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arXiv:1803.10331 · Physical review. B./Physical review. B

Onset of Floquet thermalization

Asmi Haldar, Roderich Moessner, Arnab Das

Published Jun 13, 2018• 95 citations
arXivHTMLPDF

Abstract

Interacting many-body quantum systems are believed to heat up unboundedly under a periodic drive as there is no local conservation law to prevent this from happening. Here, the authors show that this belief may not be generally true. Their results indicate that under strong periodic driving quantum interference may suppress the heating and may lead to a nonthermal state, remembering properties of the initial state until infinite time. This is accounted for by the emergence of an approximately conserved local quantity. The freezing is more pronounced for smaller drive frequencies, putting it beyond the scope of conventionally used high-frequency expansions.

DOI
10.1103/physrevb.97.245122

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Interacting many-body quantum systems are believed to heat up unboundedly under a periodic drive as there is no local conservation law to prevent this from happening. Here, the authors show that this belief may not be generally true. Their results indicate that under strong periodic driving quantum interference may suppress the heating and may lead to a nonthermal state, remembering properties of the initial state until infinite time. This is accounted for by the emergence of an approximately conserved local quantity. The freezing is more pronounced for smaller drive frequencies, putting it beyond the scope of conventionally used high-frequency expansions.
Periodically driven Floquet quantum many-body systems have revealed new insights into the rich interplay of thermalization and growth of entanglement. The phenomenology of , whereby a translationally invariant many-body system exhibits emergent conservation laws and a slow growth of entanglement entropy at certain fixed ratios of a drive amplitude and frequency, presents a novel paradigm for retaining memory of an initial state up to late times. Previous studies of dynamical freezing have largely been restricted to a high-frequency Floquet-Magnus expansion and numerical exact diagonalization. Both techniques are unable to capture the slow approach to thermalization, or lack thereof, in a systematic fashion. By employing Floquet , where the time-dependent part of the Hamiltonian is gradually decoupled from the effective Hamiltonian using a sequence of unitary transformations, we unveil the universal approach to dynamical freezing and beyond, at asymptotically late times. We analyze the behavior associated with the flow renormalization at and near freezing using both exact-diagonalization and tensor-network-based methods and contrast the results with the conventional prethermal phenomenon. For a generic nonintegrable spin Hamiltonian with a periodic cosine wave drive, the flow approaches an unstable fixed point with an approximate emergent symmetry. We observe that at freezing the thermalization timescales are delayed compared to away from freezing, and the flow trajectory undergoes a series of events. Our numerical results are supported by analytical solutions to the flow equations.
Periodically-driven (Floquet) quantum systems are ubiquitous in science and technology. For example, when a laser illuminates a material or an AC voltage is applied to a device, the system is well-described by a time-periodic Hamiltonian. In recent years, periodic driving has been proposed, not just as a tool to excite and probe devices, but actually as a mechanism of engineering new phases of matter, some of which have no equilibrium analog. However, with this promise comes a serious problem. Intuitively, if energy is injected into and distributed throughout a system, it is no surprise that it tends to heat up indefinitely to infinite temperature. In this thesis, we study the mechanisms of heating, i.e. the process of thermalization, in Floquet systems and propose methods to control them. Specifically, for non-interacting Floquet systems that are coupled to external bosonic and fermionic baths (e.g. laser-driven electrons in a semiconductor that interact with phonons and an external lead), we classify the relevant scattering processes that contribute to cooling/heating in the Floquet bands and suggest methods to suppress heating via bandwidth-restrictions on the baths. We find that is possible, with appropriate dissipative engineering, to stabilize a controlled incompressible nonequilibrium steady-state resembling a ground state - a state we term the "Floquet insulator." We extend this analysis to include short-range interactions that contribute additional heating processes and show, under the same framework, that heating can be controlled with dissipation. In the process, we develop a simple effective model for the Floquet band densities that captures the essence of all the Floquet scattering processes and that is useful for ballparking experimentally-relevant estimates of heating. Next, we turn our attention to strongly-interacting closed Floquet systems and study how heating emerges through a proliferation of resonances. We find a novel integrable point governing the strong-interaction limit of the Floquet system and examine the breakdown of integrability via the proliferation of resonances. We observe two distinct scaling regimes, attributed to non-thermal and thermal behavior, and discover a power-law scaling of the crossover between them as a function of system size. The lingering ergodicity-breaking effects of the conserved quantities in the vicinity (in parameter space) of the integrable point at finite size is a phenomena we term "near-integrability." These results suggest that small quantum systems, which are accessible currently in many platforms (e.g. trapped ions, cold atoms, superconducting devices), intrinsically host non-thermal states that one may be able to utilize to avoid heating. Furthermore, our results suggest a "dual" interpretation, in the thermodynamic limit, that a periodically-driven system exhibits prethermalization as a power-law in interaction strength.
