Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:1906.04081 · Physical review. B./Physical review. B

Strongly correlated electrons: Analytic mean-field theories with two-particle self-consistency

V. Janiš, Peter Zalom, Vladislav Pokorný, Antonín Klíč

Published Nov 11, 2019• 13 citations
arXivHTMLPDF

Abstract

A two-particle self-consistency is rarely part of mean-field theories. It is, however, essential for avoiding spurious critical transitions and unphysical behavior. We present a general scheme for constructing analytically controllable approximations with self-consistent equations for the two-particle vertices based on the parquet equations. We explain in detail how to reduce the full set of parquet equations so as not to miss quantum criticality in strong coupling. We further introduce a decoupling of convolutions of the dynamical variables in the Bethe-Salpeter equations to make them analytically solvable. We connect the self-energy with the two-particle vertices to satisfy the Ward identity and the Schwinger-Dyson equation and discuss the role of the one-particle self-consistency in making the approximations reliable in the whole spectrum of the input parameters. Finally, we demonstrate the general construction on the simplest static approximation that we apply to the Kondo behavior of the single-impurity Anderson model.

DOI
10.1103/physrevb.100.195114

Related papers

Mean-field approximation for thermodynamic and spectral functions of correlated electrons: Strong coupling and arbitrary band filling

V. Janiš, Vladislav Pokorný, Anna Kauch

We present a construction of a mean-field theory for thermodynamic and spectral properties of correlated electrons reliable in the strong-coupling limit. We introduce an effective interaction determined self-consistently from the reduced parquet equations. It is a static local approximation of the two-particle irreducible vertex, the kernel of a potentially singular Bethe-Salpeter equation. The effective interaction enters the Ward identity from which a thermodynamic self-energy, renormalizing the one-electron propagators, is determined. The dynamical Schwinger-Dyson equation with the thermodynamic propagators is then used to calculate the spectral properties. The thermodynamic and spectral properties of correlated electrons are in this way determined on the same footing and in a consistent manner. Such a mean-field approximation is analytically controllable and free of unphysical behavior and spurious phase transitions. We apply the construction to the asymmetric Anderson impurity and the Hubbard models in the strong-coupling regime.

arXiv:1701.00402•Physical review. B./Physical review. B•Apr 10, 2017•14 citations

Self-Consistent Fluctuation Theory for Strongly Correlated Electron Systems

Hiroaki Kusunose

A self-consistent theory for two-particle fluctuations with renormalized irreducible vertices is proposed. Using the Parquet formalism, we construct the fully antisymmetric full vertex in terms of the two-particle fluctuations in the charge, the spin and the particle-particle channels on an equal footing to satisfy the Pauli principle. The fluctuations are determined self-consistently, which are reflected into the one-particle self-energy via the Schwinger-Dyson equation. We demonstrate the application of the present theory to the impurity Anderson model and the Hubbard model on a square lattice mainly for the particle-hole symmetric case. In both models the vertex renormalization in the spin channel eliminates magnetic instabilities of mean-field theory to ensure the Mermin-Wagner theorem. The present theory gives the same critical exponents of the self-consistent renormalization theory in the quantum critical region.

arXiv:1006.1181•Journal of the Physical Society of Japan•Aug 25, 2010•17 citations

Green functions in the renormalized many-body perturbation theory

V. Janiš

I review the way the many-body Green functions are used to renormalize the perturbation theory of correlated fermions. The Green functions are introduced to implement systematically dynamical corrections to the static mean-field theory. The renormalizations enter the perturbation theory via self-consistent evaluations of one-particle and two-particle Green functions. The one-particle self-consistency is discussed within the Baym-Kadanoff construction. We point to an inherent dichotomy of the Baym-Kadanoff approach in the relation between one and two-particle Green functions. They are the Schwinger-Dyson equation, directly derived from the generating Luttinger-Ward functional, and the Ward identity. The latter imposes a severe restriction on the two-particle irreducible vertex and is not guaranteed in the Baym-Kadanoff approach. No approximate theory is capable to obey both relations. I further discuss the two-particle approach with two-particle renormalizations that offers a way to reconcile the Schwinger-Dyson equation and the Ward identity. The two-particle irreducible vertex from the critical Bethe-Salpeter equation becomes a generating functional in the two-particle renormalization of the perturbation theory. The irreducible vertex is used in the Ward identity to determine the order parameter beyond the critical point and in the Bethe-Salpeter equation representing the vertex of the Schwinger-Dyson equation to determine the spectral self-energy in such a way that the thermodynamic critical behavior from both equations is qualitatively the same. Finally, I discuss a static mean-field-like approximation with a renormalized effective interaction determined self-consistently that leads to a qualitatively correct description of strong electron correlations in impurity and lattice models.

