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arXiv:2002.11425 · Physical review. E

Initial-state dependence of thermodynamic dissipation for any quantum process

Paul M. Riechers, Mile Gu

Published Apr 30, 2021• 29 citations
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Abstract

Exact results about the nonequilibrium thermodynamics of open quantum systems at arbitrary timescales are obtained by considering all possible variations of initial conditions of a system. First we obtain a quantum-information theoretic equality for entropy production, valid for an arbitrary initial joint state of system and environment. For any finite-time process with a fixed initial environment, we then show that the system's loss of distinction-relative to the minimally dissipative state-exactly quantifies its thermodynamic dissipation. The quantum component of this dissipation is the change in coherence relative to the minimally dissipative state. Implications for quantum state preparation and local control are explored. For nonunitary processes-like the preparation of any particular quantum state-we find that mismatched expectations lead to divergent dissipation as the actual initial state becomes orthogonal to the anticipated one.

DOI
10.1103/physreve.103.042145

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Exact results about the nonequilibrium thermodynamics of open quantum systems at arbitrary timescales are obtained by considering all possible variations of initial conditions of a system. First we obtain a quantum-information theoretic equality for entropy production, valid for an arbitrary initial joint state of system and environment. For any finite-time process with a fixed initial environment, we then show that the system's loss of distinction-relative to the minimally dissipative state-exactly quantifies its thermodynamic dissipation. The quantum component of this dissipation is the change in coherence relative to the minimally dissipative state. Implications for quantum state preparation and local control are explored. For nonunitary processes-like the preparation of any particular quantum state-we find that mismatched expectations lead to divergent dissipation as the actual initial state becomes orthogonal to the anticipated one.
We develop a general theory describing the thermodynamical behavior of open quantum systems coupled to thermal baths beyond perturbation theory. Our approach is based on the exact time-local quantum master equation for the reduced open-system states, and on a principle of minimal dissipation. This principle leads to a unique prescription for the decomposition of the master equation into a Hamiltonian part representing coherent time evolution and a dissipator part describing dissipation and decoherence. Employing this decomposition we demonstrate how to define work, heat, and entropy production, formulate the first and second laws of thermodynamics, and establish the connection between violations of the second law and quantum non-Markovianity.
A central open question in quantum thermodynamics is the identification of thermodynamic entropy away from equilibrium. Although thermodynamic entropy coincides with the von Neumann entropy for a Gibbs state at equilibrium, the thermodynamic role of quantum coherence generated during nonequilibrium evolution remains unclear. Here, we show that von Neumann entropy does not, in general, represent the thermodynamic entropy governing heat exchange in coherent nonequilibrium quantum systems. By integrating the resource theory of quantum coherence with thermodynamic principles, we develop a general framework for nonequilibrium quantum thermodynamics. We identify thermodynamic entropy with the energy entropy derived from energy-measurement statistics and introduce a dynamical temperature extending the equilibrium concept to nonequilibrium states. Consequently, we obtain an exact entropy-balance relation separating the entropy flux associated with heat exchange from the coherence-loss contribution to entropy production, establishing an operational connection between quantum coherence, heat flow, and total entropy change. Unlike approaches relying on equilibrium reference states or stationary Gibbs ensembles, our framework uses instantaneous dynamical quantities and remains valid throughout transient nonequilibrium evolution. It provides consistent dynamical definitions of temperature, work, heat, and free energy. Applying the formalism to an exactly solvable open quantum system, we show that the first and second laws hold throughout transient evolution and that equilibrium thermodynamics emerges dynamically in the weak-coupling long-time limit. Our results establish a unified framework for coherent nonequilibrium quantum thermodynamics and suggest opportunities for controlling heat dissipation through coherence engineering in quantum thermal technologies.
Given a fixed physical process, we consider the entropy production (EP) incurred by some initial state ρ\rhoρ, additional to the minimal EP incurred by the least-dissipative state φ\varphiφ. We show that this additional EP has a universal information-theoretic form, given by the contraction of the relative entropy between ρ\rhoρ and φ\varphiφ over time. This result holds for total integrated EP, instantaneous EP rate, and fluctuating EP. We derive novel bounds on EP, analyze the thermodynamics of quantum error correction, and propose a thermodynamically-motivated measure of the logical irreversibility of a channel.
We consider the additional entropy production (EP) incurred by a fixed quantum or classical process on some initial state ρ, above the minimum EP incurred by the same process on any initial state. We show that this additional EP, which we term the "mismatch cost of ρ," has a universal information-theoretic form: it is given by the contraction of the relative entropy between ρ and the least-dissipative initial state φ over time. We derive versions of this result for integrated EP incurred over the course of a process, for trajectory-level fluctuating EP, and for instantaneous EP rate. We also show that mismatch cost for fluctuating EP obeys an integral fluctuation theorem. Our results demonstrate a fundamental relationship between thermodynamic irreversibility (generation of EP) and logical irreversibility (inability to know the initial state corresponding to a given final state). We use this relationship to derive quantitative bounds on the thermodynamics of quantum error correction and to propose a thermodynamically operationalized measure of the logical irreversibility of a quantum channel. Our results hold for both finite- and infinite-dimensional systems, and generalize beyond EP to many other thermodynamic costs, including nonadiabatic EP, free-energy loss, and entropy gain.
The fluctuation-dissipation theorem is a fundamental result in statistical physics that establishes a connection between the response of a system subject to a perturbation and the fluctuations associated with observables in equilibrium. Here we derive its version within a resource-theoretic framework, where one investigates optimal quantum state transitions under thermodynamic constraints. More precisely, we first characterize optimal thermodynamic distillation processes, and then we prove a relation between the amount of free energy dissipated in such processes and the free-energy fluctuations of the initial state of the system. Our results apply to initial states given by either asymptotically many identical pure systems or an arbitrary number of independent energy-incoherent systems, and they allow not only for a state transformation but also for the change of Hamiltonian. The fluctuation-dissipation relations we derive enable us to find the optimal performance of thermodynamic protocols such as work extraction, information erasure, and thermodynamically free communication, up to second-order asymptotics in the number N of processed systems. We thus provide a first rigorous analysis of these thermodynamic protocols for quantum states with coherence between different energy eigenstates in the intermediate regime of large but finite N.
The thermodynamic and kinetic uncertainty relations indicate trade-offs between the relative fluctuation of observables and thermodynamic quantities such as dissipation and dynamical activity. Although these relations have been well studied for classical systems, they remain largely unexplored in the quantum regime. In this Letter, we investigate such trade-off relations for Markovian open quantum systems whose underlying dynamics are quantum jumps, such as thermal processes and quantum measurement processes. Specifically, we derive finite-time lower bounds on the relative fluctuation of both dynamical observables and their first passage times for arbitrary initial states. The bounds imply that the precision of observables is constrained not only by thermodynamic quantities but also by quantum coherence. We find that the product of the relative fluctuation and entropy production or dynamical activity is enhanced by quantum coherence in a generic class of dissipative processes of systems with nondegenerate energy levels. Our findings provide insights into the survival of the classical uncertainty relations in quantum cases.