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Topological Superconductivity and Majorana Fermions

Henrik S. Røising

Published Jan 1, 2016• 0 citations
OpenAlex

Abstract

This thesis is devoted to the topic of one- and two-dimensional models of topological superconductivity. We study the Kitaev chain subject to closed and open boundary conditions. In the closed chain, we derive the energy spectrum, the ground state, and the topological invariant viewed as a certain Berry phase. We study two-point correlation functions and find enlarged values close to the topological phase transitions. The open chain is studied with focus on describing the degenerate ground states for a simple parameter choice in the topological phase. Then, the open system Hamiltonian is diagonalized numerically, and we model the order parameter with a spatial dependency. Additional Majorana zero modes appear if the order parameter changes sign. We also consider the p+ip model. The localization of a Majorana zero mode, bound to a vortex that is described by Ginzburg-Landau theory, is found numerically. We propose an argument that results in a non-Abelian exchange transformation for a system of several vortices. The p+ip model is also studied on an annulus; we approximate the ground state as a combination of boundary states and calculate its energy. The results are compared to a numerical implementation, and the agreement is convincing as the boundary separation becomes large compared to other length scales.

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The dependance of the fermion parity on the parameters of the system is purely determined by the oscillatory part of the Majorana wavefunctions. Using transfer matrix method, one can uncover a new boundary in the phase diagram, termed as `circle of oscillations', across which the oscillations in the wavefunction and the ground-state fermionic parity cease to exist. This is closely related to the circle that appears in the context of transverse field XY spin chain, within which the spin-spin correlations have oscillations. For a finite sized system, the circle is further split into mutliple ellipses called `parity sectors'. The parity oscillations have a scaling behaviour i.e oscillations for different superconducting gaps can be scaled to collapse to a single plot. Making use of results from random matrix theory for class D systems, one can also predict the robustness of certain features of fermion parity switches in the presence of disorder and comment on the critical properties of the MBS wavefunctions and level crossings near zero energy. These results could provide directions for making measurements on zero-bias conductance oscillations and the parameter range of operations for robust parity switches in realistic disordered system. On the front of non-equilibrium dynamics, the effect of Majorana modes on the dynamical evolution of the ground state under time variation of a Hamiltonian parameter is studied. The key result is the failure of the ground state to evolve into opposite parity sectors under the dynamical tuning of the system within the topological phase. This dramatic lack of adiabaticity is termed as ‘parity blocking’. A real-space time-dependent formalism is also developed using Pfaffian correlations, where simple momentum space methods fail. This formalism can be used for calculating the non-equilibrium quantities, such as adiabatic fidelity and the residual energy in a system with open boundaries. The consideration of Majorana modes in non-equilibrium dynamics lead to deviation from Kibble-Zurek physics and non-analyticities in adiabatic fidelity even within the topological phase. The second part of the thesis deals with uncovering structural parallels of black hole phenomena such as the Hawking-Unruh effect and quasinormal modes in quantum Hall systems. The Hawking-Unruh effect is the emergence of a thermal state when a vacuum of a quantum field theory on a given spacetime is restricted to a submanifold bounded by an event horizon. The thermal state manifests as Hawking radiation in the context of a black hole spacetime with an event horizon. 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This thesis is devoted to the topic of one- and two-dimensional models of topological superconductivity. We study the Kitaev chain subject to closed and open boundary conditions. In the closed chain, we derive the energy spectrum, the ground state, and the topological invariant viewed as a certain Berry phase. We study two-point correlation functions and find enlarged values close to the topological phase transitions. The open chain is studied with focus on describing the degenerate ground states for a simple parameter choice in the topological phase. Then, the open system Hamiltonian is diagonalized numerically, and we model the order parameter with a spatial dependency. Additional Majorana zero modes appear if the order parameter changes sign. We also consider the p+ip model. The localization of a Majorana zero mode, bound to a vortex that is described by Ginzburg-Landau theory, is found numerically. We propose an argument that results in a non-Abelian exchange transformation for a system of several vortices. The p+ip model is also studied on an annulus; we approximate the ground state as a combination of boundary states and calculate its energy. The results are compared to a numerical implementation, and the agreement is convincing as the boundary separation becomes large compared to other length scales.
