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arXiv:2002.07694 · Physical review. D/Physical review. D.

Fluctuation-dissipation relation from the nonequilibrium dynamics of a nonlinear open quantum system

Jen-Tsung Hsiang, B. L. Hu

Published Jun 2, 2020• 22 citations
arXivHTMLPDF

Abstract

Continuing our inquiry into the conditions when fluctuation-dissipation relations (FDR) may appear in the context of nonequilibrium dynamics of open quantum systems (over and beyond the conventional FDR from linear response theory) we turn to non-Gaussian systems and consider this issue for an anharmonic quantum oscillator interacting with a scalar quantum field bath. We present the general nonperturbative expressions for the rate of energy (power) exchange between the anharmonic oscillator and its thermal bath. For the cases that a stable final equilibrium state exists, and the nonstationary components of the two-point functions of the anharmonic oscillator have negligible contributions to the power balance, we can show nonperturbatively that equilibration implies an FDR for the anharmonic oscillator. We then use a weakly anharmonic oscillator as an example to illustrate the validity of those two assumptions and show that in the weak anhamonicity limit, they are satisfied according to our first-order perturbative results..

DOI
10.1103/physrevd.101.125003

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Continuing our inquiry into the conditions when fluctuation-dissipation relations (FDR) may appear in the context of nonequilibrium dynamics of open quantum systems (over and beyond the conventional FDR from linear response theory) we turn to non-Gaussian systems and consider this issue for an anharmonic quantum oscillator interacting with a scalar quantum field bath. We present the general nonperturbative expressions for the rate of energy (power) exchange between the anharmonic oscillator and its thermal bath. For the cases that a stable final equilibrium state exists, and the nonstationary components of the two-point functions of the anharmonic oscillator have negligible contributions to the power balance, we can show nonperturbatively that equilibration implies an FDR for the anharmonic oscillator. We then use a weakly anharmonic oscillator as an example to illustrate the validity of those two assumptions and show that in the weak anhamonicity limit, they are satisfied according to our first-order perturbative results..
We introduce a functional perturbative method for treating weakly nonlinear systems coupled with a quantum field bath. We demonstrate using this method to obtain the covariance matrix elements and the correlation functions of a quantum anharmonic oscillator interacting with a heat bath. We identify a fluctuation-dissipation relation based on the nonequilibrium dynamics of this nonlinear open quantum system. To establish its connection with dynamical equilibration, we further examine the energy flows between the anharmonic oscillator and the bath field. The vanishing of the net flow is an indication of the existence of an equilibrium state for such an open-system configuration. The results presented here are useful for studying the nonequilibrium physical processes of nonlinear quantum systems such as heat transfer or electron transport.
Continuing our work on the nature and existence of fluctuation-dissipation relations (FDR) in linear and nonlinear open quantum systems [J.-T. Hsiang, B. L. Hu, and S.-Y. Lin, Phys. Rev. D 100, 025019 (2019); J.-T. Hsiang, B. L. Hu, S.-Y. Lin, and K. Yamamoto, Phys. Lett. B 795, 694 (2019); J.-T. Hsiang and B. L. Hu, Physics (Utrecht) 1, 430 (2019); J.-T. Hsiang and B. L. Hu, Phys. Rev. D 101, 125003 (2020)], here we consider such relations when a linear system is in a nonequilibrium steady state (NESS). With the model of two-oscillators (considered as a short harmonic chain with the two ends) each connected to a thermal bath of different temperatures we find that when the chain is fully relaxed due to interaction with the baths, the relation that connects the noise kernel and the imaginary part of the dissipation kernel of the chain in one bath does not assume the conventional form for the FDR in equilibrium cases. There exists an additional term we call the ``bias current'' that depends on the difference of the bath's initial temperatures and the interoscillator coupling strength. We further show that this term is related to the steady heat flow between the two baths when the system is in an NESS. The ability to know the real-time development of the interheat exchange (between the baths and the end-oscillators) and the intraheat transfer (within the chain) and their dependence on the parameters in the system offers possibilities for quantifiable control, and in the design of quantum heat engines, or thermal devices.
