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arXiv:2302.11253 · Physical Review Research

Quantum measurements and equilibration: The emergence of objective outcomes via entropy maximization

Emanuel Schwarzhans, Felix C. Binder, Marcus Huber, Maximilian P. E. Lock

Published Nov 8, 2025• 5 citations
arXivHTMLPDF

Abstract

The measurement postulate of quantum theory stands in conflict with the laws of thermodynamics and has evoked debate regarding what actually constitutes a measurement. With the help of modern quantum statistical mechanics, we take the first step in formalizing the hypothesis that quantum measurements are driven by the natural tendency of closed systems to maximize entropy, a notion that we call the measurement-equilibration hypothesis. In this paradigm, we investigate how classical measurement outcomes can emerge within a purely unitary framework, and find that (1) the interactions used in standard measurement models fail to spontaneously encode information classically and (2) while ideal projective measurements are impossible, one can (for a given form of Hamiltonian) approximate them exponentially well as more physical systems are collected together into an “observer” system. We thus lay the groundwork for self-contained models of quantum measurement, proposing improvements to our simple scheme.

DOI
10.1103/h2yj-25rn

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The measurement postulate of quantum theory stands in conflict with the laws of thermodynamics and has evoked debate regarding what actually constitutes a measurement. With the help of modern quantum statistical mechanics, we take the first step in formalizing the hypothesis that quantum measurements are driven by the natural tendency of closed systems to maximize entropy, a notion that we call the measurement-equilibration hypothesis. In this paradigm, we investigate how classical measurement outcomes can emerge within a purely unitary framework, and find that (1) the interactions used in standard measurement models fail to spontaneously encode information classically and (2) while ideal projective measurements are impossible, one can (for a given form of Hamiltonian) approximate them exponentially well as more physical systems are collected together into an “observer” system. We thus lay the groundwork for self-contained models of quantum measurement, proposing improvements to our simple scheme.
The challenge of understanding quantum measurement persists as a fundamental issue in modern physics. Particularly, the abrupt and energy-nonconserving collapse of the wave function appears to contradict classical thermodynamic laws. The contradiction can be resolved by considering measurement itself to be an entropy-increasing process, driven by the second law of thermodynamics. One such resolution explains the apparently irreversible emergence of objective outcomes in an isolated, unitarily evolving quantum system via the theory of closed-system equilibration. Working within this framework, we construct the set of “” that best encode the measurement statistics of a system in an objective manner and establish a measurement error bound to quantify the probability an observer will obtain an incorrect measurement outcome. Using this error bound, we show that the objectifying observables readily equilibrate on average under the set of Hamiltonians which preserve the outcome statistics on the measured system. Using a random matrix model for this set, we numerically determine the measurement error bound, finding that the error only approaches zero with increasing environment size when the environment is coarse grained into so-called observer systems. This indicates the necessity of coarse graining an environment for the emergence of objective, classical measurement outcomes.
A persistent focus on the concept of emergence as a core element of the scientific method allows a clean separation, insofar as this is possible, of the physical and philosophical aspects of the problem of outcomes in quantum mechanics. The philosophical part of the problem is to explain why a closed system has definite experimental outcomes. The physical part is to show mathematically that there exists a limit in which the contradiction between unitary Schroedinger dynamics and a reduction process leading to distinct outcomes becomes negligible according to an explicitly stated criterion, and to make this criterion as objective as possible. The physical problem is solved here by redefining the notion of a quantum state and finding a suitable measure for the change of state upon reduction. The appropriate definition of the quantum state is not as a ray or density operator in Hilbert space, but rather as an equivalence class consisting of all density operators in a given subspace, the members of which all describe the same experimental outcome. For systems containing only subsystems that are integrated with their environments, these equivalence classes can be represented mathematically by projection operators, and the resulting formalism is closely related to that used by von Neumann to study the increase of entropy predicted by the second law of thermodynamics. However, nearly isolated subsystems are reduced only indirectly, as a consequence of their interaction with integrated subsystems. The reduced states of isolated subsystems are the same conditional states used in the definition of quantum discord. The key concepts of decoherence theory can all be adapted to fit this definition of a quantum state, resulting in a unified theory capable of resolving, in principle, all aspects of the quantum measurement problem. The theory thus obtained is weakly objective but not strongly objective.