This dissertation deals with two broad topics - Majorana modes in Kitaev chain and parallels of black hole phenomena in the quantum Hall effect. Majorana modes in topological superconductors are of fundamental importance as realizations of real solutions to the Dirac equation and for their anyonic exchange statistics. They are realised as zero energy edge modes in one-dimensional topological superconductors, modeled by the Kitaev chain Hamiltonian. Here an extensive study is made on the wavefunction features of these Majorana modes. It is shown that the Majorana wavefunction has two distinct features- a decaying envelope and underlying oscillations. The latter becomes important when one considers the coupling between the Majorana modes in a finite-sized chain. The coupled Majorana modes form a non-local Dirac fermionic state which determines the ground state fermion parity. The dependance of the fermion parity on the parameters of the system is purely determined by the oscillatory part of the Majorana wavefunctions. Using transfer matrix method, one can uncover a new boundary in the phase diagram, termed as `circle of oscillations', across which the oscillations in the wavefunction and the ground-state fermionic parity cease to exist. This is closely related to the circle that appears in the context of transverse field XY spin chain, within which the spin-spin correlations have oscillations. For a finite sized system, the circle is further split into mutliple ellipses called `parity sectors'. The parity oscillations have a scaling behaviour i.e oscillations for different superconducting gaps can be scaled to collapse to a single plot. Making use of results from random matrix theory for class D systems, one can also predict the robustness of certain features of fermion parity switches in the presence of disorder and comment on the critical properties of the MBS wavefunctions and level crossings near zero energy. These results could provide directions for making measurements on zero-bias conductance oscillations and the parameter range of operations for robust parity switches in realistic disordered system. On the front of non-equilibrium dynamics, the effect of Majorana modes on the dynamical evolution of the ground state under time variation of a Hamiltonian parameter is studied. The key result is the failure of the ground state to evolve into opposite parity sectors under the dynamical tuning of the system within the topological phase. This dramatic lack of adiabaticity is termed as ‘parity blocking’. A real-space time-dependent formalism is also developed using Pfaffian correlations, where simple momentum space methods fail. This formalism can be used for calculating the non-equilibrium quantities, such as adiabatic fidelity and the residual energy in a system with open boundaries. The consideration of Majorana modes in non-equilibrium dynamics lead to deviation from Kibble-Zurek physics and non-analyticities in adiabatic fidelity even within the topological phase. The second part of the thesis deals with uncovering structural parallels of black hole phenomena such as the Hawking-Unruh effect and quasinormal modes in quantum Hall systems. The Hawking-Unruh effect is the emergence of a thermal state when a vacuum of a quantum field theory on a given spacetime is restricted to a submanifold bounded by an event horizon. The thermal state manifests as Hawking radiation in the context of a black hole spacetime with an event horizon. The Unruh effect is a simpler example where a family of accelerating observers in Minkowski spacetime are confined by the lightcone structure and the Minkowski vacuum looks as a thermal state to them. The key element in understanding the Hawking-Unruh effect is the Rindler Hamiltonian or the boost. The boost acts as the generator of time translation for the quantum states in the Rindler wedge giving rise to thermality. In this thesis it is shown that due to an exact isomorphism between the Lorentz algebra in Minkowksi spacetime and the algebra of area preserving transformations in the lowest Landau level of quantum hall effect, an applied saddle potential acts as an equivalent to the Rindler Hamiltonian giving rise to a parallel of Hawking-Unurh effect. In the lowest Landau level, the saddle potential is reduced to the problem of scattering off an inverted harmonic oscillator(IHO) and the tunneling probability assumes the form of a thermal distribution. The IHO also has scattering resonances which are poles of the scattering matrix in the complex energy plane. The scattering resonances are states with time-decaying behavior and have purely incoming/outgoing probability current. These states are identified as quasinormal modes analogous to those occurring the scattering off an effective potential in black hole spacetimes. The quasinormal decay is an unexplored effect in quantum Hall systems and provides a new class of time-dependent probe of quantum Hall physics. The parallels between the relativistic symmetry generators and the potentials applied in the lowest Landau level also open up an avenue for studying Lorentz Kinematics and symplectic phase space dynamics in the lowest Landau level. These parallels open up new avenues of exploration in the quantum Hall effect.
The simplest continuum model of a one-dimensional noninteracting superconducting fermionic symmetry-protected topological (SPT) phase is studied in great detail using analytical methods. In a first step, we present a full exact diagonalization of the fermionic Bogoliubov--de Gennes Hamiltonian for a system of finite length and with open boundaries. In particular, we derive exact analytical expressions for the Majorana zero modes emerging in the topologically nontrivial phase, revealing their spatial localization, their transformation properties under symmetry operations, and the exact finite-size energy splitting of the associated quasidegenerate ground states. We then proceed to analyze the model via exact operator bosonization in both open and closed geometries. In the closed wire geometry, we demonstrate fermion parity switching from twisting boundary conditions in the topologically nontrivial phase. For the open wire, on the other hand, we first take a semiclassical approach employing the Mathieu equation to study the two quasidegenerate ground states as well as their energy splitting at finite system sizes. We then finally derive the exact forms of the Majorana zero modes in the bosonic language using vertex-algebra techniques. These modes are verified to be in exact agreement with the results obtained from the fermionic description. The complementary viewpoints provided by the fermionic and bosonic formulations of the superconducting SPT phase are reconciled, allowing us to provide a complete and exact account of how Majorana zero modes manifest in a bosonized description of an SPT phase.
