hamiltonian for a system of finite length and with open boundaries. In particular, we derive exact analytical expressions for the Majorana zero modes emerging in the topologically nontrivial phase, revealing their spatial localization, their transformation properties under symmetry operations, and the exact finite-size energy splitting of the associated quasidegenerate ground states. We then proceed to analyze the model via exact operator bosonization in both open and closed geometries. In the closed wire geometry, we demonstrate fermion parity switching from twisting boundary conditions in the topologically nontrivial phase. For the open wire, on the other hand, we first take a semiclassical approach employing the Mathieu equation to study the two quasidegenerate ground states as well as their energy splitting at finite system sizes. We then finally derive the exact forms of the Majorana zero modes in the bosonic language using vertex-algebra techniques. These modes are verified to be in exact agreement with the results obtained from the fermionic description. The complementary viewpoints provided by the fermionic and bosonic formulations of the superconducting SPT phase are reconciled, allowing us to provide a complete and exact account of how Majorana zero modes manifest in a bosonized description of an SPT phase.

DOI
10.1103/physrevb.102.155416

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It is well known that symmetry-protected topological (SPT) phases host nontrivial boundaries that cannot be mimicked in a lower-dimensional system with a conventional realization of symmetry. However, for SPT phases of bosons (fermions) within the cohomology (supercohomology) classification the boundary can be recreated without the bulk at the cost of a non-onsite-symmetry action. This raises the following question: Can one also mimic the boundaries of SPT phases which lie outside the (super)cohomology classification? In this paper, we study this question in the context of $(2+1)$-dimensional $[(2+1)\mathrm{D}]$ fermion SPTs. We focus on the root SPT phase for the symmetry group $G={Z}_{2}\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{f}$. Starting with an exactly solvable model for the bulk of this phase constructed by Tarantino and Fidkowski, we derive an effective one-dimensional (1D) lattice model for the boundary. Crucially, the Hilbert space of this 1D model does not have a local tensor product structure, but rather is obtained by placing a local constraint on a local tensor product Hilbert space. We derive the action of the ${Z}_{2}$ symmetry on this Hilbert space and find a simple three-site Hamiltonian that respects this symmetry. We study this Hamiltonian numerically using exact diagonalization and DMRG and find strong evidence that it realizes an Ising conformal field theory where the ${Z}_{2}$ symmetry acts as the Kramers-Wannier duality; this is the expected stable gapless boundary state of the present SPT. A simple modification of our construction realizes the boundary of the $(2+1)\mathrm{D}$ topological superconductor protected by time-reversal symmetry $\mathcal{T}$ with ${\mathcal{T}}^{2}={(\ensuremath{-}1)}^{\mathcal{F}}$.

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The simplest continuum model of a one-dimensional noninteracting superconducting fermionic symmetry-protected topological (SPT) phase is studied in great detail using analytical methods. In a first step, we present a full exact diagonalization of the fermionic Bogoliubov--de Gennes Hamiltonian for a system of finite length and with open boundaries. In particular, we derive exact analytical expressions for the Majorana zero modes emerging in the topologically nontrivial phase, revealing their spatial localization, their transformation properties under symmetry operations, and the exact finite-size energy splitting of the associated quasidegenerate ground states. We then proceed to analyze the model via exact operator bosonization in both open and closed geometries. In the closed wire geometry, we demonstrate fermion parity switching from twisting boundary conditions in the topologically nontrivial phase. For the open wire, on the other hand, we first take a semiclassical approach employing the Mathieu equation to study the two quasidegenerate ground states as well as their energy splitting at finite system sizes. We then finally derive the exact forms of the Majorana zero modes in the bosonic language using vertex-algebra techniques. These modes are verified to be in exact agreement with the results obtained from the fermionic description. The complementary viewpoints provided by the fermionic and bosonic formulations of the superconducting SPT phase are reconciled, allowing us to provide a complete and exact account of how Majorana zero modes manifest in a bosonized description of an SPT phase.
