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arXiv:2001.10079 · Physical Review Research

Multicriticality in a one-dimensional topological band insulator

Mariana Malard, David S. Brandão, P. E. de Brito, Henrik Johannesson

Published Aug 13, 2020• 13 citations
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Abstract

The authors study the phase diagram of a one-dimensional band insulator with spin-orbit coupled electrons, supporting trivial and topological gapped phases separated by intersecting critical surfaces. The intersections define multicritical lines across which the ground-state energy becomes nonanalytical, concurrent with a closing of the band gap, but with no phase transition taking place.

DOI
10.1103/physrevresearch.2.033246

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The authors study the phase diagram of a one-dimensional band insulator with spin-orbit coupled electrons, supporting trivial and topological gapped phases separated by intersecting critical surfaces. The intersections define multicritical lines across which the ground-state energy becomes nonanalytical, concurrent with a closing of the band gap, but with no phase transition taking place.
A class of Aubry-Andr\'e-Harper models of spin-orbit coupled electrons exhibits a topological phase diagram where two regions belonging to the same phase are split up by a multicritical point. The critical lines which meet at this point each defines a topological quantum phase transition with a second-order nonanalyticity of the ground-state energy, accompanied by a linear closing of the spectral gap with respect to the control parameter; except at the multicritical point which supports fourth-order transitions with parabolic gap-closing. Here both types of criticality are characterized through a scaling analysis of the curvature function defined from the topological invariant of the model. We extract the critical exponents of the diverging curvature function at the non--high symmetry points in the Brillouin zone where the gap closes, and also apply a renormalization group approach to the flattening curvature function at high symmetry points. We also derive a basis-independent correlation function between Wannier states to characterize the transition. Intriguingly, we find that the critical exponents and scaling law defined with respect to the spectral gap remain the same regardless of the order of the transition.
Topological states of matter are characterized by global topological invariants which change their value across a topological quantum phase transition. It is commonly assumed that the transition between topologically distinct noninteracting gapped phases of fermions is necessarily accompanied by the closing of the band gap as long as the symmetries of the system are maintained. We show that such a quantum phase transition is possible without closing the gap in the case of a three-dimensional topological band insulator. We demonstrate this by calculating the free energy of the minimal model for a topological insulator, the Bernevig-Hughes-Zhang model, and show that as the band curvature continuously varies, a jump between the band-gap minima corresponding to the topologically trivial and nontrivial insulators occurs. Therefore, this first-order phase transition is a generic feature of three-dimensional topological band insulators. For a certain parameter range we predict a reentrant topological phase transition. We discuss our findings in connection with the recent experimental observation of a discontinuous topological phase transition in a family of topological crystalline insulators.
Topological quantum phase transitions are characterized by changes in global topological invariants. These invariants classify many-body systems beyond the conventional paradigm of local order parameters describing spontaneous symmetry breaking. For noninteracting electrons, it is well understood that such transitions are continuous and always accompanied by a gap closing in the energy spectrum, given that the symmetries protecting the topological phase are maintained. Here, we demonstrate that a sufficiently strong electron-electron interaction can fundamentally change the situation: we discover a topological quantum phase transition of first-order character in the genuine thermodynamic sense that occurs without a gap closing. Our theoretical study reveals the existence of a quantum critical endpoint associated with an orbital instability on the transition line between a 2D topological insulator and a trivial band insulator. Remarkably, this phenomenon entails unambiguous signatures related to the orbital occupations that can be detected experimentally.
Recently, the intriguing interplay between topology and quantum criticality has been unveiled in one-dimensional topological chains with extended nearest-neighbor couplings. In these systems, topologically distinct critical phases emerge with localized edge modes despite the vanishing bulk gap. In this work, we study the topological multicritical points at which distinct gapped and critical phases intersect. Specifically, we consider a topological chain with coupling up to the third nearest neighbors, which shows stable localized edge modes at the multicritical points. These points possess only nontrivial gapped and critical phases around them and are also characterized by the quadratic dispersion around the gap-closing points. We characterize the topological multicritical points in terms of the topological invariant obtained from the zeros of the complex function associated with the Hamiltonian. Further, we analyze the nature of zeros in the vicinity of the multicritical points by calculating the discriminants of the associated polynomial. The discriminant uniquely identifies the topological multicritical points and distinguishes them from the trivial ones. Moreover, we identify the underlying physical mechanism in terms of kinetic inversion in higher-order terms. We finally study the robustness of the zero-energy modes at the multicritical points at weak disorder strengths, and reveal the presence of a topologically nontrivial gapless Anderson-localized phase at strong disorder strengths.
Recently topological states of matter have witnessed a new physical phenomenon where both edge modes and gapless bulk coexist at topological quantum criticality. The presence and absence of edge modes on a critical line can lead to an unusual class of topological phase transition between the topological and nontopological critical phases. We explore the existence of this new class of topological phase transitions in a generic model representing the topological insulators and superconductors and we show that such transition occurs at a multicritical point, i.e., at the intersection of two critical lines. To characterize these transitions we reconstruct the theoretical frameworks, which include bound state solution of the Dirac equation, winding number, correlation factors, and scaling theory of the curvature function to work for the criticality. Critical exponents and scaling laws are discussed to distinguish between the multicritical points, which separate the critical phases. Entanglement entropy and its scaling in the real space provide further insights into the unique transition at criticality revealing the interplay between fixed point and critical point at the multicriticalities.
We report a systematic study of the transition from a band insulator (BI) to a Mott insulator (MI) in a one-dimensional Hubbard model at half-filling with an on-site Coulomb interaction U and an alternating periodic site potential V. We employ both the zero-temperature density matrix renormalization group (DMRG) method to determine the gap and critical behavior of the system and the finite-temperature transfer matrix renormalization group method to evaluate the thermodynamic properties. We find two critical points at U=Uc{U=U}_{c}U=Uc​ and U=Us{U=U}_{s}U=Us​ that separate the BI and MI phases for a given V. A charge-neutral spin-singlet exciton band develops in the BI phase (U<Uc)(U<{U}_{c})(U<Uc​) and drops below the band gap when U exceeds a special point Ue.{U}_{e}.Ue​. The exciton gap closes at the first critical point Uc{U}_{c}Uc​ while the charge and spin gaps persist and coincide between Uc<U<Us{U}_{c}<U<{U}_{s}Uc​<U<Us​ where the system is dimerized. Both the charge and spin gaps collapse at U=Us{U=U}_{s}U=Us​ when the transition to the MI phase occurs. In the MI phase (U>Us)(U>{U}_{s})(U>Us​) the charge gap increases almost linearly with U while the spin gap remains zero. These findings clarify earlier published results on the same model, and offer insights into several important issues regarding an appropriate scaling analysis of DMRG data and a full physical picture of the delicate nature of the phase transitions driven by electron correlation. The present work provides a comprehensive understanding for the critical behavior and phase diagram for the transition from BI to MI in one-dimensional correlated electron systems with a periodic alternating site potential.