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arXiv:1809.03833 · Physical review. B./Physical review. B

Statistical periodicity in driven quantum systems: General formalism and application to noisy Floquet topological chains

Lukas M. Sieberer, Maria-Theresa Rieder, Mark H. Fischer, Ion Cosma Fulga

Published Dec 3, 2018• 16 citations
arXivHTMLPDF

Abstract

Much recent experimental effort has focused on the realization of exotic quantum states and dynamics predicted to occur in periodically driven systems. But how robust are the sought-after features, such as Floquet topological surface states, against unavoidable imperfections in the periodic driving? In this paper, we address this question in a broader context and study the dynamics of quantum systems subject to noise with periodically recurring statistics. We show that the stroboscopic time evolution of such systems is described by a noise-averaged Floquet superoperator. The eigenvectors and -values of this superoperator generalize the familiar concepts of Floquet states and quasienergies and allow us to describe decoherence due to noise efficiently. Applying the general formalism to the example of a noisy Floquet topological chain, we rederive and corroborate our recent findings on the noise-induced decay of topologically protected end states. These results follow directly from an expansion of the end state in eigenvectors of the Floquet superoperator.

DOI
10.1103/physrevb.98.214301

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Much recent experimental effort has focused on the realization of exotic quantum states and dynamics predicted to occur in periodically driven systems. But how robust are the sought-after features, such as Floquet topological surface states, against unavoidable imperfections in the periodic driving? In this paper, we address this question in a broader context and study the dynamics of quantum systems subject to noise with periodically recurring statistics. We show that the stroboscopic time evolution of such systems is described by a noise-averaged Floquet superoperator. The eigenvectors and -values of this superoperator generalize the familiar concepts of Floquet states and quasienergies and allow us to describe decoherence due to noise efficiently. Applying the general formalism to the example of a noisy Floquet topological chain, we rederive and corroborate our recent findings on the noise-induced decay of topologically protected end states. These results follow directly from an expansion of the end state in eigenvectors of the Floquet superoperator.
We study the effect of noise on two-dimensional periodically driven topological phases, focusing on two examples: the anomalous Floquet-Anderson phase and the disordered Floquet-Chern phase. Both phases show an unexpected robustness against timing noise. The noise-induced decay of initially populated topological edge modes occurs in two stages: At short times, thermalization among edge modes leads to exponential decay. This is followed by slow algebraic decay ∼ n − 1 / 2 with the number of Floquet cycles n . The exponent of 1 / 2 is characteristic for one-dimensional diffusion, here occurring along the direction perpendicular to the edge. In contrast, localized modes in the bulk exhibit faster decay, ∼ n − 1 , corresponding to two-dimensional diffusion. We demonstrate these behaviors through full-scale numerical simulations and support our conclusions using analytical results based upon a phenomenological model. Our findings indicate that two-dimensional Floquet topological phases are ideal candidates for potential applications of Floquet topology, given the unavoidable presence of both quenched disorder and decoherence in experiments.
The manifestations of topology are ubiquitous in condensed matter physics. One of the most striking examples is the integer quantum Hall effect, which served as a theoretical basis for developing many classes of new materials in the last years such as topological insulators. It has been realized that topology can manifest itself also in time-dependent quantum systems. The question that we try to address in this thesis is how much of these topological structures can be harnessed in the realistic dynamics of a periodically driven closed quantum system. We investigate two kinds of topological periodically driven systems Thouless pumping and Floquet Chern insulators. Our analysis shows that the nonequilibrium occupations of the eigenvalues of the Floquet Hamiltonian, the so called quasienergies, play a crucial role. In the case of Thouless pumping we analysed the pumped charge averaged over many cycles and discovered that the corrections to perfect quantization of the pumped charge are actually quadratic in the frequency of the driving for a suddenly switched-on driving. In the case of Floquet Chern insulators, we studied fermions on the honeycomb lattice subjected to a circularly polarised field. We found that while the quasienergy bulk states can be populated in a controlled way, edge states get unavoidable excitations due to exponentially small gaps preventing adiabaticity. These defects reflect in nonequilibrium currents flowing at the edges, that can be manipulated by tailoring the parameters of the periodic driving. Nevertheless, the nonequilibrium state undergoes a generalized form of topological transition, thanks to the controlled population of bulk states. We describe it with a generalized version of the Chern marker of Bianco and Resta
The topological phases of periodically driven, or Floquet systems, rely on a perfectly periodic modulation of system parameters in time. Even the smallest deviation from periodicity leads to decoherence, causing the boundary (end) states to leak into the system's bulk. Here, we show that in one dimension this decay of topologically protected end states depends fundamentally on the nature of the bulk states: a dispersive bulk results in an exponential decay, while a localized bulk slows the decay down to a diffusive process. The localization can be due to disorder, which remarkably counteracts decoherence even when it breaks the symmetry responsible for the topological protection. We derive this result analytically, using a novel, discrete-time Floquet-Lindblad formalism and confirm our findings with the help of numerical simulations. Our results are particularly relevant for experiments, where disorder can be tailored to protect Floquet topological phases from decoherence.