We investigate a class of periodically driven many-body systems that allows us to extend the phenomenon of prethermalization to the vicinity of isolated intermediate-to-low drive frequencies away from the high-frequency limit. We provide numerical evidence for the formation of a parametrically long-lived prethermal plateau, captured by an effective Floquet Hamiltonian computed using the replica inverse-frequency expansion, and demonstrate its stability w.r.t.~random perturbations in the drive period. Considering exclusively nonintegrable Floquet Hamiltonians, we find that heating rates are non-universal: we observe Fermi's Golden Rule scaling, power-law scaling inconsistent with the Golden Rule, and non-power law scaling, depending on the drive. Despite the asymptotic character of the inverse-frequency expansion, we show that it describes the thermostatic properties of the state all along the evolution up to infinite temperature, with higher-order terms improving the accuracy. Our results suggest a dynamical mechanism to gradually increase temperature in isolated quantum simulators, such as ultracold atoms, and open up an alternative possibility to investigate thermal phase transitions and the interplay between thermal and quantum criticality using Floquet drives.
We study the dynamics and stability in a strongly interacting resonantly driven two-band model. Using exact numerical simulations, we find a stable regime at large driving frequencies where the time evolution is governed by a local Floquet Hamiltonian that is approximately conserved out to very long times. For slow driving, on the other hand, the system becomes unstable and heats up to infinite temperature. While thermalization is relatively fast in these two regimes (but to different ``temperatures''), in the crossover between them we find slow nonthermalizing time evolution: temporal fluctuations become strong and temporal correlations long lived. Microscopically, we trace back the origin of this nonthermalizing time evolution to the properties of rare Floquet many-body resonances, whose proliferation at lower driving frequency removes the approximate energy conservation, and thus produces thermalization to infinite temperature.
A periodically driven quantum many-body system is believed to approach a locally infinite-temperature-like state as dictated by the ergodicity hypothesis, when all the couplings/parameters are of the same order. When the drive is stronger than a threshold value, a large class of systems is shown to break this mandate, exhibiting Dynamical Freezing (DF): ergodicity is broken due to the emergence of local operators with permanent memory of their initial values (PRX 11, 021008, 2021). However, an exception to DF has recently been noted in a particular setting (PRX 16, 011041, 2026). Here we identify the condition for ergodicity-breaking in a system under strong drive, and show how to stabilize DF by exact, local engineering. We further show that the Floquet Hamiltonian Heff=(i/T)ln⁡[U(T)]H_{eff} = (i/T)\ln{[U(T)]}Heff​=(i/T)ln[U(T)] is non-local when ordered by spin-flips, in a non-DF system, while it turns quasi-local under our simple, local DF engineering that keeps the Hamiltonian H(t)H(t)H(t) still non-integrable at each ttt. This perplexing non-universality is absent in equilibrium, where non-integrability is believed to imply ergodicity and thermalization universally. Our work paves a way to engineering novel ergodicity-broken interacting Floquet phases of matter in various quantum platforms, and also endows DF-assisted quantum error mitigation and state stabilization techniques (see Nature 653, 1027 (2026)) with unprecedented versatility and flexibility.
We investigate a class of periodically driven many-body systems that allows us to extend the phenomenon of prethermalization to the vicinity of isolated intermediate-to-low drive frequencies away from the high-frequency limit. We provide numerical evidence for the formation of a parametrically long-lived prethermal plateau, captured by an effective Floquet Hamiltonian computed using the replica inverse-frequency expansion, and demonstrate its stability with respect to random perturbations in the drive period. Considering exclusively nonintegrable Floquet Hamiltonians, we find that heating rates are nonuniversal: we observe Fermi's golden rule scaling, power-law scaling inconsistent with the golden rule, and non-power-law scaling, depending on the drive. Despite the asymptotic character of the inverse-frequency expansion, we show that it describes the thermostatic properties of the state all along the evolution up to infinite temperature, with higher-order terms improving the accuracy. Our results suggest a dynamical mechanism to gradually increase the temperature in isolated quantum simulators, such as ultracold atoms, and open up an alternative possibility to investigate thermal phase transitions and the interplay between thermal and quantum criticality using Floquet drives.