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arXiv:1307.4146

Wireless Physical Layer Security with Imperfect Channel State Information: A Survey

Biao He, Xiangyun Zhou, Thushara Dheemantha Abhayapala

Published Jul 16, 2013• 47 citations
arXivHTMLPDF

Abstract

Physical layer security is an emerging technique to improve the wireless communication security, which is widely regarded as a complement to cryptographic technologies. To design physical layer security techniques under practical scenarios, the uncertainty and imperfections in the channel knowledge need to be taken into consideration. This paper provides a survey of recent research and development in physical layer security considering the imperfect channel state information (CSI) at communication nodes. We first present an overview of the main information-theoretic measures of the secrecy performance with imperfect CSI. Then, we describe several signal processing enhancements in secure transmission designs, such as secure on-off transmission, beamforming with artificial noise, and secure communication assisted by relay nodes or in cognitive radio systems. The recent studies of physical layer security in large-scale decentralized wireless networks are also summarized. Finally, the open problems for the on-going and future research are discussed.

DOI
10.48550/arxiv.1307.4146

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Physical layer security is an emerging technique to improve the wireless communication security, which is widely regarded as a complement to cryptographic technologies. To design physical layer security techniques under practical scenarios, the uncertainty and imperfections in the channel knowledge need to be taken into consideration. This paper provides a survey of recent research and development in physical layer security considering the imperfect channel state information (CSI) at communication nodes. We first present an overview of the main information-theoretic measures of the secrecy performance with imperfect CSI. Then, we describe several signal processing enhancements in secure transmission designs, such as secure on-off transmission, beamforming with artificial noise, and secure communication assisted by relay nodes or in cognitive radio systems. The recent studies of physical layer security in large-scale decentralized wireless networks are also summarized. Finally, the open problems for the on-going and future research are discussed.
Physical layer security is an emerging technique to improve the wireless communication security, which is widely regarded as a complement to cryptographic technologies. To design physical layer security techniques under practical scenarios, the uncertainty and imperfections in the channel knowledge need to be taken into consideration. This paper provides a survey of recent research and development in physical layer security considering the imperfect channel state information (CSI) at communication nodes. We first present an overview of the main information-theoretic measures of the secrecy performance with imperfect CSI. Then, we describe several signal processing enhancements in secure transmission designs, such as secure on-off transmission, beamforming with artificial noise, and secure communication assisted by relay nodes or in cognitive radio systems. The recent studies of physical layer security in large-scale decentralized wireless networks are also summarized. Finally, the open problems for the on-going and future research are discussed.
The concept of physical layer security builds on the pivotal idea of turning the channel's imperfections, such as noise and fading, into a source of security. This is established through appropriately designed coding techniques and signal processing strategies. In this vein, it has been shown that fading channels can enhance the transmission of confidential information and that a secure communication can be achieved even when the channel to the eavesdropper is better than the main channel. However, to fully benefit from what fading has to offer, the knowledge of the channel state information at the transmitter (CSIT) is of primordial importance. In practical wireless communication systems, CSIT is usually obtained, prior to data transmission, through CSI feedback sent by the receivers. The channel links over which this feedback information is sent can be either noisy, rate-limited, or delayed, leading to CSIT uncertainty. In this paper, we present a comprehensive review of recent and ongoing research works on physical layer security with CSIT uncertainty. We focus on both information theoretic and signal processing approaches to the topic when the uncertainty concerns the channel to the wiretapper or the channel to the legitimate receiver. Moreover, we present a classification of the research works based on the considered channel uncertainty. Mainly, we distinguish between the cases when the uncertainty comes from an estimation error of the CSIT, from a CSI feedback link with limited capacity, or from an outdated CSI.
Recent years have been marked by an enormous growth of wireless communication networks and an extensive use of wireless applications. In return, this phenomenal expansion is inducing more concerns about the privacy and the security of the users. For many years, the security challenge has been mainly addressed at the application layer using cryptographic techniques. However, with the emergence of ad-hoc and decentralised networks and the deployment of 5G and beyond wireless communication systems, the need for less complex securing techniques had become a necessity. It is mainly for this reason that wireless physical layer security has gained much attention from the research community. What distinguishes information-theoretic security compared to other high-layer cryptographic techniques is that it exploits the randomness and the fluctuations of the wireless channel to achieve security at a remarkably reduced computational complexity. However, these technical virtues rely heavily on perhaps idealistic channel state information assumptions. In this chapter, we look at the physical layer security paradigm from the channel uncertainty perspective. In particular, we discuss the ergodic secrecy capacity of wiretap channels when the transmitter is hampered by the imperfect knowledge of the channel state information (CSI).