arXiv:2109.04231•Sep 9, 2021•0 citations

Multiorbital simplified parquet equations for strongly correlated electrons

Pavel Augustinský, V. Janiš

We extend an approximation that we developed earlier for the single-impurity Anderson model to a full-size impurity solver for models of interacting electrons with multiple orbitals. The approximation is based on parquet equations simplified by separating small and large energy fluctuations justified in the critical region of a pole in the two-particle vertex. We show that an $l$-orbital model with the most general interaction is described within this approximation by $4{l}^{2}\ifmmode\times\else\texttimes\fi{}4{l}^{2}$ matrices and is Fermi liquid in the metallic phase. We explicitly calculate properties of a paramagnetic solution of a two-orbital Hubbard model with a Hund exchange and orbital splitting within the dynamical mean-field approximation. We trace the genesis of a metal-insulator transition induced by a crystal field and vanishing of the Kondo quasiparticle peak in strongly correlated orbitally asymmetric systems.

arXiv:1008.3498•Physical Review B•Jan 18, 2011•9 citations

Conservation in two-particle self-consistent extensions of dynamical mean-field theory

Friedrich Krien, Erik G. C. P. van Loon, Hartmut Hafermann +3 more

Extensions of dynamical mean-field theory (DMFT) make use of quantum impurity models as nonperturbative and exactly solvable reference systems which are essential to treat the strong electronic correlations. Through the introduction of retarded interactions on the impurity, these approximations can be made two-particle self-consistent. This is of interest for the Hubbard model because it allows to suppress the antiferromagnetic phase transition in two dimensions in accordance with the Mermin-Wagner theorem, and to include the effects of bosonic fluctuations. For a physically sound description of the latter, the approximation should be conserving. In this paper, we show that the mutual requirements of two-particle self-consistency and conservation lead to fundamental problems. For an approximation that is two-particle self-consistent in the charge and longitudinal spin channels, the double occupancy of the lattice and the impurity is no longer consistent when computed from single-particle properties. For the case of self-consistency in the charge and longitudinal as well as transversal spin channels, these requirements are even mutually exclusive so that no conserving approximation can exist. We illustrate these findings for a two-particle self-consistent and conserving DMFT approximation.

arXiv:1706.10233•Physical review. B./Physical review. B•Aug 24, 2017•39 citations

Dynamical mean field theory extension to the nonequilibrium two-particle self-consistent approach

Olivier Simard, Philipp Werner

Nonlocal correlations play an essential role in correlated electron systems, especially in the vicinity of phase transitions and crossovers, where two-particle correlation functions display a distinct momentum dependence. In nonequilibrium settings, the effect of nonlocal correlations on dynamical phase transitions, prethermalization phenomena, and trapping in metastable states is not well understood. In this paper, we introduce a dynamical mean field theory (DMFT) extension to the nonequilibrium two-particle self-consistent (TPSC) approach, which allows to perform nonequilibrium simulations capturing short- and long-ranged nonlocal correlations in the weak-, intermediate-, and strong-correlation regimes. The method self-consistently computes local spin and charge vertices, from which a momentum-dependent self-energy is constructed. Replacing the local part of the self-energy by the DMFT result within this self-consistent scheme provides an improved description of local correlation effects. We explain the details of the formalism and the implementation, and demonstrate the versatility of DMFT+TPSC with interaction quenches and dimensional crossovers in the Hubbard model.

