Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:1901.07955 · IEEE Communications Surveys & Tutorials

A Survey of Optimization Approaches for Wireless Physical Layer Security

Dong Wang, Bo Bob Bai, Wenbo Zhao, Zhu Han

Published Nov 23, 2018• 263 citations
arXivHTMLPDF

Abstract

Due to the malicious attacks in wireless networks, physical layer security has attracted increasing concerns from both academia and industry. The research on physical layer security mainly focuses either on the secrecy capacity/achievable secrecy rate/capacity-equivocation region from the perspective of information theory, or on the security designs from the viewpoints of optimization and signal processing. Because of its importance in security designs, the latter research direction is surveyed in a comprehensive way in this paper. The survey begins with typical wiretap channel models to cover common scenarios and systems. The topics on physical-layer security designs are then summarized from resource allocation, beamforming/precoding, and antenna/node selection and cooperation. Based on the aforementioned schemes, the performance metrics and fundamental optimization problems are discussed, which are generally adopted in security designs. Thereafter, the state of the art of optimization approaches on each research topic of physical layer security is reviewed from four categories of optimization problems, such as secrecy rate maximization, secrecy outrage probability minimization, power consumption minimization, and secure energy efficiency maximization. Furthermore, the impacts of channel state information on optimization and design are discussed. Finally, the survey concludes with the observations on potential future directions and open challenges.

DOI
10.1109/comst.2018.2883144

Related papers

A comprehensive review on physical layer security in wireless communication

Maya Yadav, Ramji Gupta

Nowadays, security in wireless communication is in high demand. The communication of messages or data should be secure, and various security technologies are used to achieve this. Although there are many advanced cryptographic approaches for securing confidential information, they have one disadvantage: high complexity and computational requirements. To address this drawback, physical layer security has been introduced into wireless networks. This paper provides a brief analysis of various approaches to security (physical security). Two main factors are identified: secrecy rate and security design through optimization. Security design depends on the selection of antennas and nodes, beamforming, and the distance between the source and destination. Based on these factors, optimization approaches for security design are discussed. Four main types of optimization problems are identified: Maximizing the secrecy rate, Minimizing secrecy outage probability, Reducing power consumption, Maximizing secure energy efficiency. The best method to maximize the secrecy rate is cooperative schemes. In the cooperative approach, a relay node is used to enhance security between the source and destination by introducing a noise signal.

IET conference proceedings.•Jun 27, 2025•0 citations

Enhancing wireless secrecy via cooperation: signal design and optimization

Hui‐Ming Wang, Xiang‐Gen Xia

Physical layer security, or information-theoretic security, has attracted considerable attention recently, due to its potential to enhance the transmission secrecy of wireless communications. Various secrecy signaling and coding schemes have been designed at the physical layer of wireless systems to guarantee confidentiality against information leakage to unauthorized receivers, among which the strategy based on the idea of node cooperation is promising. This article provides an overview of the recent research on enhancing wireless transmission secrecy via cooperation. We take a signal processing perspective and focus on the secrecy signal design and optimization techniques to increase secrecy performance. We also propose some future research directions on this topic.

IEEE Communications Magazine•Dec 1, 2015•180 citations

A Review of Fundamental Optimization Approaches and the Role of AI Enabling Technologies in Physical Layer Security

