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arXiv:1701.00402 · Physical review. B./Physical review. B

Mean-field approximation for thermodynamic and spectral functions of correlated electrons: Strong coupling and arbitrary band filling

V. Janiš, Vladislav Pokorný, Anna Kauch

Published Apr 10, 2017• 14 citations
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Abstract

We present a construction of a mean-field theory for thermodynamic and spectral properties of correlated electrons reliable in the strong-coupling limit. We introduce an effective interaction determined self-consistently from the reduced parquet equations. It is a static local approximation of the two-particle irreducible vertex, the kernel of a potentially singular Bethe-Salpeter equation. The effective interaction enters the Ward identity from which a thermodynamic self-energy, renormalizing the one-electron propagators, is determined. The dynamical Schwinger-Dyson equation with the thermodynamic propagators is then used to calculate the spectral properties. The thermodynamic and spectral properties of correlated electrons are in this way determined on the same footing and in a consistent manner. Such a mean-field approximation is analytically controllable and free of unphysical behavior and spurious phase transitions. We apply the construction to the asymmetric Anderson impurity and the Hubbard models in the strong-coupling regime.

DOI
10.1103/physrevb.95.165113

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•Jan 1, 2011•10 citations
We present a construction of a mean-field theory for thermodynamic and spectral properties of correlated electrons reliable in the strong-coupling limit. We introduce an effective interaction determined self-consistently from the reduced parquet equations. It is a static local approximation of the two-particle irreducible vertex, the kernel of a potentially singular Bethe-Salpeter equation. The effective interaction enters the Ward identity from which a thermodynamic self-energy, renormalizing the one-electron propagators, is determined. The dynamical Schwinger-Dyson equation with the thermodynamic propagators is then used to calculate the spectral properties. The thermodynamic and spectral properties of correlated electrons are in this way determined on the same footing and in a consistent manner. Such a mean-field approximation is analytically controllable and free of unphysical behavior and spurious phase transitions. We apply the construction to the asymmetric Anderson impurity and the Hubbard models in the strong-coupling regime.
A two-particle self-consistency is rarely part of mean-field theories. It is, however, essential for avoiding spurious critical transitions and unphysical behavior. We present a general scheme for constructing analytically controllable approximations with self-consistent equations for the two-particle vertices based on the parquet equations. We explain in detail how to reduce the full set of parquet equations so as not to miss quantum criticality in strong coupling. We further introduce a decoupling of convolutions of the dynamical variables in the Bethe-Salpeter equations to make them analytically solvable. We connect the self-energy with the two-particle vertices to satisfy the Ward identity and the Schwinger-Dyson equation and discuss the role of the one-particle self-consistency in making the approximations reliable in the whole spectrum of the input parameters. Finally, we demonstrate the general construction on the simplest static approximation that we apply to the Kondo behavior of the single-impurity Anderson model.
I review the way the many-body Green functions are used to renormalize the perturbation theory of correlated fermions. The Green functions are introduced to implement systematically dynamical corrections to the static mean-field theory. The renormalizations enter the perturbation theory via self-consistent evaluations of one-particle and two-particle Green functions. The one-particle self-consistency is discussed within the Baym-Kadanoff construction. We point to an inherent dichotomy of the Baym-Kadanoff approach in the relation between one and two-particle Green functions. They are the Schwinger-Dyson equation, directly derived from the generating Luttinger-Ward functional, and the Ward identity. The latter imposes a severe restriction on the two-particle irreducible vertex and is not guaranteed in the Baym-Kadanoff approach. No approximate theory is capable to obey both relations. I further discuss the two-particle approach with two-particle renormalizations that offers a way to reconcile the Schwinger-Dyson equation and the Ward identity. The two-particle irreducible vertex from the critical Bethe-Salpeter equation becomes a generating functional in the two-particle renormalization of the perturbation theory. The irreducible vertex is used in the Ward identity to determine the order parameter beyond the critical point and in the Bethe-Salpeter equation representing the vertex of the Schwinger-Dyson equation to determine the spectral self-energy in such a way that the thermodynamic critical behavior from both equations is qualitatively the same. Finally, I discuss a static mean-field-like approximation with a renormalized effective interaction determined self-consistently that leads to a qualitatively correct description of strong electron correlations in impurity and lattice models.