The quantum measurement problem, i.e., the apparent conflict between unitary quantum evolution and non-unitary, stochastic wave-function collapse, remains unresolved a century after the formulation of quantum mechanics. We first review the standard picture, from the Copenhagen prescription with its Heisenberg cut, through von Neumann's movable cut, to environment-induced decoherence, which explains the emergence of stable classical records but still presupposes the Born rule and therefore cannot by itself replace the measurement postulates. We then connect this problem to the Maximum Entropy Principle in two complementary ways. First, decoherence drives the measurement apparatus toward the least biased state compatible with the dynamically protected pointer distribution, so that the emergent collapse may be viewed as a thermodynamic relaxation toward constrained maximum entropy. Second, we propose a Timeless Histories formulation of quantum mechanics in which the primitive objects are ordered sequences of events rather than evolving wave functions. Their conditional probabilities are assigned, relative to specified refinements, by a single Born-Boltzmann rule that combines the quadratic structure of Born's rule with Boltzmann's counting of equally probable microstates. The textbook form of Born's rule, the projection postulate, density operators, and wave functions are then recovered as derived informational constructs, while collapse becomes Bayesian conditioning on recorded events. Time and space enter only subsequently through unitary translation symmetry. Since the probability rule is postulated without reference to any physical collapse or classical observer, the usual circularity of the decoherence program is avoided. Decoherence can then be invoked to explain the stability and approximate additivity of macroscopic records, i.e., the emergence of classicality.
We present a complete, mathematically rigorous, and observer-free resolution of the quantum measurement problem. Building entirely on the axiomatic framework established in the preceding work, which derives the Born rule exclusively from unitary dynamics, uniqueness of classical records, unitary invariance, and ergodic stability, we show that the entire measurement process is governed by a single deterministic law: unitary evolution. The apparent wavefunction collapse is not a physical process but an effective description of the emergence of a unique dynamically stable classical record under decoherence and unique ergodicity. No auxiliary postulates, collapse mechanisms, or observer-dependent inputs are required. We explain the origin of definite measurement outcomes, the emergence of objective probability, the elimination of quantum-classical duality, and provide a fully consistent resolution of the Wigner’s friend paradox. The framework reproduces all experimental predictions of quantum mechanics without contradictions and establishes a unified, self-contained foundation for quantum measurement theory. This work constitutes the first complete, minimal, and mathematically closed solution to the quantum measurement problem.
Quantum mechanics is widely recognised as being incomplete. It is not consistent with the second law of thermodynamics and does not provide a scientifically credible physical account of the measurement process, the means by which coherence is broken and classically observable states are recorded. This has led to many ad hoc assumptions being used to account for various properties of quantum systems, among which is the coherence time of quantum devices that determines their ability to perform computations. Here, we show that all these properties can be accommodated naturally and consistently in the context of mixing quantum systems which exhibit continuous spectra, as arises in the thermodynamic limit in quantum statistical mechanics and quantum gravity. In particular, for isolated systems we show that the time-reversal symmetry associated with unitary time evolution of the quantum state gives rise to time-symmetry breaking and a semi-group evolution which attains thermodynamic equilibrium at long times. Moreover, the emergence of this non-unitary time-asymmetry leads to microcanonical equilibrium states in which all quantum coherence is lost and is accompanied by the transformation of pure states into mixtures, leading in turn to an increase in entropy. Inclusion of a macroscopic measurement apparatus shows how the outcome of a measurement corresponds to the von Neumann projection postulate, arising with probabilities in conformance with the Born rule. The mathematical structure of the theory which applies to quantum systems with continuous spectra is closely analogous to the classical ergodic theory of dynamical systems and the conditions under which they attain equilibrium states.
The quantum measurement problem, the unresolved conflict between the unitary evolution of the wave function and the postulate of wave function collapse, remains the most profound conceptual challenge in quantum foundations. While environment-induced decoherence provides a compelling practical mechanism for the appearance of collapse, it does not resolve the fundamental issue of the observer's own quantum state. This work moves beyond philosophical discourse by introducing a novel computational framework to simulate a fully unitary universe comprising a quantum system (Q), a decohering environment (E), and a model physical observer (O). We strictly forbid the collapse axiom. Our simulations investigate whether a definite, classical measurement outcome can emerge objectively within O's state. The results demonstrate that objective classicality can emerge from unitary dynamics, challenging the necessity of the measurement postulate and providing a computational pathway toward resolving the quantum measurement problem.