Mulugeta Kassaw Tefera, Zengwang Jin, Shengbing Zhang

With the proliferation of 5G mobile networks within next-generation wireless communication, the design and optimization of 5G networks are progressing in the direction of improving the physical layer security (PLS) paradigm. This phenomenon is due to the fact that traditional methods for the network optimization of PLS fail to adapt new features, technologies, and resource management to diversified demand applications. To improve these methods, future 5G and beyond 5G (B5G) networks will need to rely on new enabling technologies. Therefore, approaches for PLS design and optimization that are based on artificial intelligence (AI) and machine learning (ML) have been corroborated to outperform traditional security technologies. This will allow future 5G networks to be more intelligent and robust in order to significantly improve the performance of system design over traditional security methods. With the objective of advancing future PLS research, this review paper presents an elaborate discussion on the design and optimization approaches of wireless PLS techniques. In particular, we focus on both signal processing and information-theoretic security approaches to investigate the optimization techniques and system designs of PLS strategies. The review begins with the fundamental concepts that are associated with PLS, including a discussion on conventional cryptographic techniques and wiretap channel models. We then move on to discuss the performance metrics and basic optimization schemes that are typically adopted in PLS design strategies. The research directions for secure system designs and optimization problems are then reviewed in terms of signal processing, resource allocation and node/antenna selection. Thereafter, the applications of AI and ML technologies in the optimization and design of PLS systems are discussed. In this context, the ML- and AI-based solutions that pertain to end-to-end physical layer joint optimization, secure resource allocation and signal processing methods are presented. We finally conclude with discussions on future trends and technical challenges that are related to the topics of PLS system design and the benefits of AI technologies.

Sensors•May 9, 2022•13 citations

Wireless Physical Layer Security with Imperfect Channel State Information: A Survey

Biao He, Xiangyun Zhou, Thushara Dheemantha Abhayapala

Physical layer security is an emerging technique to improve the wireless communication security, which is widely regarded as a complement to cryptographic technologies. To design physical layer security techniques under practical scenarios, the uncertainty and imperfections in the channel knowledge need to be taken into consideration. This paper provides a survey of recent research and development in physical layer security considering the imperfect channel state information (CSI) at communication nodes. We first present an overview of the main information-theoretic measures of the secrecy performance with imperfect CSI. Then, we describe several signal processing enhancements in secure transmission designs, such as secure on-off transmission, beamforming with artificial noise, and secure communication assisted by relay nodes or in cognitive radio systems. The recent studies of physical layer security in large-scale decentralized wireless networks are also summarized. Finally, the open problems for the on-going and future research are discussed.

•Sep 25, 2013•3 citations

Wireless Physical Layer Security with Imperfect Channel State Information: A Survey

Biao He, Xiangyun Zhou, Thushara Dheemantha Abhayapala

Physical layer security is an emerging technique to improve the wireless communication security, which is widely regarded as a complement to cryptographic technologies. To design physical layer security techniques under practical scenarios, the uncertainty and imperfections in the channel knowledge need to be taken into consideration. This paper provides a survey of recent research and development in physical layer security considering the imperfect channel state information (CSI) at communication nodes. We first present an overview of the main information-theoretic measures of the secrecy performance with imperfect CSI. Then, we describe several signal processing enhancements in secure transmission designs, such as secure on-off transmission, beamforming with artificial noise, and secure communication assisted by relay nodes or in cognitive radio systems. The recent studies of physical layer security in large-scale decentralized wireless networks are also summarized. Finally, the open problems for the on-going and future research are discussed.

arXiv:1307.4146•Jul 16, 2013•47 citations

Physical and cross-layer security enhancement and resource allocation for wireless networks