It is well known that symmetry-protected topological (SPT) phases host nontrivial boundaries that cannot be mimicked in a lower-dimensional system with a conventional realization of symmetry. However, for SPT phases of bosons (fermions) within the cohomology (supercohomology) classification the boundary can be recreated without the bulk at the cost of a non-onsite-symmetry action. This raises the following question: Can one also mimic the boundaries of SPT phases which lie outside the (super)cohomology classification? In this paper, we study this question in the context of (2+1)(2+1)(2+1)-dimensional [(2+1)D][(2+1)\mathrm{D}][(2+1)D] fermion SPTs. We focus on the root SPT phase for the symmetry group $G={Z}_{2}\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{f}$. Starting with an exactly solvable model for the bulk of this phase constructed by Tarantino and Fidkowski, we derive an effective one-dimensional (1D) lattice model for the boundary. Crucially, the Hilbert space of this 1D model does not have a local tensor product structure, but rather is obtained by placing a local constraint on a local tensor product Hilbert space. We derive the action of the Z2{Z}_{2}Z2​ symmetry on this Hilbert space and find a simple three-site Hamiltonian that respects this symmetry. We study this Hamiltonian numerically using exact diagonalization and DMRG and find strong evidence that it realizes an Ising conformal field theory where the Z2{Z}_{2}Z2​ symmetry acts as the Kramers-Wannier duality; this is the expected stable gapless boundary state of the present SPT. A simple modification of our construction realizes the boundary of the (2+1)D(2+1)\mathrm{D}(2+1)D topological superconductor protected by time-reversal symmetry T\mathcal{T}T with ${\mathcal{T}}^{2}={(\ensuremath{-}1)}^{\mathcal{F}}$.
This thesis is devoted to the topic of one- and two-dimensional models of topological superconductivity. We study the Kitaev chain subject to closed and open boundary conditions. In the closed chain, we derive the energy spectrum, the ground state, and the topological invariant viewed as a certain Berry phase. We study two-point correlation functions and find enlarged values close to the topological phase transitions. The open chain is studied with focus on describing the degenerate ground states for a simple parameter choice in the topological phase. Then, the open system Hamiltonian is diagonalized numerically, and we model the order parameter with a spatial dependency. Additional Majorana zero modes appear if the order parameter changes sign. We also consider the p+ip model. The localization of a Majorana zero mode, bound to a vortex that is described by Ginzburg-Landau theory, is found numerically. We propose an argument that results in a non-Abelian exchange transformation for a system of several vortices. The p+ip model is also studied on an annulus; we approximate the ground state as a combination of boundary states and calculate its energy. The results are compared to a numerical implementation, and the agreement is convincing as the boundary separation becomes large compared to other length scales.
Stabilizer codes provide exact lattice realizations of bosonic topological orders. In contrast, systematic stabilizer descriptions of intrinsically fermionic topological phases remain much less developed. In this work, we introduce Majorana-Pauli stabilizer codes, a class of exactly solvable fermionic lattice models whose stabilizers are built from both generalized Pauli operators and Majorana operators. As a main example, we construct an exactly solvable stabilizer realization of the fermionic toric code: an intrinsically fermionic Z2\mathbb Z_2Z2​ topological order in (2+1)(2{+}1)(2+1) dimensions, using Z8\mathbb Z_8Z8​ Pauli operators coupled to Majorana modes. Within this stabilizer framework, the anyons, string operators, fusion rules, and braiding statistics all follow naturally from the stabilizer algebra. More broadly, we show that the fermionic toric code belongs to a duality web generated by anyon condensation and by gauging or ungauging bosonic or fermionic symmetries. This web connects bosonic topological orders, symmetry-enriched topological (SET) phases, and both bosonic and fermionic symmetry-protected topological (SPT) phases, all within a common stabilizer description. We extend this construction to all Abelian fermionic topological orders with gapped boundaries and to fermionic SPT phases whose fully gauged theories are Abelian. Going beyond Majorana operators, we introduce fermionic versions of the clock and shift operators and use them to construct an exact bosonization map for ZDF\mathbb Z_D^FZDF​ symmetries for DDD even. Using this, we realize a stabilizer model for a nontrivial Z8F\mathbb Z_8^FZ8F​ fermionic SPT phase with no free-fermion analog. Altogether, these results extend the stabilizer-code paradigm to a broad class of intrinsically fermionic phases bridging fermionic quantum many-body physics to quantum error correction.