The fluctuation-dissipation relation is usually formulated for a system interacting with a heat bath at finite temperature, and often in the context of linear response theory, where only small deviations from the mean are considered. We show that for an open quantum system interacting with a nonequilibrium environment, where temperature is no longer a valid notion, a fluctuation-dissipation inequality exists. Instead of being proportional, quantum fluctuations are bounded below by quantum dissipation, whereas classically the fluctuations vanish at zero temperature. The lower bound of this inequality is exactly satisfied by (zero-temperature) quantum noise and is in accord with the Heisenberg uncertainty principle, in both its microscopic origins and its influence upon systems. Moreover, it is shown that there is a coupling-dependent nonequilibrium fluctuation-dissipation relation that determines the nonequilibrium uncertainty relation of linear systems in the weak-damping limit.
Building upon the work of Hu, Paz, and Zhang [1,2] on open quantum systems we consider the quantum Brownian motion (QBM) model with one oscillator (position variable xxx) as the system, {\it nonlinearly} coupled to an environment of NNN harmonic oscillators (with mass mnm_nmn​, natural frequency ωnω_nωn​, position qnq_nqn​ and momentum pnp_npn​ variables) in the form ∑n(vn1(x)qnk+vn2(x)pnl)\sum_{n}\left(v_{n1}(x)q_{n}^{k}+v_{n2}(x)p_{n}^{l}\right)∑n​(vn1​(x)qnk​+vn2​(x)pnl​) where k,lk, lk,l are integers (the present work only considers the k=l=2k=l=2k=l=2 cases). The vertex functions $v_{n1}, v_{n2} $ are of the form vn1=λCn1f(x),vn2(x)=−λ Cn2mn−2ωn−2f(x)v_{n1}=λC_{n1} f(x), v_{n2}(x)=-λ\,C_{n2}m_{n}^{-2}ω_{n}^{-2}f(x)vn1​=λCn1​f(x),vn2​(x)=−λCn2​mn−2​ωn−2​f(x) where Cn1,2C_{n1,2}Cn1,2​ are the coupling constants with the nnnth oscillator, f(x)f(x)f(x) is any arbitrary function of xxx, and λλλ is a dimensionless constant. Employing the closed-time-path formalism the influence action SIFS_{IF}SIF​ is calculated using a perturbative expansion in λλλ. It is possible to identify the terms in SIFS_{IF}SIF​ quadratic or higher in Δ(s)≡f(x+(s))−f(x−(s))Δ(s)\equiv f(x_{+}(s))-f(x_{-}(s))Δ(s)≡f(x+​(s))−f(x−​(s)) to constitute the noise kernel, while terms linear in ΔΔΔ to that of the dissipation kernel. The non-Gaussian noise kernel gives rise to non-zero three-point correlation function of the corresponding stochastic force. The pathway presented here should be useful for the exploration of \textit{non-Gaussian properties of systems nonlinearly coupled with their environments}; examples in early universe cosmology and in quantum optomechanics (QOM) are mentioned. A modified fluctuation-dissipation relation (FDR) is also established, which ensures the consistency of the model and the accuracy of results even at higher perturbative orders. Another result of significance is the derivation of a nonlinear Langevin equation which is expected to be useful for many open quantum system applications.
We introduce a response theory for open quantum systems within nonequilibrium steady states subject to a Hamiltonian perturbation.Working in the weak system-bath coupling regime, our results are derived within the Lindblad-Gorini-Kossakowski-Sudarshan formalism.We find that the response of the system to a small perturbation is not simply related to a correlation function within the system, unlike traditional linear response theory in closed systems or expectations from the fluctuation-dissipation theorem.In limiting cases, when the perturbation is small relative to the coupling to the surroundings or when it does not lead to a change of the eigenstructure of the system, a perturbative expansion exists where the response function is related to a sum of a system correlation functions and additional forces induced by the surroundings.Away from these limiting regimes, however, the secular approximation results in a singular response that cannot be captured within the traditional approach but can be described by reverting to a microscopic Hamiltonian description.These findings are illustrated by explicit calculations in coupled qubits and anharmonic oscillators in contact with bosonic baths at different temperatures.
We present a fluctuation-dissipation theorem (FDT) for nonequilibrium quantum systems with detailed-balance breaking, which deviates from the conventional form of the FDT for equilibrium systems preserving detailed balance. Using the phase space formulation of quantum mechanics and the potential-flux landscape framework, we find that the response function of nonequilibrium quantum systems to external perturbations contains a nontrivial contribution from the quantum curl flux quantifying detailed-balance breaking in the steady state, in addition to the correlation function of observables in the steady state representing the contribution of spontaneous fluctuations which is also present in the equilibrium FDT. We illustrate our general formalism with a harmonic oscillator coupled to two heat baths, and show that the nonequilibrium FDT reduces to the conventional expression at the equilibrium condition when the flux contribution vanishes.