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arXiv:1910.10688

Putting probabilities first. How Hilbert space generates and constrains them

Michael Janas, Michael E. Cuffaro, Michel Janssen B

Published Oct 23, 2019• 4 citations
arXivHTMLPDF

Abstract

We use Bub's (2016) correlation arrays and Pitowksy's (1989b) correlation polytopes to analyze an experimental setup due to Mermin (1981) for measurements on the singlet state of a pair of spin-$\frac12$ particles. The class of correlations allowed by quantum mechanics in this setup is represented by an elliptope inscribed in a non-signaling cube. The class of correlations allowed by local hidden-variable theories is represented by a tetrahedron inscribed in this elliptope. We extend this analysis to pairs of particles of arbitrary spin. The class of correlations allowed by quantum mechanics is still represented by the elliptope; the subclass of those allowed by local hidden-variable theories by polyhedra with increasing numbers of vertices and facets that get closer and closer to the elliptope. We use these results to advocate for an interpretation of quantum mechanics like Bub's. Probabilities and expectation values are primary in this interpretation. They are determined by inner products of vectors in Hilbert space. Such vectors do not themselves represent what is real in the quantum world. They encode families of probability distributions over values of different sets of observables. As in classical theory, these values ultimately represent what is real in the quantum world. Hilbert space puts constraints on possible combinations of such values, just as Minkowski space-time puts constraints on possible spatio-temporal constellations of events. Illustrating how generic such constraints are, the equation for the elliptope derived in this paper is a general constraint on correlation coefficients that can be found in older literature on statistics and probability theory. Yule (1896) already stated the constraint. De Finetti (1937) already gave it a geometrical interpretation.

