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arXiv:2606.31097

Generalised Probabilistic Theories

Zujin Wen, Zihan Wang, Xiangjing Liu, Oscar Dahlsten

quant-phSubmitted Jun 30, 2026• Announced Jul 1, 2026• 0 citations
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Abstract

We give an introduction to research associated with the generalised probabilistic theories framework, also known as the convex framework. States are real vectors representing lists of probabilities of measurement outcomes. Convex combinations of the vectors represent probabilistic combinations of different state preparations. Transformations are real matrices. Measurement outcomes are represented by functionals of the states, inner products of the state with a real vector, whose values are the probability of the measurement outcome in question. The framework generalises quantum theory. We describe the operational meaning of the framework, and how the concepts can be defined in terms of cones of states and measurement outcome vectors. We describe how the classical and quantum probability theories are represented in the framework. We describe Bell non-locality and the theory with super-quantum non-locality known as box world. We discuss generalised Hamiltonian mechanics in the discrete case and in continuous phase space, including the role of negativity of the phase space density in contextuality and tunnelling.

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Phase lies at the heart of quantum physics and quantum information theory. A quantum bit is qualitatively different from a classical bit as it allows for the coherent superposition of possibilities, which demonstrate different behaviours depending on the phase between them. These behaviours constitute as interference phenomena, and lie behind the existence of algorithms in quantum computing which are arguably faster than the best classical alternatives. The concept of phase is deeply steeped in the structure of Hilbert spaces: the mathematical framework that underlies quantum theory. What if quantum theory did not hold in all scenarios, or was only a limiting case of some broader theory? In this case, would we still be able to meaningfully talk about phase and interference? In this thesis, we will adopt an operational generalisation of quantum theory known as the framework of generalised probabilistic theories. We will provide a reasonable definition of phase in this framework. Using this, we shall explore single-particle interferometry set-ups (particularly Mach-Zehnder interferometers): experiments whose output is highly dependent on the phase between the spatially disjoint branches through which a particle might be traversing. By applying physically-motivated locality considerations, we identify the crucial role that the uncertainty principle and its generalisations play in quantum theory as an enabler of non-trivial interference. By taking into account relativity of simultaneity, we will also provide a physical motivation for why standard quantum theory provides the best description of the location of a particle traversing such a system. Finally, we apply our generalised definition of phase in the related context of particle exchange behaviour, and identify a method for classifying post-quantum particles. All of this will demonstrate that phase between possibilities and its consequences are not uniquely quantum phenomena. Much of the behaviour we might ascribe to phase in quantum theory in fact holds generally true for phase in probabilistic theories.

