The concept of physical layer security builds on the pivotal idea of turning the channel's imperfections, such as noise and fading, into a source of security. This is established through appropriately designed coding techniques and signal processing strategies. In this vein, it has been shown that fading channels can enhance the transmission of confidential information and that a secure communication can be achieved even when the channel to the eavesdropper is better than the main channel. However, to fully benefit from what fading has to offer, the knowledge of the channel state information at the transmitter (CSIT) is of primordial importance. In practical wireless communication systems, CSIT is usually obtained, prior to data transmission, through CSI feedback sent by the receivers. The channel links over which this feedback information is sent can be either noisy, rate-limited, or delayed, leading to CSIT uncertainty. In this paper, we present a comprehensive review of recent and ongoing research works on physical layer security with CSIT uncertainty. We focus on both information theoretic and signal processing approaches to the topic when the uncertainty concerns the channel to the wiretapper or the channel to the legitimate receiver. Moreover, we present a classification of the research works based on the considered channel uncertainty. Mainly, we distinguish between the cases when the uncertainty comes from an estimation error of the CSIT, from a CSI feedback link with limited capacity, or from an outdated CSI.
The concept of physical layer security builds on the pivotal idea of turning the channel's imperfections, such as noise and fading, into a source of security. This is established through appropriately designed coding techniques and signal processing strategies. In this vein, it has been shown that fading channels can enhance the transmission of confidential information and that a secure communication can be achieved even when the channel to the eavesdropper is better than the main channel. However, to fully benefit from what fading has to offer, the knowledge of the channel state information at the transmitter (CSIT) is of primordial importance. In practical wireless communication systems, CSIT is usually obtained, prior to data transmission, through CSI feedback sent by the receivers. The channel links over which this feedback information is sent can be either noisy, rate-limited, or delayed, leading to CSIT uncertainty. In this paper, we present a comprehensive review of recent and ongoing research works on physical layer security with CSIT uncertainty. We focus on both information theoretic and signal processing approaches to the topic when the uncertainty concerns the channel to the wiretapper or the channel to the legitimate receiver. Moreover, we present a classification of the research works based on the considered channel uncertainty. Mainly, we distinguish between the cases when the uncertainty comes from an estimation error of the CSIT, from a CSI feedback link with limited capacity, or from an outdated CSI.
Recent years have been marked by an enormous growth of wireless communication networks and an extensive use of wireless applications. In return, this phenomenal expansion induced more concerns about the privacy and the security of the users. Physical layer security is one of the most promising solutions that were proposed to enhance the security of next generation wireless systems. The fundamental idea behind this technique is to exploit the randomness and the fluctuations of the wireless channel to achieve security without conditional assumptions on the computational capabilities of the eavesdropper. In fact, while these elements have traditionally been associated with signal deterioration, physical layer security uses them to ensure the confidentiality of the users. Nevertheless, these technical virtues rely heavily on perhaps idealistic channel state information assumptions. In that regard, the aim of this thesis is to look at the physical layer security paradigm from the channel uncertainty perspective. In particular, we discuss the ergodic secrecy capacity of different wiretap channels when the transmitter is hampered by the imperfect knowledge of the channel state information (CSI). We consider two prevalent causes of uncertainty for the CSI at transmitter (CSIT); either an error of estimation occurs at the transmitter and he can only base his coding and the transmission strategies on a noisy version of the CSI, or the CSI feedback link has a limited capacity and the legitimate receivers can only inform the transmitter about the quantized CSI. We investigate both the single-user multiple-input multiple-output (MIMO) wiretap channel and the multi-user broadcast wiretap channel. In the latter scenario, we distinguish between two situations: multiple messages transmission and common message transmission. We also discuss the broadcast channel with confidential messages (BCCM) where the transmitter has one common message to be transmitted to two users and one secret message intended to only one of them. In all cases, we show that by appropriately designing the coding and the transmission schemes, a secure communication can still be achieved even with an imperfect knowledge of the CSIT.
Physical layer security is an emerging technique to improve the wireless communication security, which is widely regarded as a complement to cryptographic technologies. To design physical layer security techniques under practical scenarios, the uncertainty and imperfections in the channel knowledge need to be taken into consideration. This paper provides a survey of recent research and development in physical layer security considering the imperfect channel state information (CSI) at communication nodes. We first present an overview of the main information-theoretic measures of the secrecy performance with imperfect CSI. Then, we describe several signal processing enhancements in secure transmission designs, such as secure on-off transmission, beamforming with artificial noise, and secure communication assisted by relay nodes or in cognitive radio systems. The recent studies of physical layer security in large-scale decentralized wireless networks are also summarized. Finally, the open problems for the on-going and future research are discussed.