Recent years have been marked by an enormous growth of wireless communication networks and an extensive use of wireless applications. In return, this phenomenal expansion induced more concerns about the privacy and the security of the users. Physical layer security is one of the most promising solutions that were proposed to enhance the security of next generation wireless systems. The fundamental idea behind this technique is to exploit the randomness and the fluctuations of the wireless channel to achieve security without conditional assumptions on the computational capabilities of the eavesdropper. In fact, while these elements have traditionally been associated with signal deterioration, physical layer security uses them to ensure the confidentiality of the users. Nevertheless, these technical virtues rely heavily on perhaps idealistic channel state information assumptions. In that regard, the aim of this thesis is to look at the physical layer security paradigm from the channel uncertainty perspective. In particular, we discuss the ergodic secrecy capacity of different wiretap channels when the transmitter is hampered by the imperfect knowledge of the channel state information (CSI). We consider two prevalent causes of uncertainty for the CSI at transmitter (CSIT); either an error of estimation occurs at the transmitter and he can only base his coding and the transmission strategies on a noisy version of the CSI, or the CSI feedback link has a limited capacity and the legitimate receivers can only inform the transmitter about the quantized CSI. We investigate both the single-user multiple-input multiple-output (MIMO) wiretap channel and the multi-user broadcast wiretap channel. In the latter scenario, we distinguish between two situations: multiple messages transmission and common message transmission. We also discuss the broadcast channel with confidential messages (BCCM) where the transmitter has one common message to be transmitted to two users and one secret message intended to only one of them. In all cases, we show that by appropriately designing the coding and the transmission schemes, a secure communication can still be achieved even with an imperfect knowledge of the CSIT.
Due to the malicious attacks in wireless networks, physical layer security has attracted increasing concerns from both academia and industry. The research on physical layer security mainly focuses either on the secrecy capacity/achievable secrecy rate/capacity-equivocation region from the perspective of information theory, or on the security designs from the viewpoints of optimization and signal processing. Because of its importance in security designs, the latter research direction is surveyed in a comprehensive way in this paper. The survey begins with typical wiretap channel models to cover common scenarios and systems. The topics on physical-layer security designs are then summarized from resource allocation, beamforming/precoding, and antenna/node selection and cooperation. Based on the aforementioned schemes, the performance metrics and fundamental optimization problems are discussed, which are generally adopted in security designs. Thereafter, the state of the art of optimization approaches on each research topic of physical layer security is reviewed from four categories of optimization problems, such as secrecy rate maximization, secrecy outrage probability minimization, power consumption minimization, and secure energy efficiency maximization. Furthermore, the impacts of channel state information on optimization and design are discussed. Finally, the survey concludes with the observations on potential future directions and open challenges.
In recent years, physical layer security has been regarded as a promising technique to facilitate secure communications in next generation mobile systems, where theoretically massive MIMO can significantly enhance the system secrecy performance under its advantage in shaping the transmitted signals to null the interference or leakage. However, in practical systems, the achievable secrecy performance under imperfect channel state information (CSI) deserves further investigation. In this paper, we give a detailed analysis about the physical layer security problem in a multi-user massive MIMO system with imperfect CSI. The considered imperfect CSI includes both the outdated CSI due to the transmission and processing delay, and the channel estimation error. We first derive a tight asymptotic lower bound of the ergodic system secrecy capacity under imperfect CSI, and then analyze how imperfect CSI affects the system secrecy performance. Moreover, we propose a channel prediction scheme that can result in more accurate CSI, in order to alleviate the negative effect on the achievable system secrecy capacity caused by imperfect CSI. Simulation results reveal that the imperfect CSI greatly reduces the system secrecy capacity, while our designed channel prediction scheme can effectively mitigate the harmful impact of imperfect CSI and thus improve the system secrecy performance.