We investigate the spectral and topological properties of a zigzag Kitaev chain constructed from two diagonally coupled one dimensional Kitaev chains with a zero and finite superconducting pairing phase difference. Using a Bogoliubov-de Gennes formulation, we analyze the energy spectrum, distribution of Majorana zero modes (MZMs), the quasi-particle dispersion, and the winding number, respectively. For a zero phase difference, the resulting energy spectrum shows topological phases with two, four MZMs, and trivial regions. The phases of gap closure determine the topological phase boundaries. In particular, for the phase difference between φ=πφ=πφ=π, the degeneracy of MZMs is partially lifted, leading to modified topological phases compared to the case φ=0φ=0φ=0. The topological and trivial phase boundaries are further confirmed by evaluating the quasi-particle dispersion and the topological invariant, namely the winding number. We show that the zigzag Kitaev chain contributes independently to the total winding number ν=1ν= 1ν=1 and 222, giving rise to distinct topological phases that support two and four MZMs. The ν=0ν= 0ν=0 gives rise to a trivial region. The energy spectrum of systems corroborates the analytical phase boundaries and reveals characteristics associated with hybridization, enabling us to obtain the complete phase diagram of the zigzag model. Our results establish the zigzag Kitaev chain as a minimal platform for engineering MZM quantum computations, with potential applications in the study of topological phases and Majorana based qubit physics.
In this thesis we use a network of chiral junctions to realize non-Abelian topological phases in two dimensions. Our construction is based on boundary fixed points of low-energy field theories describing Y junctions of critical spin-chain models. To set the stage, we first study a single junction of gapless spin-1 chains belonging to the SU(2)2 universality class, whose spectrum includes fractional excitations such as Majorana fermions. We find that chiral fixed points appear as special points on a transition line that separates two regimes described by open boundary conditions. Remarkably, along this transition the junction behaves as a tunable spin circulator as the spin conductance varies continuously with the coupling constant of a marginal boundary operator. We then construct a family of topological chiral spin liquids departing from a honeycomb network made of critical spin-S chains. The chiral spin liquid phase harbors SU(2)k=2S anyons, which stem from the underlying WessZumino-Witten models that describe the constituent spin chains of the network. The network exhibits quantized spin and thermal Hall conductances. We illustrate our construction by inspecting the topological properties of the SU(2)2 model. We find that this model has emergent Ising anyons, with spinons acting as vortex excitations that bind Majorana zero modes. We also show that the ground state of this network is threefold degenerate on the torus, asserting its non-Abelian character. Our work provides a controllable analytical framework to study non-Abelian topological phases, sheding new light on the stability of such phases in artificial quantum materials.
The one-dimensional (1D) Kitaev model in the topological phase, with open boundary conditions, hosts Majorana zero modes. These are fermion parity-odd operators that almost commute with the Hamiltonian and manifest in long coherence times for edge degrees of freedom. We obtain higher-dimensional counterparts of such Majorana operators by explicitly computing their closed form expressions in models describing 2D and 3D higher-order superconductors. Due to the existence of such Majorana zero modes, the coherence time of the infinite temperature autocorrelation function of the corner Majorana operators in these models diverges with the linear system size. In the presence of a certain class of orbital-selective dissipative dynamics, the coherence times of half of the corner Majorana operators are enhanced, while the time correlations corresponding to the remaining corner Majoranas decay much faster as compared with the unitary case. We numerically demonstrate robustness of the coherence times to the presence of disorder.
The topological properties of the Kitaev chain model with extended-range interactions are investigated, focusing on cases where the topological winding number is preserved. We assume that the pairing and hopping terms decay algebraically in space with exponents ααα and βββ, respectively. We show that in the truncated-range scenario, there are as many distinct topological phases as the number of coupled neighboring sites. In addition, an explicit analytical formulation is provided to evaluate the topological invariant and the phase transitions that emerge in these systems. Besides the analytical description, we introduce a new physical insight into the topological excitations of the ground-state by measuring the spatial distribution of the edge modes with the Majorana average position. Taking the next-nearest neighbor Kitaev chains as a probe, various numerical calculations of Majorana edge states were performed in finite-size clusters to determine the sensitivity of the topological zero energy modes to the parameters of interest. The occupation of edge-to-edge non-local fermion states is computed and defined as an effective parity. Such an effective parity exhibits new interesting features beyond the energetic exchange from the ground-state fermion parity switches, which are related to the distribution of the respective edge modes. Our calculations show a direct correlation between the ground-state fermion parity and the edge occupation numbers, which are translated into localization and delocalization of the Majorana average position.