Physical layer security is an emerging technique to improve the wireless communication security, which is widely regarded as a complement to cryptographic technologies. To design physical layer security techniques under practical scenarios, the uncertainty and imperfections in the channel knowledge need to be taken into consideration. This paper provides a survey of recent research and development in physical layer security considering the imperfect channel state information (CSI) at communication nodes. We first present an overview of the main information-theoretic measures of the secrecy performance with imperfect CSI. Then, we describe several signal processing enhancements in secure transmission designs, such as secure on-off transmission, beamforming with artificial noise, and secure communication assisted by relay nodes or in cognitive radio systems. The recent studies of physical layer security in large-scale decentralized wireless networks are also summarized. Finally, the open problems for the on-going and future research are discussed.
In this chapter, we will discuss how the quality and availability of channel state information (CSI) affects secrecy in wireless networks. In particular, we study how the delay in the availability of CSI affects secrecy in the context of the two-user broadcast channel with confidential messages. We adopt a secure degrees of freedom perspective and investigate various CSI scenarios, including cases when the availability of CSI at the transmitter varies across users and with time. We discuss how to leverage such variabilities in CSI for secrecy and highlight the differences between the optimal degrees of freedom with or without secrecy constraints. Introduction The availability of channel state information at the transmitters (CSIT) plays a crucial role in securing wireless communication at the physical layer. Various well-known physical-layer security techniques such as coding for the fading wiretap channel [1–4], coding for the multiple-antenna wiretap channel [5–8], artificial noise injection [9], cooperative jamming [10, 11], cooperation for secrecy [12–18], secure signal alignment [19–22], and other related techniques rely upon the assumption of timely availability of precise CSIT; see also a recent review article in [23]. In most practical scenarios, the channel gains are measured by the receivers and then fed back to the transmitters. The measurement and feedback process necessarily introduces imprecision and delay into the CSI. Motivated by this fact, in this chapter we explore the fundamental limits of physical layer security when the CSIT is imperfect. For concreteness, we will focus on a particular wireless network model: the multiple-input single-output (MISO) broadcast channel with confidential messages (BCCM). This effectively models practical systems such as a cellular downlink network where each user wants not only reliability but also confidentiality of the information intended for it. The focus of this chapter is on the secure degrees of freedom (s.d.o.f.) region of the fading two-user MISO BCCM, in which the transmitter with two antennas has two confidential messages, one for each of the single antenna users (see Fig. 8.1). The secrecy capacity region of the MISO broadcast channel (BC) for the case of perfect and instantaneous CSI at all terminals (transmitter and the receivers) has been characterized in [24, 25]. Using these results, it follows that for the two-user MISO BCCM, the sum s.d.o.f. is 2 with perfect and instantaneous CSIT.
This dissertation studies physical layer security in wireless networks using an information theoretic framework. The central theme of this work is exploring the effect of delayed or no channel state information (CSI) on physical layer security in various wireless channel models. We begin with the fast Rayleigh fading wiretap channel, over which a legitimate transmitter wishes to have secure communication with a legitimate receiver in the presence of an eavesdropper. Subject to an average power constraint on the input, and with no CSI at any user, we show that the input distribution that achieves the secrecy capacity for this wiretap channel is discrete with a finite number of mass points. This enables us to evaluate the exact secrecy capacity of this channel numerically. Next, we consider multi-user models, specifically, the wiretap channel with M helpers, the K-user multiple access wiretap channel, and the K-user interference channel with an external eavesdropper, when no eavesdropper's CSI is available at the transmitters. In each case, we establish the optimal sum secure degrees of freedom (s.d.o.f.) by providing achievable schemes and matching converses. We show that the unavailability of the eavesdropper's CSI at the transmitter (CSIT) does not reduce the s.d.o.f. of the wiretap channel with helpers. However, there is loss in s.d.o.f. for both the multiple access wiretap channel and the interference channel with an external eavesdropper. In particular, we show that in the absence of eavesdropper's CSIT, the K-user multiple access wiretap channel reduces to a wiretap channel with (K-1) helpers from a sum s.d.o.f. perspective, and the optimal sum s.d.o.f. reduces from K(K-1)/(K(K-1)+1) to (K-1)/K. For the interference channel with an external eavesdropper, the optimal sum s.d.o.f. decreases from K(K-1)/(2K-1) to (K-1)/2 in the absence of the eavesdropper's CSIT. Our results show that the lack of eavesdropper's CSIT does not have a significant impact on the optimal s.d.o.f. for any of the three channel models, especially when the number of users is large. We, then, study multiple-input multiple-output (MIMO) multi-user channels. We begin with the case when full CSIT is available. We consider a two-user MIMO multiple access wiretap channel with N antennas at each transmitter, N antennas at the legitimate receiver, and K antennas at the eavesdropper. We determine the optimal sum s.d.o.f. for this model for all values of N and K. We subdivide our