Zhi Jun Ding, Muhammad Shafi Al Bashar

In this dissertation, we present novel physical (PHY) and cross-layer design guidelines and resource adaptation algorithms to improve the security and user experience in the future wireless networks. Physical and cross-layer wireless security measures can provide stronger overall security with high efficiency and can also provide better flexibility in response to the typically time-varying wireless environment. To better utilize limited wireless resources, we present approaches and techniques based on new performance criteria for wireless system optimization by thoroughly exploiting user information including its Quality of Service (QoS) requests and channel state information (CSI) to improve network throughput and security. In recent years, there has been a growing research interest in wireless system security from PHY layer perspective. In a wiretap channel model introduced in the seminal work by Wyner, a sender “Alice” wishes to transmit a secret message to the intended receiver “Bob” in presence of a passive eavesdropper “Eve”. Existing works have characterized maximum achievable secrecy rate or secrecy capacity for single- and multiple-antenna systems by applying Gaussian signaling and secrecy code. Despite the impracticality of Gaussian input, its compact closed-form expression of mutual information motivated the wide use of Gaussian input assumption in theoretical analysis. In contrast to the Gaussian codebook, practical wiretap codes must consist of finite-alphabet symbols. Because of this constraint, the achievable secrecy rate for a finite-alphabet input scenario would differ from the secrecy rate achievable by a Gaussian codebook. In this thesis, we quantify the effect of finite discrete-constellation on instantaneous and ergodic secrecy rate of multiple-antenna wire-tap channels. Our results demonstrate substantial performance difference between systems involving finite-alphabet inputs and systems with Gaussian inputs. In addition, we investigate the secrecy performance of multi-terminal wiretap systems when a codebook based transmission beamforming is implemented. We characterize the secrecy outage probability of a communication link under eavesdropping. We consider a limited feedback scenario where the transmitter uses a pre-defined codebook known to both the transmitter and the receiver for beamforming, and analyze the secrecy outage probability of the link when it being eavesdropped. Next, we consider the security of wireless multi-hop networks. Certainly, network security is an overarching issue that transcends all layers of communication protocol stack. Therefore, we tackle the problem of network security by proper user scheduling, routing, and resource management. Our approach of secrecy is complementary to the traditional cryptography based techniques. Together, they can provide stronger overall security and flexibility in selecting the desired solution and can reduce bandwidth and energy overhead as much as possible. Multi-hop wireless networks frequently employ the traditional routing and resource allocation strategies. Such strategies often fail to take into account the additional need for protection against security vulnerabilities due to the wireless medium. Thus, to address security concerns, we investigate the problem of eavesdropping control by proposing security-aware power allocation strategies and routing algorithms for multi-hop networks. The future wireless infrastructure will consists of a plethora of heterogeneous collections of applications and services. A differentiated service structure would therefore be an essential part of the future wireless infrastructure. In addition to the security consideration of wireless network, we focus on the heterogeneous structure of the network. We study the problem of cross-layer resource allocation and admission control in a multiuser heterogeneous OFDMA network providing both QoS-constrained user servicesand best-effort services. Such heterogeneous networks provide service to both High-Priority (HP) users and Best-Effort (BE) users. By clustering subcarriers, efficient algorithms for cluster and power allocation have been proposed. Our strategy maximizes the total network utility of the BE users while satisfying the QoS request for maximum number of HP users. The feasibility of the resource allocation problem depends on the number of HP users in the network. Since a large number of demanding HP users would render the resource allocation problem infeasible, a joint admission control and resource allocation scheme could be an efficient way of tackling both problems with less overhead. By incorporating admission control, we propose an efficient and optimal joint admission control and resource allocation algorithm.