We discuss a generalization of the dynamical mean field theory (DMFT) for strongly correlated systems close to a Mott transition based on a systematic approximation of the fully irreducible four-point vertex. It is an atomic-limit approximation of a functional of the one- and two-particle Green functions, built with the second Legendre transform of the free energy with respect to the two-particle Green function. This functional is represented diagrammatically by four-particle irreducible (4PI) diagrams. Like the dynamical vertex approximation $(\mathrm{D}\mathrm{\ensuremath{\Gamma}}\mathrm{A})$, the fully irreducible vertex is computed from a quantum impurity model whose bath is self-consistently determined by solving the parquet equations. However, in contrast with $\mathrm{D}\mathrm{\ensuremath{\Gamma}}\mathrm{A}$ and DMFT, the interaction term of the impurity model is also self-consistently determined. The method interpolates between the parquet approximation at weak coupling and the atomic limit, where it is exact. It is applicable to systems with short-range and long-range interactions.
We present a fully self-consistent combined GW and dynamical mean field (DMFT) study of the extended two-dimensional Hubbard model. The inclusion of the local dynamical vertex stemming from the DMFT self-energy and polarization is shown to cure the known problems of self-consistent GW. We calculate momentum-resolved spectral functions, two-particle polarizations, and electron-loss spectra, as well as the effective dynamical interaction induced by nonlocal screening. The momentum-dependence introduced by GW into the extended DMFT description leads to a narrowing of the quasiparticle width and more pronounced Hubbard bands in the metallic regime as one approaches the charge-ordering transition. It further affects the shape of collective modes, giving rise to dispersive plasmon-like long-wavelength and stripe modes.
The asymptotic expression for the one-particle Green's function in the strong coupling limit of the double degenerate Hubbard model containing multiplet terms is obtained for arbitrary band filling within the irreducible Green's function approach. An explicit analytic expression is obtained for the mean-field Greens's function, conserving the sum rules for the first few spectral moments. Stability of homogeneous phases is analised in terms of a single flip spin and orbital excitations. It is shown that degeneracy has an additional enhancing effect on correlation driven interband transfer of spectral weight. Discovery of superconductivity in fullerides and of materials with colossal magnetoresistance during recent years have increased the interest for electron systems with physical properties being essentially dependent on orbital degeneracy and strong correlation effects. In many cases the orbitally degenerate Hubbard model (DHM) incorporates the key features of such materials [1], although there are even fewer exact results established for DHM than for the nondegenerate Hubbard model (NHM). In view of complexity of correlated systems, corrections to the atomic limit of one-particle excitation spectrum and spectral weights of correlated bands found by Harris and Lange for NHM [2] by means of perturbation theory based on canonical transformations provide an important exact result which serves as a test for different approximations. A similar derivation for DHM has not been carried out yet. In the present paper the Green's function for the strong coupling limit of the DHM is obtained by means of irreducible Green's function approach [3] - [6] which is closely related to canonical perturbation theory because of its spectral moment conserving construction. As was explicitly proved in [7] for the NHM, the first couples of spectral moments of correlated bands obtained within mean-field decoupling are identical to those of canonical perturbation theory to first order in / tU ( t is the n.n. hopping amplitude and U the Coulomb repulsion).
In this thesis, we tackle various problems in strongly correlated electron systems, which can be addressed properly via the non-perturbative dynamical mean field theory (DMFT) approach using the continuous time quantum Monte Carlo method as an impurity solver. First, we revisit the old Nagaoka ferromagnetism problem in the U=oo Hubbard model and study the stability of the ferromagnetic state as a function of the temperature, the doping level, and the next-nearest-neighbor hopping t'. We then address the nature of the Mott transition in the two-dimensional Hubbard model at half-filling using cluster DMFT. Cluster DMFT can incorporate the short-range correlations beyond DMFT by extending the spatial range in which correlations are treated exactly to a finite cluster size. The non-local correlations reduce substantially the critical interaction U and modify the shape of the transition lines in the phase diagram. We then concentrate on the calculation of two-particle response functions from the ab initio perspective by means of computing the one-particle excitation spectrum using the combination of the density functional theory (DFT) and DMFT and extracting the two-particle irreducible vertex function from a local two-particle Green's function computed within DMFT. In particular, we derive the equations for calculating the magnetic/charge susceptibility and the pairing susceptibility in superconductivity. This approach is applied to the Hubbard model and the periodic Anderson model and we determine the phase diagram of magnetism and superconductivity in these models. We show that the superconducting phase is indeed stable near the magnetic phase where the pairing interaction mediated by spin fluctuations is dominantly enhanced. The non-local correlation effect to superconductivity is also discussed using the dual fermion approach and the dynamical vertex approximation. We finally apply the vertex function approach within DFT+DMFT to a Fe-based superconductor, BaFe2As2, and compute the dynamical magnetic susceptibility in this material. Our calculation results show a good agreement with the magnetic excitation spectra observed in a neutron scattering experiment. The response function calculation method derived in this thesis can capture both a localized and an itinerant nature of collective excitations in strongly correlated electron systems.