•Jan 1, 2015•3 citations
We give an introduction to research associated with the generalised probabilistic theories framework, also known as the convex framework. States are real vectors representing lists of probabilities of measurement outcomes. Convex combinations of the vectors represent probabilistic combinations of different state preparations. Transformations are real matrices. Measurement outcomes are represented by functionals of the states, inner products of the state with a real vector, whose values are the probability of the measurement outcome in question. The framework generalises quantum theory. We describe the operational meaning of the framework, and how the concepts can be defined in terms of cones of states and measurement outcome vectors. We describe how the classical and quantum probability theories are represented in the framework. We describe Bell non-locality and the theory with super-quantum non-locality known as box world. We discuss generalised Hamiltonian mechanics in the discrete case and in continuous phase space, including the role of negativity of the phase space density in contextuality and tunnelling.
Phase plays a crucial role in many quantum effects including interference. Here we lay the foundations for the study of phase in probabilistic theories more generally. Phase is normally defined in terms of complex numbers that appear when representing quantum states as complex vectors. Here we give an operational definition whereby phase is instead defined in terms of measurement statistics. Our definition is phrased in terms of the operational framework known as generalized probabilistic theories or the convex framework . The definition makes it possible to ask whether other theories in this framework can also have phase. We apply our definition to investigate phase and interference in several example theories: classical probability theory, a version of Spekkens' toy model, quantum theory and box-world. We find that phase is ubiquitous; any non-classical theory can be said to have non-trivial phase dynamics.
This thesis explores various perspectives on quantum phenomena, and how our understanding of these phenomena is informed by the study of general probabilistic theories. Particular attention is given to quantum nonlocality, and its interaction with areas of physical and mathematical interest such as entropy, reversible dynamics, information-based games and the idea of negative probability. We begin with a review of non-signaling distributions and convex operational theories, including “black box” descriptions of experiments and the mathematics of convex vector spaces. In Chapter 3 we derive various classical and quantum-like quasiprobabilistic representations of arbitrary non-signaling distributions. Previously, results in which the density operator is allowed to become non-positive [1] have proved useful in derivations of quantum theory from physical requirements [2]; we derive a dual result in which the measurement operators instead are allowed to become non-positive, and show that the generation of any non-signaling distribution is possible using a fixed separable state with negligible correlation. We also derive two distinct “quasi-local” models of non-signaling correlations. Chapter 4 investigates non-local games, in particular the game known as Information Causality. By analysing the probability of success in this game, we prove the conjectured tightness of a bound given in [3] concerning how well entanglement allows us to perform the task of random access coding, and introduce a quadratic bias bound which seems to capture a great deal of information about the set of quantum-achievable correlations. By reformulating Information Causality in terms of entropies, we find that a sensible measure of entropy precludes many general probabilistic theories whose non-locality is stronger than that of quantum theory. Chapter 5 explores the role that reversible transitivity (the principle that any two pure states are joined by a reversible transformation) plays as a characteristic feature of quantum theory. It has previously been shown that in Boxworld, the theory allowing for the full set of non-signaling correlations, any reversible transformation on a restricted class of composite systems is merely a composition of relabellings of measurement choices and outcomes, and permutations of subsystems [4]. We develop a tabular description of Boxworld states and effects first introduced in [5], and use this to extend this reversibility result to any composite Boxworld system in which none of the subsystems are classical.
Chapter 1: On the existence of quantum representations for two dichotomic measurements. Under which conditions do outcome probabilities of measurements possess a quantum-mechanical model? This kind of problem is solved here for the case of two dichotomic von Neumann measurements which can be applied repeatedly to a quantum system with trivial dynamics. The solution uses methods from the theory of operator algebras and the theory of moment problems. The ensuing conditions reveal surprisingly simple relations between certain quantum-mechanical probabilities. It also shown that generally, none of these relations holds in general probabilistic models. This result might facilitate further experimental discrimination between quantum mechanics and other general probabilistic theories. Chapter 2: Possibilistic Physics. I try to outline a framework for fundamental physics where the concept of probability gets replaced by the concept of possibility. Whereas a probabilistic theory assigns a state-dependent probability value to each outcome of each measurement, a possibilistic theory merely assigns one of the state-dependent labels "possible to occur" or "impossible to occur" to each outcome of each measurement. It is argued that Spekkens' combinatorial toy theory of quantum mechanics is inconsistent in a probabilistic framework, but can be regarded as possibilistic. Then, I introduce the concept of possibilistic local hidden variable models and derive a class of possibilistic Bell inequalities which are violated for the possibilistic Popescu-Rohrlich boxes. The chapter ends with a philosophical discussion on possibilistic vs. probabilistic. It can be argued that, due to better falsifiability properties, a possibilistic theory has higher predictive power than a probabilistic one. Chapter 3: The quantum region for von Neumann measurements with postselection. It is determined under which conditions a probability distribution on a finite set can occur as the outcome distribution of a quantum-mechanical von Neumann measurement with hyphenation given that the scalar