Quantum technology resorts to efficient utilization of quantum resources to realize technique innovation. The systems are controlled such that their states follow the desired manners to realize different quantum protocols. However, the decoherence caused by the system-environment interactions causes the states deviating from the desired manners. How to protect quantum resources under the coexistence of active control and passive decoherence is of significance. Recent studies have revealed that the decoherence is determined by the feature of the system-environment energy spectrum: Accompanying the formation of bound states in the energy spectrum, the decoherence can be suppressed. It supplies a guideline to control decoherence. Such idea can be generalized to systems under periodic driving. By virtue of manipulating Floquet bound states in the quasienergy spectrum, coherent control via periodic driving dubbed as Floquet engineering has become a versatile tool not only in controlling decoherence, but also in artificially synthesizing exotic topological phases. We will review the progress on quantum control in open and periodically driven systems. Special attention will be paid to the distinguished role played by the bound states and their controllability via periodic driving in suppressing decoherence and generating novel topological phases.
Recent works have demonstrated that the Floquet–Bloch bands of periodically-driven systems feature a richer topological structure than their non-driven counterparts. The additional structure in the driven case arises from the periodicity of quasienergy, the energy-like quantity that defines the spectrum of a periodically-driven system. Here we develop a new paradigm for the topological classification of Floquet–Bloch bands, based on the time-dependent spectrum of the driven system's evolution operator throughout one driving period. Specifically, we show that this spectrum may host topologically-protected degeneracies at intermediate times, which control the topology of the Floquet bands of the full driving cycle. This approach provides a natural framework for incorporating the role of symmetries, enabling a unified and complete classification of Floquet–Bloch bands and yielding new insight into the topological features that distinguish driven and non-driven systems.
This thesis presents studies of the role of disorder in non-equilibrium quantum systems. The quantum states relevant to dynamics in these systems are very different from the ground state of the Hamiltonian. Two distinct systems are studied, (i) periodically driven Hamiltonians in two dimensions, and (ii) electrons in a one-dimensional lattice with power-law decaying hopping amplitudes. In the first system, the novel phases that are induced from the interplay of periodic driving, topology and disorder are studied. In the second system, the Anderson transition in all the eigenstates of the Hamiltonian are studied, as a function of the power-law exponent of the hopping amplitude. In periodically driven systems the study focuses on the effect of disorder in the nature of the topology of the steady states. First, we investigate the robustness to disorder of Floquet topological insulators (FTIs) occurring in semiconductor quantum wells. Such FTIs are generated by resonantly driving a transition between the valence and conduction band. We show that when disorder is added, the topological nature of such FTIs persists as long as there is a gap at the resonant quasienergy. For strong enough disorder, this gap closes and all the states become localized as the system undergoes a transition to a trivial insulator. Interestingly, the effects of disorder are not necessarily adverse, disorder can also induce a transition from a trivial to a topological system, thereby establishing a Floquet Topological Anderson Insulator (FTAI). Such a state would be a dynamical realization of the topological Anderson insulator. We identify the conditions on the driving field necessary for observing such a transition. We realize such a disorder induced topological Floquet spectrum in the driven honeycomb lattice and quantum well models. Finally, we show that two-dimensional periodically driven quantum systems with spatial disorder admit a unique topological phase, which we call the anomalous Floquet-Anderson insulator (AFAI). The AFAI is characterized by a quasienergy spectrum featuring chiral edge modes coexisting with a fully localized bulk. Such a spectrum is impossible for a time-independent, local Hamiltonian. These unique characteristics of the AFAI give rise to a new topologically protected nonequilibrium transport phenomenon: quantized, yet nonadiabatic, charge pumping. We identify the topological invariants that distinguish the AFAI from a trivial, fully localized phase, and show that the two phases are separated by a phase transition. The thesis also present the study of disordered systems using Wegner's Flow equations. The Flow Equation Method was proposed as a technique for studying excited states in an interacting system in one dimension. We apply this method to a one-dimensional tight binding problem with power-law decaying hoppings. This model presents a transition as a function of the exponent of the decay. It is shown that the the entire phase diagram, i.e. the delocalized, critical and localized phases in these systems can be studied using this technique. Based on this technique, we develop a strong-bond renormalization group that procedure where we solve the Flow Equations iteratively. This renormalization group approach provides a new framework to study the transition in this system.