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arXiv:1006.1181 · Journal of the Physical Society of Japan

Self-Consistent Fluctuation Theory for Strongly Correlated Electron Systems

Hiroaki Kusunose

Published Aug 25, 2010• 17 citations
arXivHTMLPDF

Abstract

A self-consistent theory for two-particle fluctuations with renormalized irreducible vertices is proposed. Using the Parquet formalism, we construct the fully antisymmetric full vertex in terms of the two-particle fluctuations in the charge, the spin and the particle-particle channels on an equal footing to satisfy the Pauli principle. The fluctuations are determined self-consistently, which are reflected into the one-particle self-energy via the Schwinger-Dyson equation. We demonstrate the application of the present theory to the impurity Anderson model and the Hubbard model on a square lattice mainly for the particle-hole symmetric case. In both models the vertex renormalization in the spin channel eliminates magnetic instabilities of mean-field theory to ensure the Mermin-Wagner theorem. The present theory gives the same critical exponents of the self-consistent renormalization theory in the quantum critical region.

DOI
10.1143/jpsj.79.094707

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A self-consistent theory for two-particle fluctuations with renormalized irreducible vertices is proposed. Using the Parquet formalism, we construct the fully antisymmetric full vertex in terms of the two-particle fluctuations in the charge, the spin and the particle-particle channels on an equal footing to satisfy the Pauli principle. The fluctuations are determined self-consistently, which are reflected into the one-particle self-energy via the Schwinger-Dyson equation. We demonstrate the application of the present theory to the impurity Anderson model and the Hubbard model on a square lattice mainly for the particle-hole symmetric case. In both models the vertex renormalization in the spin channel eliminates magnetic instabilities of mean-field theory to ensure the Mermin-Wagner theorem. The present theory gives the same critical exponents of the self-consistent renormalization theory in the quantum critical region.
A two-particle self-consistency is rarely part of mean-field theories. It is, however, essential for avoiding spurious critical transitions and unphysical behavior. We present a general scheme for constructing analytically controllable approximations with self-consistent equations for the two-particle vertices based on the parquet equations. We explain in detail how to reduce the full set of parquet equations so as not to miss quantum criticality in strong coupling. We further introduce a decoupling of convolutions of the dynamical variables in the Bethe-Salpeter equations to make them analytically solvable. We connect the self-energy with the two-particle vertices to satisfy the Ward identity and the Schwinger-Dyson equation and discuss the role of the one-particle self-consistency in making the approximations reliable in the whole spectrum of the input parameters. Finally, we demonstrate the general construction on the simplest static approximation that we apply to the Kondo behavior of the single-impurity Anderson model.
We study the spin and charge fluctuations of the extended Hubbard model with on-site interaction UUU and first neighbor interaction VVV on the two-dimensional square lattice in the weak to intermediate coupling regime. We propose an extension of the two-particle self-consistent approximation that includes the effect of functional derivatives of the pair-correlation functions on irreducible spin and charge vertices. These functional derivatives were ignored in our previous work. We evaluate them assuming particle-hole symmetry. The resulting theory satisfies conservation laws and the Mermin-Wagner theorem. Our current results are in much better agreement with benchmark quantum Monte Carlo results. This theory allows us to reliably determine the crossover temperatures toward renormalized-classical regimes, and hence, the dominant instability as a function of UUU and VVV. We have considered fillings n=1n=1n=1 and n=0.75n=0.75n=0.75. Either spin or charge fluctuations can dominate. The wave vector is self-determined by the approach.
We present a formalism for strongly correlated electron systems which consists in a local approximation of the dynamical three-leg interaction vertex. This vertex is self-consistently computed using a quantum impurity model with dynamical interactions in the charge and spin channels, similar to dynamical mean field theory approaches. The electronic self-energy and the polarization are both frequency and momentum dependent. The method interpolates between the spin-fluctuation or GW approximations at weak coupling and the atomic limit at strong coupling. We apply the formalism to the Hubbard model on a two-dimensional square lattice and show that as interactions are increased towards the Mott insulating state, the local vertex acquires a strong frequency dependence, driving the system to a Mott transition, while at low enough temperatures the momentum dependence of the self-energy is enhanced due to large spin fluctuations. Upon doping, we find a Fermi arc in the one-particle spectral function, which is one signature of the pseudogap state.
