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arXiv:1907.03456

Emergence of outcomes in quantum mechanics

Bradley A. Foreman

Published Jul 8, 2019• 1 citation
arXivHTMLPDF

Abstract

A persistent focus on the concept of emergence as a core element of the scientific method allows a clean separation, insofar as this is possible, of the physical and philosophical aspects of the problem of outcomes in quantum mechanics. The philosophical part of the problem is to explain why a closed system has definite experimental outcomes. The physical part is to show mathematically that there exists a limit in which the contradiction between unitary Schroedinger dynamics and a reduction process leading to distinct outcomes becomes negligible according to an explicitly stated criterion, and to make this criterion as objective as possible. The physical problem is solved here by redefining the notion of a quantum state and finding a suitable measure for the change of state upon reduction. The appropriate definition of the quantum state is not as a ray or density operator in Hilbert space, but rather as an equivalence class consisting of all density operators in a given subspace, the members of which all describe the same experimental outcome. For systems containing only subsystems that are integrated with their environments, these equivalence classes can be represented mathematically by projection operators, and the resulting formalism is closely related to that used by von Neumann to study the increase of entropy predicted by the second law of thermodynamics. However, nearly isolated subsystems are reduced only indirectly, as a consequence of their interaction with integrated subsystems. The reduced states of isolated subsystems are the same conditional states used in the definition of quantum discord. The key concepts of decoherence theory can all be adapted to fit this definition of a quantum state, resulting in a unified theory capable of resolving, in principle, all aspects of the quantum measurement problem. The theory thus obtained is weakly objective but not strongly objective.