ProQuest LLC eBooks•Jan 1, 2011•1 citation
Due to the malicious attacks in wireless networks, physical layer security has attracted increasing concerns from both academia and industry. The research on physical layer security mainly focuses either on the secrecy capacity/achievable secrecy rate/capacity-equivocation region from the perspective of information theory, or on the security designs from the viewpoints of optimization and signal processing. Because of its importance in security designs, the latter research direction is surveyed in a comprehensive way in this paper. The survey begins with typical wiretap channel models to cover common scenarios and systems. The topics on physical-layer security designs are then summarized from resource allocation, beamforming/precoding, and antenna/node selection and cooperation. Based on the aforementioned schemes, the performance metrics and fundamental optimization problems are discussed, which are generally adopted in security designs. Thereafter, the state of the art of optimization approaches on each research topic of physical layer security is reviewed from four categories of optimization problems, such as secrecy rate maximization, secrecy outrage probability minimization, power consumption minimization, and secure energy efficiency maximization. Furthermore, the impacts of channel state information on optimization and design are discussed. Finally, the survey concludes with the observations on potential future directions and open challenges.
Nowadays, security in wireless communication is in high demand. The communication of messages or data should be secure, and various security technologies are used to achieve this. Although there are many advanced cryptographic approaches for securing confidential information, they have one disadvantage: high complexity and computational requirements. To address this drawback, physical layer security has been introduced into wireless networks. This paper provides a brief analysis of various approaches to security (physical security). Two main factors are identified: secrecy rate and security design through optimization. Security design depends on the selection of antennas and nodes, beamforming, and the distance between the source and destination. Based on these factors, optimization approaches for security design are discussed. Four main types of optimization problems are identified: Maximizing the secrecy rate, Minimizing secrecy outage probability, Reducing power consumption, Maximizing secure energy efficiency. The best method to maximize the secrecy rate is cooperative schemes. In the cooperative approach, a relay node is used to enhance security between the source and destination by introducing a noise signal.
Physical layer security, or information-theoretic security, has attracted considerable attention recently, due to its potential to enhance the transmission secrecy of wireless communications. Various secrecy signaling and coding schemes have been designed at the physical layer of wireless systems to guarantee confidentiality against information leakage to unauthorized receivers, among which the strategy based on the idea of node cooperation is promising. This article provides an overview of the recent research on enhancing wireless transmission secrecy via cooperation. We take a signal processing perspective and focus on the secrecy signal design and optimization techniques to increase secrecy performance. We also propose some future research directions on this topic.
With the proliferation of 5G mobile networks within next-generation wireless communication, the design and optimization of 5G networks are progressing in the direction of improving the physical layer security (PLS) paradigm. This phenomenon is due to the fact that traditional methods for the network optimization of PLS fail to adapt new features, technologies, and resource management to diversified demand applications. To improve these methods, future 5G and beyond 5G (B5G) networks will need to rely on new enabling technologies. Therefore, approaches for PLS design and optimization that are based on artificial intelligence (AI) and machine learning (ML) have been corroborated to outperform traditional security technologies. This will allow future 5G networks to be more intelligent and robust in order to significantly improve the performance of system design over traditional security methods. With the objective of advancing future PLS research, this review paper presents an elaborate discussion on the design and optimization approaches of wireless PLS techniques. In particular, we focus on both signal processing and information-theoretic security approaches to investigate the optimization techniques and system designs of PLS strategies. The review begins with the fundamental concepts that are associated with PLS, including a discussion on conventional cryptographic techniques and wiretap channel models. We then move on to discuss the performance metrics and basic optimization schemes that are typically adopted in PLS design strategies. The research directions for secure system designs and optimization problems are then reviewed in terms of signal processing, resource allocation and node/antenna selection. Thereafter, the applications of AI and ML technologies in the optimization and design of PLS systems are discussed. In this context, the ML- and AI-based solutions that pertain to end-to-end physical layer joint optimization, secure resource allocation and signal processing methods are presented. We finally conclude with discussions on future trends and technical challenges that are related to the topics of PLS system design and the benefits of AI technologies.
Physical layer security is an emerging technique to improve the wireless communication security, which is widely regarded as a complement to cryptographic technologies. To design physical layer security techniques under practical scenarios, the uncertainty and imperfections in the channel knowledge need to be taken into consideration. This paper provides a survey of recent research and development in physical layer security considering the imperfect channel state information (CSI) at communication nodes. We first present an overview of the main information-theoretic measures of the secrecy performance with imperfect CSI. Then, we describe several signal processing enhancements in secure transmission designs, such as secure on-off transmission, beamforming with artificial noise, and secure communication assisted by relay nodes or in cognitive radio systems. The recent studies of physical layer security in large-scale decentralized wireless networks are also summarized. Finally, the open problems for the on-going and future research are discussed.