product between the initial and the final state is known as well as the success probability of the postselection. An intermediate von Neumann measurement can enhance transition probabilities between states such that the error probability shrinks by a factor of up to 2. Chapter 4: A presentation of the category of stochastic matrices. This chapter gives generators and relations for the strict monoidal category of probabilistic maps on finite cardinals (i.e., stochastic matrices). Chapter 5: Convex Spaces: Definition and Examples. We try to promote convex spaces as an abstract concept of convexity which was introduced by Stone as "barycentric calculus''. A convex space is a set where one can take convex combinations in a consistent way. By identifying the corresponding Lawvere theory as the category from chapter 4 and using the results obtained there, we give a different proof of a result of Swirszcz which shows that convex spaces can be identified with algebras of a finitary version of the Giry monad. After giving an extensive list of examples of convex sets as they appear throughout mathematics and theoretical physics, we note that there also exist convex spaces that cannot be embedded into a vector space: semilattices are a class of examples of purely combinatorial type. In an information-theoretic interpretation, convex subsets of vector spaces are probabilistic, while semilattices are possibilistic. Convex spaces unify these two concepts.
Abstract In this paper, a modified formulation of generalised probabilistic theories that will always give rise to the structure of Hilbert space of quantum mechanics, in any finite outcome space, is presented and the guidelines to how to extend this work to infinite dimensional Hilbert spaces are given. Moreover, this new formulation which will be called as extended operational‐probabilistic theories, applies not only to quantum systems, but also equally well to classical systems, without violating Bell's theorem, and at the same time solves the measurement problem. A new answer to the question of why our universe is quantum mechanical rather than classical will be presented. Besides, this extended probability theory shows that it is non‐determinacy, or to be more precise, the non‐deterministic description of the universe, that makes the laws of physics the way they are. In addition, this paper shows that there is still a possibility that there might be a deterministic level from which our universe emerges, which if understood correctly, may open the door wide to applications in areas such as quantum computing. In addition, this paper explains the deep reason why complex Hilbert spaces in quantum mechanics are needed.
It is a scientific truism nowadays that quantum mechanical predictions are of statistical or rather of probabilistic nature: a quantum theory assigns a probability distribution to each measurable quantity (observable) of a physical system prepared according to a given preparation prescription (state). Such sets of probability distributions represent the most general quantitative predictions of physical theories. The aim of this study is to determine all theoretical frameworks which yield such a kind of output taking the probabilistic nature of quantitative physical predictions as initial hypothesis. Astonishingly, this project succeeds with a minimal number of additional assumptions, which arise quite naturally in the course of the analysis, and which essentially amount to regularity conditions. The result is that there exist only two classes of physical theories providing quantitative probabilistic predictions: classical theories where observables are represented by real functions over a phase space and states are represented by probability measures upon the phase space, and quantum theories where observables are represented by selfadjoint operators acting on a complex Hilbert space and states are represented by state operators. On empirical grounds, classical theories cannot provide the all-encompassing, fundamental frame for the mathematical description of physical systems. Quantum theories remain, and there is no more complete formal frame for quantitative physical theories. As an additional result, it is shown that there exist physical systems which possess a quantum mechanical but no classical description; a prominent example is the spin system of two spin-1/2 particles. The classical hidden variables model, which J. Bell relates to this system in order to prove his theorem, cannot be a true description of it because no such classical model exists, and Bell's theorem loses its foundation.
Phase lies at the heart of quantum physics and quantum information theory. A quantum bit is qualitatively different from a classical bit as it allows for the coherent superposition of possibilities, which demonstrate different behaviours depending on the phase between them. These behaviours constitute as interference phenomena, and lie behind the existence of algorithms in quantum computing which are arguably faster than the best classical alternatives. The concept of phase is deeply steeped in the structure of Hilbert spaces: the mathematical framework that underlies quantum theory. What if quantum theory did not hold in all scenarios, or was only a limiting case of some broader theory? In this case, would we still be able to meaningfully talk about phase and interference? In this thesis, we will adopt an operational generalisation of quantum theory known as the framework of generalised probabilistic theories. We will provide a reasonable definition of phase in this framework. Using this, we shall explore single-particle interferometry set-ups (particularly Mach-Zehnder interferometers): experiments whose output is highly dependent on the phase between the spatially disjoint branches through which a particle might be traversing. By applying physically-motivated locality considerations, we identify the crucial role that the uncertainty principle and its generalisations play in quantum theory as an enabler of non-trivial interference. By taking into account relativity of simultaneity, we will also provide a physical motivation for why standard quantum theory provides the best description of the location of a particle traversing such a system. Finally, we apply our generalised definition of phase in the related context of particle exchange behaviour, and identify a method for classifying post-quantum particles. All of this will demonstrate that phase between possibilities and its consequences are not uniquely quantum phenomena. Much of the behaviour we might ascribe to phase in quantum theory in fact holds generally true for phase in probabilistic theories.