DOI
10.48550/arxiv.1907.03456

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A persistent focus on the concept of emergence as a core element of the scientific method allows a clean separation, insofar as this is possible, of the physical and philosophical aspects of the problem of outcomes in quantum mechanics. The philosophical part of the problem is to explain why a closed system has definite experimental outcomes. The physical part is to show mathematically that there exists a limit in which the contradiction between unitary Schroedinger dynamics and a reduction process leading to distinct outcomes becomes negligible according to an explicitly stated criterion, and to make this criterion as objective as possible. The physical problem is solved here by redefining the notion of a quantum state and finding a suitable measure for the change of state upon reduction. The appropriate definition of the quantum state is not as a ray or density operator in Hilbert space, but rather as an equivalence class consisting of all density operators in a given subspace, the members of which all describe the same experimental outcome. For systems containing only subsystems that are integrated with their environments, these equivalence classes can be represented mathematically by projection operators, and the resulting formalism is closely related to that used by von Neumann to study the increase of entropy predicted by the second law of thermodynamics. However, nearly isolated subsystems are reduced only indirectly, as a consequence of their interaction with integrated subsystems. The reduced states of isolated subsystems are the same conditional states used in the definition of quantum discord. The key concepts of decoherence theory can all be adapted to fit this definition of a quantum state, resulting in a unified theory capable of resolving, in principle, all aspects of the quantum measurement problem. The theory thus obtained is weakly objective but not strongly objective.
Abstract The measurement problem in quantum mechanics is commonly framed as a conflict between unitary dynamics and the appearance of definite outcomes. This paper argues that the conflict arises from a misplaced assumption about what outcomes must be. In experimental practice, outcomes are not arbitrarily precise microscopic states or instantaneous events, but stable physical records produced in measurement interactions. Treating outcomes as such records allows them to be formalized as coarse-grained equivalence classes of physical states that persist in time and support consistent interaction across systems. On this basis, decoherence explains the stability of outcomes without selecting a unique global result or modifying quantum dynamics. Objectivity is recovered through the robustness of records rather than through absolute, observer-independent outcome facts. The measurement problem is thereby dissolved without invoking collapse mechanisms, branching universes, or observer-dependent postulates, while preserving all standard empirical predictions of quantum mechanics.
Quantum mechanics represents physical states through complex amplitudes, state vectors, and density operators, yet the ontological status of these objects remains interpretation-dependent. This paper develops a closure-based formulation in which a quantum state is interpreted as a representation of contextually partial relational closure: the state possesses definite mathematical and relational structure while remaining unresolved relative to one or more observational contexts. Within this language, decoherence differentiates closure channels and redistributes locally accessible coherence into relational structure; environmental redundancy stabilizes records; and classical facts emerge as approximately fixed, effectively commuting, redundantly recorded structures. Measurement is separated into three problems—context, weight, and outcome—so that decoherence, Born weighting, and unique outcome selection are not conflated. The paper then distinguishes two stronger research programs from the exact reformulation. First, it asks whether Hilbert-space quantum mechanics can be reconstructed from primitive closure, incompatibility, composition, and consistency principles. Second, it formulates a falsifiable closure-history extension in which physically relevant information might exist beyond the present density operator. Quantum Partial Closure Theory is therefore presented as a relational interpretation and information calculus, a reconstruction program, and a prospective experimental framework rather than as an established replacement for quantum mechanics. Keywords: quantum foundations; closure; wavefunction ontology; coherence; entanglement; decoherence; measurement; classical emergence; quantum information; Hilbert-space reconstruction The wavefunction question Quantum theory is operationally clear about what a wavefunction does. For a normalized pure-state vector ψ∈H and a projective measurement with alternatives {Π_i}, the Born weights are p_i=Tr(ρ_ψ Π_i ), ρ_ψ=ψψ^†. For a rank-one outcome Π_i=e_i e_i^†, this reduces to p_i=|e_i^† ψ|^2. Yet the mathematical clarity of the formalism does not by itself settle what the state vector is ontologically. Interpretations of quantum theory differ over whether the state should be regarded as physical, epistemic, relational, branch-relative, dispositional, or otherwise. The present paper proposes a specific interpretive and reconstructive language: partial relational closure. The central claim is not that the wavefunction is literally a new material substance called closure. Rather, ▭(ψ "is interpreted as a Hilbert-space representation of coherent partial relational closure" .) The word partial is crucial. It does not mean that a state is a scalar fraction of being real or complete. It means that information and constraint are distributed across local, coherent, and relational sectors, and that closure is always specified relative to a context. A Bell state, for example, can be locally indefinite while being relationally exact. A decohered state can be closed with respect to one effective macroscopic context while retaining a larger quantum embedding. A selective outcome can be locally definite without implying that every larger-scale relation in the universe is globally closed. This formulation is motivated by three observations. First, projective dephasing is naturally closure-like because it is idempotent. Second, modern quantum information already supplies exact measures for local coherence, correlations, and record redundancy. Third, the quantum-to-classical transition is naturally relational: local coherence can disappear from a subsystem while information migrates into system-environment correlations. The paper has three epistemic layers. Layer A uses established quantum mathematics. Layer B derives exact information identities and interprets them in closure language. Layer C states reconstruction conjectures and an explicitly speculative beyond-QM closure-history hypothesis. These layers are kept separate throughout. A quantum system is not structureless before measurement. Its amplitudes, phases, conservation relations, and correlations are tightly organized. What remains unresolved is how that structure will become locally definite relative to a chosen measurement context. The partial-closure view therefore distinguishes three broad regimes: Coherent partial closure. Alternatives remain phase-related and can interfere. Contextual differentiation. Interaction or dephasing suppresses coherence between alternatives relative to a context without necessarily choosing one. Selective local closure. A particular outcome is conditioned or realized relative to the measurement relation. In this language, wave-like behavior corresponds to spatially or otherwise contextually unresolved coherent closure, while particle-like detection corresponds to localized closure. Entanglement is closure stored in relations rather than in isolated subsystems. Decoherence is not simply destruction: in a globally pure description it can be a transfer of local coherence into relational entanglement. Classical objectivity appears when relevant records become stable and redundantly accessible. The framework does not assign consciousness a privileged dynamical role. An observer is a partial closure process for constraining possibilities. Explainer video Watch on YouTube (Roots of Reality): https://www.youtube.com/watch?v=UYx_omk3h3A The video, its thumbnail and description are included in this record.