1d lattice models for the boundary of 2d "Majorana" fermion SPTs: Kramers-Wannier duality as an exact Z2Z_2Z2​ symmetry
It is well known that symmetry protected topological (SPT) phases host non-trivial boundaries that cannot be mimicked in a lower-dimensional system with a conventional realization of symmetry. However, for SPT phases of bosons (fermions) within the cohomology (supercohomology) classification the boundary can be recreated without the bulk at the cost of a non-onsite symmetry action. This raises the question: can one also mimic the boundaries of SPT phases which lie outside the (super)cohomology classification? In this paper, we study this question in the context of 2+1D fermion SPTs. We focus on the root SPT phase for the symmetry group G=Z2×Z2fG =Z_2 \times Z^f_2G=Z2​×Z2f​. Starting with an exactly solvable model for the bulk of this phase constructed by Tarantino and Fidkowski, we derive an effective 1d lattice model for the boundary. Crucially, the Hilbert space of this 1d model does not have a local tensor product structure, but rather is obtained by placing a local constraint on a local tensor product Hilbert space. We derive the action of the Z2Z_2Z2​ symmetry on this Hilbert space and find a simple 3-site Hamiltonian that respects this symmetry. We study this Hamiltonian numerically using exact diagonalization and DMRG and find strong evidence that it realizes an Ising CFT where the Z2Z_2Z2​ symmetry acts as the Kramers-Wannier duality; this is the expected stable gapless boundary state of the present SPT. A simple modification of our construction realizes the boundary of the 2+1D topological superconductor protected by time-reversal symmetry T{\cal T}T with T2=(−1)F{\cal T}^2 = (-1)^{\cal F}T2=(−1)F.
Topological superconductors are believed to host exotic quasiparticle excitations known as Majorana zero modes (MZMs), with much of the evidence based on BCS mean-field theory. The direct application of mean-field arguments is tenuous in finite, isolated systems relevant in some experiments. Here, we develop a new correlation-based method for identifying MZMs in interacting, number-conserving systems. Using the density matrix renormalization group, we study fermion number-conserving models with long-range interactions, which under periodic boundary conditions exhibit robust topological and nontopological superconductivity, tuned by the strength of interaction [Ortiz et al., Phys. Rev. Lett. 113, 267002 (2014)PRLTAO0031-900710.1103/PhysRevLett.113.267002]. We find evidence that, on the topological side, Majorana edge modes appear in open chains, manifesting as the vanishing of the energy splitting between odd- and even-parity ground states with increasing system size. Additionally, off-diagonal two-point correlation functions show nonlocal, parity-dependent edge effects. These correlations reveal the spatial structure of Majorana modes in the many-body wave function. We show that the correlation diagnostic applies broadly, including to short-range interacting models, where topological superconductivity is more fragile due to the absence of a bulk excitation gap.
Topological phases in one-dimensional superconducting systems are commonly characterized by symmetry-protected invariants. These invariants determine the number of Majorana zero-energy boundary modes but do not specify their corresponding spatial structure. In this work, we present an analytical study of Majorana zero modes (MZMs) in an extended Kitaev chain with nearest- and next-nearest-neighbor couplings. By expressing the Hamiltonian in the Majorana basis, we derive a recursion relation whose characteristic roots completely determine the spatial structure of the zero modes and yield closed-form expressions for their amplitudes. We show that, even within a single topological phase, the MZMs can exhibit qualitatively distinct decay behaviors-monotonic decay, oscillatory decay, and perfectly localized states. Remarkably, boundary-origin MZMs need not have their maximum probability at the edge of the chain. They can instead exhibit maxima at interior lattice sites with an exponentially decaying envelope from either side of the maxima. Furthermore, the characteristic roots determine the length scale required for finite chains to reproduce the semi-infinite MZM structure, providing a direct link between Hamiltonian parameters, finite-size effects, and experimentally observable spatial profiles.