arXiv:2302.14134•Physical review. B./Physical review. B•Jun 27, 2023•9 citations
A two-particle self-consistency is rarely part of mean-field theories. It is, however, essential for avoiding spurious critical transitions and unphysical behavior. We present a general scheme for constructing analytically controllable approximations with self-consistent equations for the two-particle vertices based on the parquet equations. We explain in detail how to reduce the full set of parquet equations so as not to miss quantum criticality in strong coupling. We further introduce a decoupling of convolutions of the dynamical variables in the Bethe-Salpeter equations to make them analytically solvable. We connect the self-energy with the two-particle vertices to satisfy the Ward identity and the Schwinger-Dyson equation and discuss the role of the one-particle self-consistency in making the approximations reliable in the whole spectrum of the input parameters. Finally, we demonstrate the general construction on the simplest static approximation that we apply to the Kondo behavior of the single-impurity Anderson model.
We present a construction of a mean-field theory for thermodynamic and spectral properties of correlated electrons reliable in the strong-coupling limit. We introduce an effective interaction determined self-consistently from the reduced parquet equations. It is a static local approximation of the two-particle irreducible vertex, the kernel of a potentially singular Bethe-Salpeter equation. The effective interaction enters the Ward identity from which a thermodynamic self-energy, renormalizing the one-electron propagators, is determined. The dynamical Schwinger-Dyson equation with the thermodynamic propagators is then used to calculate the spectral properties. The thermodynamic and spectral properties of correlated electrons are in this way determined on the same footing and in a consistent manner. Such a mean-field approximation is analytically controllable and free of unphysical behavior and spurious phase transitions. We apply the construction to the asymmetric Anderson impurity and the Hubbard models in the strong-coupling regime.
A self-consistent theory for two-particle fluctuations with renormalized irreducible vertices is proposed. Using the Parquet formalism, we construct the fully antisymmetric full vertex in terms of the two-particle fluctuations in the charge, the spin and the particle-particle channels on an equal footing to satisfy the Pauli principle. The fluctuations are determined self-consistently, which are reflected into the one-particle self-energy via the Schwinger-Dyson equation. We demonstrate the application of the present theory to the impurity Anderson model and the Hubbard model on a square lattice mainly for the particle-hole symmetric case. In both models the vertex renormalization in the spin channel eliminates magnetic instabilities of mean-field theory to ensure the Mermin-Wagner theorem. The present theory gives the same critical exponents of the self-consistent renormalization theory in the quantum critical region.
I review the way the many-body Green functions are used to renormalize the perturbation theory of correlated fermions. The Green functions are introduced to implement systematically dynamical corrections to the static mean-field theory. The renormalizations enter the perturbation theory via self-consistent evaluations of one-particle and two-particle Green functions. The one-particle self-consistency is discussed within the Baym-Kadanoff construction. We point to an inherent dichotomy of the Baym-Kadanoff approach in the relation between one and two-particle Green functions. They are the Schwinger-Dyson equation, directly derived from the generating Luttinger-Ward functional, and the Ward identity. The latter imposes a severe restriction on the two-particle irreducible vertex and is not guaranteed in the Baym-Kadanoff approach. No approximate theory is capable to obey both relations. I further discuss the two-particle approach with two-particle renormalizations that offers a way to reconcile the Schwinger-Dyson equation and the Ward identity. The two-particle irreducible vertex from the critical Bethe-Salpeter equation becomes a generating functional in the two-particle renormalization of the perturbation theory. The irreducible vertex is used in the Ward identity to determine the order parameter beyond the critical point and in the Bethe-Salpeter equation representing the vertex of the Schwinger-Dyson equation to determine the spectral self-energy in such a way that the thermodynamic critical behavior from both equations is qualitatively the same. Finally, I discuss a static mean-field-like approximation with a renormalized effective interaction determined self-consistently that leads to a qualitatively correct description of strong electron correlations in impurity and lattice models.
We extend an approximation that we developed earlier for the single-impurity Anderson model to a full-size impurity solver for models of interacting electrons with multiple orbitals. The approximation is based on parquet equations simplified by separating small and large energy fluctuations justified in the critical region of a pole in the two-particle vertex. We show that an lll-orbital model with the most general interaction is described within this approximation by $4{l}^{2}\ifmmode\times\else\texttimes\fi{}4{l}^{2}$ matrices and is Fermi liquid in the metallic phase. We explicitly calculate properties of a paramagnetic solution of a two-orbital Hubbard model with a Hund exchange and orbital splitting within the dynamical mean-field approximation. We trace the genesis of a metal-insulator transition induced by a crystal field and vanishing of the Kondo quasiparticle peak in strongly correlated orbitally asymmetric systems.
Extensions of dynamical mean-field theory (DMFT) make use of quantum impurity models as nonperturbative and exactly solvable reference systems which are essential to treat the strong electronic correlations. Through the introduction of retarded interactions on the impurity, these approximations can be made two-particle self-consistent. This is of interest for the Hubbard model because it allows to suppress the antiferromagnetic phase transition in two dimensions in accordance with the Mermin-Wagner theorem, and to include the effects of bosonic fluctuations. For a physically sound description of the latter, the approximation should be conserving. In this paper, we show that the mutual requirements of two-particle self-consistency and conservation lead to fundamental problems. For an approximation that is two-particle self-consistent in the charge and longitudinal spin channels, the double occupancy of the lattice and the impurity is no longer consistent when computed from single-particle properties. For the case of self-consistency in the charge and longitudinal as well as transversal spin channels, these requirements are even mutually exclusive so that no conserving approximation can exist. We illustrate these findings for a two-particle self-consistent and conserving DMFT approximation.
Nonlocal correlations play an essential role in correlated electron systems, especially in the vicinity of phase transitions and crossovers, where two-particle correlation functions display a distinct momentum dependence. In nonequilibrium settings, the effect of nonlocal correlations on dynamical phase transitions, prethermalization phenomena, and trapping in metastable states is not well understood. In this paper, we introduce a dynamical mean field theory (DMFT) extension to the nonequilibrium two-particle self-consistent (TPSC) approach, which allows to perform nonequilibrium simulations capturing short- and long-ranged nonlocal correlations in the weak-, intermediate-, and strong-correlation regimes. The method self-consistently computes local spin and charge vertices, from which a momentum-dependent self-energy is constructed. Replacing the local part of the self-energy by the DMFT result within this self-consistent scheme provides an improved description of local correlation effects. We explain the details of the formalism and the implementation, and demonstrate the versatility of DMFT+TPSC with interaction quenches and dimensional crossovers in the Hubbard model.