Physical layer security is an emerging technique to improve the wireless communication security, which is widely regarded as a complement to cryptographic technologies. To design physical layer security techniques under practical scenarios, the uncertainty and imperfections in the channel knowledge need to be taken into consideration. This paper provides a survey of recent research and development in physical layer security considering the imperfect channel state information (CSI) at communication nodes. We first present an overview of the main information-theoretic measures of the secrecy performance with imperfect CSI. Then, we describe several signal processing enhancements in secure transmission designs, such as secure on-off transmission, beamforming with artificial noise, and secure communication assisted by relay nodes or in cognitive radio systems. The recent studies of physical layer security in large-scale decentralized wireless networks are also summarized. Finally, the open problems for the on-going and future research are discussed.
In this dissertation, we present novel physical (PHY) and cross-layer design guidelines and resource adaptation algorithms to improve the security and user experience in the future wireless networks. Physical and cross-layer wireless security measures can provide stronger overall security with high efficiency and can also provide better flexibility in response to the typically time-varying wireless environment. To better utilize limited wireless resources, we present approaches and techniques based on new performance criteria for wireless system optimization by thoroughly exploiting user information including its Quality of Service (QoS) requests and channel state information (CSI) to improve network throughput and security. In recent years, there has been a growing research interest in wireless system security from PHY layer perspective. In a wiretap channel model introduced in the seminal work by Wyner, a sender “Alice” wishes to transmit a secret message to the intended receiver “Bob” in presence of a passive eavesdropper “Eve”. Existing works have characterized maximum achievable secrecy rate or secrecy capacity for single- and multiple-antenna systems by applying Gaussian signaling and secrecy code. Despite the impracticality of Gaussian input, its compact closed-form expression of mutual information motivated the wide use of Gaussian input assumption in theoretical analysis. In contrast to the Gaussian codebook, practical wiretap codes must consist of finite-alphabet symbols. Because of this constraint, the achievable secrecy rate for a finite-alphabet input scenario would differ from the secrecy rate achievable by a Gaussian codebook. In this thesis, we quantify the effect of finite discrete-constellation on instantaneous and ergodic secrecy rate of multiple-antenna wire-tap channels. Our results demonstrate substantial performance difference between systems involving finite-alphabet inputs and systems with Gaussian inputs. In addition, we investigate the secrecy performance of multi-terminal wiretap systems when a codebook based transmission beamforming is implemented. We characterize the secrecy outage probability of a communication link under eavesdropping. We consider a limited feedback scenario where the transmitter uses a pre-defined codebook known to both the transmitter and the receiver for beamforming, and analyze the secrecy outage probability of the link when it being eavesdropped. Next, we consider the security of wireless multi-hop networks. Certainly, network security is an overarching issue that transcends all layers of communication protocol stack. Therefore, we tackle the problem of network security by proper user scheduling, routing, and resource management. Our approach of secrecy is complementary to the traditional cryptography based techniques. Together, they can provide stronger overall security and flexibility in selecting the desired solution and can reduce bandwidth and energy overhead as much as possible. Multi-hop wireless networks frequently employ the traditional routing and resource allocation strategies. Such strategies often fail to take into account the additional need for protection against security vulnerabilities due to the wireless medium. Thus, to address security concerns, we investigate the problem of eavesdropping control by proposing security-aware power allocation strategies and routing algorithms for multi-hop networks. The future wireless infrastructure will consists of a plethora of heterogeneous collections of applications and services. A differentiated service structure would therefore be an essential part of the future wireless infrastructure. In addition to the security consideration of wireless network, we focus on the heterogeneous structure of the network. We study the problem of cross-layer resource allocation and admission control in a multiuser heterogeneous OFDMA network providing both QoS-constrained user servicesand best-effort services. Such heterogeneous networks provide service to both High-Priority (HP) users and Best-Effort (BE) users. By clustering subcarriers, efficient algorithms for cluster and power allocation have been proposed. Our strategy maximizes the total network utility of the BE users while satisfying the QoS request for maximum number of HP users. The feasibility of the resource allocation problem depends on the number of HP users in the network. Since a large number of demanding HP users would render the resource allocation problem infeasible, a joint admission control and resource allocation scheme could be an efficient way of tackling both problems with less overhead. By incorporating admission control, we propose an efficient and optimal joint admission control and resource allocation algorithm.