problem into several regimes based on the values of N and K, and provide achievable schemes based on real and vector space alignment techniques for fixed and fading channel gains, respectively. To prove the optimality of the achievable schemes, we provide matching converses for each regime. Our results show how the number of eavesdropper antennas affects the optimal sum s.d.o.f. of the multiple access wiretap channel. In line with the theme of this dissertation, we next consider the MIMO wiretap channel with one helper and the two-user MIMO multiple access channel when no eavesdropper CSIT is available. In each case, the eavesdropper has K antennas while the remaining terminals have N antennas. We determine the optimal sum s.d.o.f. for each channel model for the regime K<= N, and we show that in this regime, the multiple access wiretap channel reduces to the wiretap channel with a helper in the absence of eavesdropper CSIT. For the regime N<= K<= 2N, we obtain the optimal linear s.d.o.f., and show that the multiple access wiretap channel and the wiretap channel with a helper have the same optimal s.d.o.f. when restricted to linear encoding strategies. In the absence of any such restrictions, we provide an upper bound for the sum s.d.o.f. of the multiple access wiretap channel in the regime N<= K<= 2N. Our results show that unlike in the single-input single-output (SISO) case, there is loss of s.d.o.f. for even the wiretap channel with a helper due to lack of eavesdropper CSIT, when K>= N. Finally, we explore the effect of delayed CSIT on physical layer security. In particular, we consider the two user multiple-input single-output (MISO) broadcast channel with confidential messages, in which the nature of CSIT from each user can be of the form I_{i}, i=1,2 where I_{i} belongs to {P, D,N}, and the forms P, D and N correspond to perfect and instantaneous, completely delayed, and no CSIT, respectively. Thus, the overall CSIT can be any of nine possible states corresponding to all possible values of (I_{1},I_{2}). While the optimal sum s.d.o.f. in the homogeneous settings corresponding to I_1=I_2 are already known in the literature, we focus on the heterogeneous settings where I_1 is not equal to I_2 and establish the optimal s.d.o.f. region in each case. We further consider the case where the CSIT state varies with time. Each state (I_1,I_2) can then occur for \lambda_{I_{1}I_{2}} fraction of the total duration. We determine the s.d.o.f. region of the MISO broadcast channel with confidential messages under such an alternating CSIT setting, with a mild symmetry assumption, where \lambda_{I_{1} I_{2}}=\lambda_{I_{2}I_{1}}.
The current research on physical layer security is far from implementations in practical networks, arguably due to impractical assumptions in the literature and the limited applicability of physical layer security. Aiming to reduce the gap between theory and practice, this thesis focuses on wireless physical layer security towards practical assumptions and requirements. In the first half of the thesis, we reduce the dependence of physical layer security on impractical assumptions. The secrecy enhancements and analysis based on impractical assumptions cannot lead to any true guarantee of secrecy in practical networks. The current study of physical layer security was often based on the idealized assumption of perfect channel knowledge on both legitimate users and eavesdroppers. We study the impact of channel estimation errors on secure transmission designs. We investigate the practical scenarios where both the transmitter and the receiver have imperfect channel state information (CSI). Our results show how the optimal transmission design and the achievable throughput vary with the amount of knowledge on the eavesdropper's channel. Apart from the assumption of perfect CSI, the analysis of physical layer security often ideally assumed the number of eavesdropper antennas to be known. We develop an innovative approach to study secure communication systems without knowing the number of eavesdropper antennas by introducing the concept of spatial constraint into physical layer security. That is, the eavesdropper is assumed to have a limited spatial region to place (possibly an infinite number of) antennas. We show that a non-zero secrecy rate is achievable with the help of a friendly jammer, even if the eavesdropper places an infinite number of antennas in its spatial region. In the second half of the thesis, we improve the applicability of physical layer security. The current physical layer security techniques to achieve confidential broadcasting were limited to application in single-cell systems. The primary challenge to achieve confidential broadcasting in the multi-cell network is to deal with not only the inter-cell but also the intra-cell information leakage and interference. To tackle this challenge, we design linear precoders performing confidential broadcasting in multi-cell networks. We optimize the precoder designs to maximize the secrecy sum rate with based on the large-system analysis. Finally, we improve the applicability of physical layer security from a fundamental aspect. The analysis of physical layer security based on the existing secrecy metric was often not applicable in practical networks. We propose new metrics for evaluating the secrecy of transmissions over fading channels to address the practical limitations of using existing secrecy metrics for such evaluations. The first metric establishes a link between the concept of secrecy outage and the eavesdropper's ability to decode confidential messages. The second metric provides an error-probability-based secrecy metric which is often used for the practical implementation of secure wireless systems. The third metric characterizes how much or how fast the confidential information is leaked to the eavesdropper. We show that the proposed secrecy metrics enable one to appropriately design secure communication systems with different views on how secrecy is measured.