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arXiv:1503.07724 · Physical Review B

Mott physics and spin fluctuations: A unified framework

Thomas Ayral, Olivier Parcollet

Published Sep 3, 2015• 153 citations
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Abstract

We present a formalism for strongly correlated electron systems which consists in a local approximation of the dynamical three-leg interaction vertex. This vertex is self-consistently computed using a quantum impurity model with dynamical interactions in the charge and spin channels, similar to dynamical mean field theory approaches. The electronic self-energy and the polarization are both frequency and momentum dependent. The method interpolates between the spin-fluctuation or GW approximations at weak coupling and the atomic limit at strong coupling. We apply the formalism to the Hubbard model on a two-dimensional square lattice and show that as interactions are increased towards the Mott insulating state, the local vertex acquires a strong frequency dependence, driving the system to a Mott transition, while at low enough temperatures the momentum dependence of the self-energy is enhanced due to large spin fluctuations. Upon doping, we find a Fermi arc in the one-particle spectral function, which is one signature of the pseudogap state.

DOI
10.1103/physrevb.92.115109

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We present a formalism for strongly correlated electron systems which consists in a local approximation of the dynamical three-leg interaction vertex. This vertex is self-consistently computed using a quantum impurity model with dynamical interactions in the charge and spin channels, similar to dynamical mean field theory approaches. The electronic self-energy and the polarization are both frequency and momentum dependent. The method interpolates between the spin-fluctuation or GW approximations at weak coupling and the atomic limit at strong coupling. We apply the formalism to the Hubbard model on a two-dimensional square lattice and show that as interactions are increased towards the Mott insulating state, the local vertex acquires a strong frequency dependence, driving the system to a Mott transition, while at low enough temperatures the momentum dependence of the self-energy is enhanced due to large spin fluctuations. Upon doping, we find a Fermi arc in the one-particle spectral function, which is one signature of the pseudogap state.
We generalize the dynamical-mean field (DMFT) approximation by including into the DMFT equations some length scale $\ensuremath{\xi}$ via a momentum dependent external self-energy ${\ensuremath{\Sigma}}_{\mathbf{k}}$. This external self-energy describes nonlocal dynamical correlations induced by the short-ranged collective spin density wave--like antiferromagnetic spin (or the charge density wave--like charge) fluctuations. At high enough temperatures these fluctuations can be viewed as a quenched Gaussian random field with a finite correlation length. This generalized $\mathrm{DMFT}+{\ensuremath{\Sigma}}_{\mathbf{k}}$ approach is used for the numerical solution of the weakly doped one-band Hubbard model with repulsive Coulomb interaction on a square lattice with the nearest and the next nearest neighbor hopping. The effective single impurity problem in this generalized $\mathrm{DMFT}+{\ensuremath{\Sigma}}_{\mathbf{k}}$ is solved by the numerical renormalization group. Both types of the strongly correlated metals, namely: (i) The doped Mott insulator and (ii) the case of the bandwidth $W\ensuremath{\lesssim}U$ (UUU---value of the local Coulomb interaction) are considered. The densities of states, the spectral functions, and the angle resolved photoemission spectra calculated within the $\mathrm{DMFT}+{\ensuremath{\Sigma}}_{\mathbf{k}}$ show a pseudogap formation near the Fermi level of the quasiparticle band.
Pseudogap physics in strongly correlated systems is essentially scale dependent. We generalize the dynamical mean-field theory (DMFT) by introducing into the DMFT equations dependence on the correlation length of pseudogap fluctuations via an additional (momentum-dependent) self-energy Σk. This self-energy describes nonlocal dynamical correlations induced by short-ranged collective SDW-like antiferromagnetic spin (or CDW-like charge) fluctuations. At high enough temperatures these fluctuations can be viewed as a quenched Gaussian random field with finite correlation length. This generalized DMFT +Σk approach is used for the numerical solution of the weakly doped one-band Hubbard model with repulsive Coulomb interaction on a square lattice with nearest- and next-nearest-neighbor hopping. The effective single impurity problem is solved by the numerical renormalization group (NRG). Both types of strongly correlated metals, namely (i) the doped Mott insulator and (ii) the case of bandwidth W≲U (U is the value of local Coulomb interaction) are considered. Densities of states, spectral functions and ARPES spectra calculated within DMFT +Σk show a pseudogap formation near the Fermi level of the quasiparticle band. We also briefly discuss effects of random impurity scattering. Finally we demonstrate a qualitative picture of Fermi surface “destruction” due to pseudogap fluctuations and formation of “Fermi arcs” which agrees well with ARPES observations.