I review the way the many-body Green functions are used to renormalize the perturbation theory of correlated fermions. The Green functions are introduced to implement systematically dynamical corrections to the static mean-field theory. The renormalizations enter the perturbation theory via self-consistent evaluations of one-particle and two-particle Green functions. The one-particle self-consistency is discussed within the Baym-Kadanoff construction. We point to an inherent dichotomy of the Baym-Kadanoff approach in the relation between one and two-particle Green functions. They are the Schwinger-Dyson equation, directly derived from the generating Luttinger-Ward functional, and the Ward identity. The latter imposes a severe restriction on the two-particle irreducible vertex and is not guaranteed in the Baym-Kadanoff approach. No approximate theory is capable to obey both relations. I further discuss the two-particle approach with two-particle renormalizations that offers a way to reconcile the Schwinger-Dyson equation and the Ward identity. The two-particle irreducible vertex from the critical Bethe-Salpeter equation becomes a generating functional in the two-particle renormalization of the perturbation theory. The irreducible vertex is used in the Ward identity to determine the order parameter beyond the critical point and in the Bethe-Salpeter equation representing the vertex of the Schwinger-Dyson equation to determine the spectral self-energy in such a way that the thermodynamic critical behavior from both equations is qualitatively the same. Finally, I discuss a static mean-field-like approximation with a renormalized effective interaction determined self-consistently that leads to a qualitatively correct description of strong electron correlations in impurity and lattice models.
We propose an approach describing correlated electronic systems within the two-particle irreducible functional renormalization-group (2PI-fRG) approach, which uses initial self-energy and the two-particle irreducible vertices, obtained from (extended) dynamical mean-field theory [E(DMFT)]. Using the 2PI-fRG approach allows us to treat both local and nonlocal interactions. In the case of purely local interaction the corresponding equations have similar (although not identical) structure to the earlier developed DMFT+fRG (DMF2RG)({\mathrm{DMF}}^{2}\mathrm{RG})(DMF2RG) approach. In a simplest truncation, neglecting scale dependence of the two-particle irreducible vertices, we reproduce the results for the two-particle vertices/susceptibilities in the ladder approximation of the dual-boson (DB) or the dynamic vertex approximation approach; in more sophisticated truncations the method allows us to consider nonlocal corrections to the self-energy as well as the interplay of charge and spin correlations. The proposed scheme is tested on the two-dimensional standard and extended $U\text{\ensuremath{-}}V$ half-filled Hubbard models. For the standard Hubbard model we obtain nonlocal self-energy, which is in agreement with numerical studies; for the extended Hubbard model we find the boundary of charge instability, which agrees well with the results of the DB approach. We also ascertain that the effect of spin correlations on electron interaction in the charge channel, not considered previously in the DB approach, only slightly reduces critical next-nearest-neighbor interaction of charge instability of the extended Hubbard model at the considered finite low temperature, yielding better agreement with dynamic cluster approximation. The considered method is rather general and can be applied to study various phenomena in strongly correlated electronic systems.
Extensions of dynamical mean-field theory (DMFT) make use of quantum impurity models as nonperturbative and exactly solvable reference systems which are essential to treat the strong electronic correlations. Through the introduction of retarded interactions on the impurity, these approximations can be made two-particle self-consistent. This is of interest for the Hubbard model because it allows to suppress the antiferromagnetic phase transition in two dimensions in accordance with the Mermin-Wagner theorem, and to include the effects of bosonic fluctuations. For a physically sound description of the latter, the approximation should be conserving. In this paper, we show that the mutual requirements of two-particle self-consistency and conservation lead to fundamental problems. For an approximation that is two-particle self-consistent in the charge and longitudinal spin channels, the double occupancy of the lattice and the impurity is no longer consistent when computed from single-particle properties. For the case of self-consistency in the charge and longitudinal as well as transversal spin channels, these requirements are even mutually exclusive so that no conserving approximation can exist. We illustrate these findings for a two-particle self-consistent and conserving DMFT approximation.