Quantum mechanics famously posits two distinct evolution rules for the state of a system: a deterministic, unitary time evolution under the Schr¨odinger equation, and a probabilistic “collapse” of the wavefunction upon measurement as dictated by the Born rule. The apparent inconsistency of these two dynamical laws – one continuous and one discontinuous – constitutes the quantum measurement problem. This foundational problem, which underlies the emergence of definite outcomes from quantum superpositions, has persisted since the theory’s inception. In this review, we present a comprehensive and rigorous examination of the measurement problem and survey the leading approaches that seek to resolve or circumvent it. We begin by formulating the measurement problem and its conceptual challenges. We then discuss in detail the major interpretations of quantum mechanics and theoretical frameworks addressing the problem: the Copenhagen interpretation, Everett’s many-worlds interpretation, de Broglie–Bohm pilot-wave theory, objective collapse models, the role of decoherence and environment-induced superselection, and epistemic approaches such as QBism. For each interpretation, we describe the core principles and mathematical formalism, assessing how (and whether) it attempts to solve the measurement problem. We also review modern developments and experiments relevant to quantum measurements, including tests of Bell inequalities, observations of decoherence and macroscopic superpositions, weak measurements and quantum eraser experiments, and thought experiments ‘a la Wigner’s friend. We highlight how these results inform the ongoing debate. Finally, we discuss open problems and challenges that remain in fully resolving the measurement problem.
Quantum Mechanics represents one of the greatest triumphs of the scientific enterprise of the twentieth century. The stunning success of quantum theory has led to many revolutionary inventions and its extraordinary concepts describe the heart of several important real world applications like transistors and lasers. The theory makes accurate predictions about a wide range of physical phenomena and has historically withstood the tests and scrutiny of every experimental investigation. However, inspite of the fact that quantum theory is widely regarded by the scientific establishment as the fundamental theory of nature and is immensly successful and useful, its conceptual framework makes many predictions which are difficult to comprehend “classically. The theory is, pardoxically, powerful and confusing at the same time. Quantum theory’s unusual predictions originate from its basic formailsm which involves concepts like probability amplitudes and the linear superposition principle(Dirac, 1947). The quantum view appears abstract and counterintuitive and at odds with classical perceptions. Many of the conceptual problems of quantum mechanics are encompassed in what is known as the quantum measurement problem(Peres, 1986; von Neumann, 1932; Wheeler & Zurek, 1983). Conventionally, the measurement paradox is supposedly ’resolved’ by forcing a notion of a sudden collapse of the state vector of the system being measured. However, the nature of this mechanism is at odds with the basic tenets of quantum mechanics and hence may lie outside its realm thus questioning the validity of the theory it self. Closely related with the problem of measurement in quantum mechanics is the question of its connection with the emergence of classicality and the elusive boundary between quantum and classical worlds. What is the connection between the ‘classical’ and the ‘quantum’ worlds? Is there a definite relationship? Are classical mechanics and quantum mechanics two mutually exclusive incompatible theories or are they two aspects of the same underlying philosophy? Classical objects are eventually composed of elements of the microworld which can be described quantum mechanically. So, how and where can there be a boundary between the two worlds? In the following section we begin by introducing the quantum measurement problem. In the next section we will discuss attempts to understand and explain away the underlying paradoxes in quantum theory as highlighted in the quantum measurement problem and the question of the quantum-classical connection. From among the various explanations that seek a resolution to the conceptual problems of quantum mechanics, we focus on the ‘environment induced decoherence theory’ an approach that employs the methods developed by several authors to analyse the quantum mechanics of Measurement in Quantum Mechanics: Decoherence and the Pointer Basis
The measurement postulate of quantum theory stands in conflict with the laws of thermodynamics and has evoked debate regarding what actually constitutes a measurement. With the help of modern quantum statistical mechanics, we take the first step in formalizing the hypothesis that quantum measurements are driven by the natural tendency of closed systems to maximize entropy, a notion that we call the measurement-equilibration hypothesis. In this paradigm, we investigate how classical measurement outcomes can emerge within a purely unitary framework, and find that (1) the interactions used in standard measurement models fail to spontaneously encode information classically and (2) while ideal projective measurements are impossible, one can (for a given form of Hamiltonian) approximate them exponentially well as more physical systems are collected together into an “observer” system. We thus lay the groundwork for self-contained models of quantum measurement, proposing improvements to our simple scheme.
The Copenhagen interpretation of quantum mechanics, which first took shape in Bohr's landmark 1928 paper on complementarity, remains an enigma. Although many physicists are skeptical about the necessity of Bohr's philosophical conclusions, his pragmatic message about the importance of the whole experimental arrangement is widely accepted. It is, however, generally also agreed that the Copenhagen interpretation has no direct consequences for the mathematical structure of quantum mechanics. Here I show that the application of Bohr's main concepts of complementarity to the subsystems of a closed system requires a change in the definition of the quantum state. The appropriate definition is as an equivalence class similar to that used by von Neumann to describe macroscopic subsystems. He showed that such equivalence classes are necessary in order to maximize information entropy and achieve agreement with experimental entropy. However, the significance of these results for the quantum theory of measurement has been overlooked. Current formulations of measurement theory are therefore manifestly in conflict with experiment. This conflict is resolved by the definition of the quantum state proposed here.