We generalize the dynamical-mean field (DMFT) approximation by including into the DMFT equations some length scale via a (momentum dependent) ``external'' self-energy Σ_k. This external self-energy describes non-local dynamical correlations induced by short-ranged collective SDW-like antiferromagnetic spin (or CDW-like charge) fluctuations. At high enough temperatures these fluctuations can be viewed as a quenched Gaussian random field with finite correlation length. This generalized DMFT+Σ_k approach is used for the numerical solution of the weakly doped one--band Hubbard model with repulsive Coulomb interaction on a square lattice with nearest and next nearest neighbour hopping. The effective single impurity problem in this generalized DMFT+Σ_k is solved by numerical renormalization group (NRG). Both types of strongly correlated metals, namely (i) doped Mott insulator and (ii) the case of bandwidth W<=U (U - value of local Coulomb interaction) are considered. Densities of states, spectral functions and ARPES spectra calculated within DMFT+Σ_k show a pseudogap formation near the Fermi level of the quasiparticle band.
Pseudogap physics in strongly correlated systems is essentially scale dependent. We generalize the dynamical mean field theory (DMFT) by including into the DMFT equations dependence on correlation length of pseudogap fluctuations via additional (momentum dependent) self-energy Sigma_k. This self-energy describes non-local dynamical correlations induced by short-ranged collective SDW-like antiferromagnetic spin (or CDW-like charge) fluctuations. At high enough temperatures these fluctuations can be viewed as a quenched Gaussian random field with finite correlation length. This generalized DMFT+Sigma_k approach is used for the numerical solution of the weakly doped one-band Hubbard model with repulsive Coulomb interaction on a square lattice with nearest and next nearest neighbour hopping. The effective single impurity problem is solved by numerical renormalization group (NRG). Both types of strongly correlated metals, namely (i) doped Mott insulator and (ii) the case of bandwidth W
We generalize the dynamical-mean field theory (DMFT) by including into the DMFT equations dependence on the correlation length of the pseudogap fluctuations via the additional (momentum dependent) self-energy Σ k . This self-energy describes nonlocal dynamical correlations induced by short-ranged collective SDW-like antiferromagnetic spin (or CDW-like charge) fluctuations. At high enough temperatures, these fluctuations can be viewed as a quenched Gaussian random field with finite correlation length. This generalized DMFT + Σ k approach is used for the numerical solution of the weakly doped one-band Hubbard model with repulsive Coulomb interaction on a square lattice with nearest and next nearest neighbor hopping. The effective single impurity problem is solved by using a numerical renormalization group (NRG). Both types of strongly correlated metals, namely, (i) doped Mott insulator and (ii) the case of the bandwidth W ≲ U ( U -value of local Coulomb interaction) are considered. By calculating profiles of the spectral densities for different parameters of the model, we demonstrate the qualitative picture of Fermi surface destruction and formation of Fermi arcs due to pseudogap fluctuations in qualitative agreement with the ARPES experiments. Blurring of the Fermi surface is enhanced with the growth of the Coulomb interaction.
We discuss a generalization of the dynamical mean field theory (DMFT) for strongly correlated systems close to a Mott transition based on a systematic approximation of the fully irreducible four-point vertex. It is an atomic-limit approximation of a functional of the one- and two-particle Green functions, built with the second Legendre transform of the free energy with respect to the two-particle Green function. This functional is represented diagrammatically by four-particle irreducible (4PI) diagrams. Like the dynamical vertex approximation $(\mathrm{D}\mathrm{\ensuremath{\Gamma}}\mathrm{A})$, the fully irreducible vertex is computed from a quantum impurity model whose bath is self-consistently determined by solving the parquet equations. However, in contrast with $\mathrm{D}\mathrm{\ensuremath{\Gamma}}\mathrm{A}$ and DMFT, the interaction term of the impurity model is also self-consistently determined. The method interpolates between the parquet approximation at weak coupling and the atomic limit, where it is exact. It is applicable to systems with short-range and long-range interactions.