DOI
10.48550/arxiv.1910.10688

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We use Bub's (2016) correlation arrays and Pitowksy's (1989b) correlation polytopes to analyze an experimental setup due to Mermin (1981) for measurements on the singlet state of a pair of spin-12\frac1221​ particles. The class of correlations allowed by quantum mechanics in this setup is represented by an elliptope inscribed in a non-signaling cube. The class of correlations allowed by local hidden-variable theories is represented by a tetrahedron inscribed in this elliptope. We extend this analysis to pairs of particles of arbitrary spin. The class of correlations allowed by quantum mechanics is still represented by the elliptope; the subclass of those allowed by local hidden-variable theories by polyhedra with increasing numbers of vertices and facets that get closer and closer to the elliptope. We use these results to advocate for an interpretation of quantum mechanics like Bub's. Probabilities and expectation values are primary in this interpretation. They are determined by inner products of vectors in Hilbert space. Such vectors do not themselves represent what is real in the quantum world. They encode families of probability distributions over values of different sets of observables. As in classical theory, these values ultimately represent what is real in the quantum world. Hilbert space puts constraints on possible combinations of such values, just as Minkowski space-time puts constraints on possible spatio-temporal constellations of events. Illustrating how generic such constraints are, the equation for the elliptope derived in this paper is a general constraint on correlation coefficients that can be found in older literature on statistics and probability theory. Yule (1896) already stated the constraint. De Finetti (1937) already gave it a geometrical interpretation.
The transition from classical to quantum mechanics rests on the recognition that the structure of information is not what we thought it was: there are operational, i.e., phenomenal, probabilistic correlations that lie outside the polytope of local correlations. Such correlations cannot be simulated with classical resources, which generate classical correlations represented by the points in a simplex, where the vertices of the simplex represent joint deterministic states that are the common causes of the correlations. The `no go' hidden variable theorems tell us that we can't shoe-horn correlations outside the local polytope into a classical simplex by supposing that something has been left out of the story. The replacement of the classical simplex by the quantum convex set as the structure representing probabilistic correlations is the analogue for quantum mechanics of the replacement of Newton's Euclidean space and time by Minkowski spacetime in special relativity. The nonclassical features of quantum mechanics, including the irreducible information loss on measurement, are generic features of correlations that lie outside the local correlation polytope. This paper is an elaboration of these ideas, and its consequences for the measurement problem of quantum mechanics. A large part of the difficulty is removed by seeing that the inconsistency in reconciling the entangled state at the end of a quantum measurement process with the definiteness of the macroscopic pointer reading and the definiteness of the correlated value of the measured micro-observable is only apparent and depends on a stipulation that is not required by the structure of the quantum possibility space. Replacing this stipulation by an alternative consistent stipulation resolves the problem.
We give an introduction to research associated with the generalised probabilistic theories framework, also known as the convex framework. States are real vectors representing lists of probabilities of measurement outcomes. Convex combinations of the vectors represent probabilistic combinations of different state preparations. Transformations are real matrices. Measurement outcomes are represented by functionals of the states, inner products of the state with a real vector, whose values are the probability of the measurement outcome in question. The framework generalises quantum theory. We describe the operational meaning of the framework, and how the concepts can be defined in terms of cones of states and measurement outcome vectors. We describe how the classical and quantum probability theories are represented in the framework. We describe Bell non-locality and the theory with super-quantum non-locality known as box world. We discuss generalised Hamiltonian mechanics in the discrete case and in continuous phase space, including the role of negativity of the phase space density in contextuality and tunnelling.
It is a scientific truism nowadays that quantum mechanical predictions are of statistical or rather of probabilistic nature: a quantum theory assigns a probability distribution to each measurable quantity (observable) of a physical system prepared according to a given preparation prescription (state). Such sets of probability distributions represent the most general quantitative predictions of physical theories. The aim of this study is to determine all theoretical frameworks which yield such a kind of output taking the probabilistic nature of quantitative physical predictions as initial hypothesis. Astonishingly, this project succeeds with a minimal number of additional assumptions, which arise quite naturally in the course of the analysis, and which essentially amount to regularity conditions. The result is that there exist only two classes of physical theories providing quantitative probabilistic predictions: classical theories where observables are represented by real functions over a phase space and states are represented by probability measures upon the phase space, and quantum theories where observables are represented by selfadjoint operators acting on a complex Hilbert space and states are represented by state operators. On empirical grounds, classical theories cannot provide the all-encompassing, fundamental frame for the mathematical description of physical systems. Quantum theories remain, and there is no more complete formal frame for quantitative physical theories. As an additional result, it is shown that there exist physical systems which possess a quantum mechanical but no classical description; a prominent example is the spin system of two spin-1/2 particles. The classical hidden variables model, which J. Bell relates to this system in order to prove his theorem, cannot be a true description of it because no such classical model exists, and Bell's theorem loses its foundation.
I discuss a set of strong, but probabilistically intelligible, axioms from which one can {\em almost} derive the appratus of finite dimensional quantum theory. Stated informally, these require that systems appear completely classical as restricted to a single measurement, that different measurements, and likewise different pure states, be equivalent (up to the action of a compact group of symmetries), and that every state be the marginal of a bipartite non-signaling state perfectly correlating two measurements. This much yields a mathematical representation of measurements and states that is already very suggestive of quantum mechanics. In particular, in any theory satisfying these axioms, measurements can be represented by orthonormal subsets of, and states, by vectors in, an ordered real Hilbert space -- in the quantum case, the space of Hermitian operators, with its usual tracial inner product. One final postulate (a simple minimization principle, still in need of a clear interpretation) forces the positive cone of this space to be homogeneous and self-dual and hence, to be the the state space of a formally real Jordan algebra. From here, the route to the standard framework of finite-dimensional quantum mechanics is quite short.
One of the crucial differences between mathematical models of classical and quantum mechanics (QM) is the use of the tensor product of the state spaces of subsystems as the state space of the corresponding composite system. (To describe an ensemble of classical composite systems, one uses random variables taking values in the Cartesian product of the state spaces of subsystems.) We show that, nevertheless, it is possible to establish a natural correspondence between the classical and the quantum probabilistic descriptions of composite systems. Quantum averages for composite systems (including entangled) can be represented as averages with respect to classical random fields. It is essentially what Albert Einstein dreamed of. QM is represented as classical statistical mechanics with infinite-dimensional phase space. While the mathematical construction is completely rigorous, its physical interpretation is a complicated problem. We present the basic physical interpretation of prequantum classical statistical field theory in Sec. II. However, this is only the first step toward real physical theory.
Quantum mechanics describes the physical state of a microscopic system using vectors in a complex Hilbert space rather than deterministic numerical variables. This mathematical formulation provides a rigorous framework for understanding quantum superposition, probability, and measurement. The Hilbert space structure allows quantum states to be represented as normalized vectors, while inner products define transition probabilities through the Born rule. Linear operators acting on these vectors correspond to measurable physical observables such as position, momentum, and energy. This paper presents a concise mathematical treatment of quantum states in Hilbert space, emphasizing vector representation, superposition, normalization, and projection-based measurement. In addition, the mathematical formulation underlying the concept of quantum immortality is briefly discussed from the perspective of the Many-Worlds Interpretation. The study demonstrates how linear algebra serves as the fundamental language of modern quantum mechanics and provides the theoretical basis for advanced areas including quantum computation, quantum information theory, and quantum communication.