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arXiv:1512.02119 · Physical review. B./Physical review. B

Heating and many-body resonances in a periodically driven two-band system

Marin Bukov, Markus Heyl, David A. Huse, Anatoli Polkovnikov

Published Apr 18, 2016• 116 citations
arXivHTMLPDF

Abstract

We study the dynamics and stability in a strongly interacting resonantly driven two-band model. Using exact numerical simulations, we find a stable regime at large driving frequencies where the time evolution is governed by a local Floquet Hamiltonian that is approximately conserved out to very long times. For slow driving, on the other hand, the system becomes unstable and heats up to infinite temperature. While thermalization is relatively fast in these two regimes (but to different ``temperatures''), in the crossover between them we find slow nonthermalizing time evolution: temporal fluctuations become strong and temporal correlations long lived. Microscopically, we trace back the origin of this nonthermalizing time evolution to the properties of rare Floquet many-body resonances, whose proliferation at lower driving frequency removes the approximate energy conservation, and thus produces thermalization to infinite temperature.

DOI
10.1103/physrevb.93.155132

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We study the dynamics and stability in a strongly interacting resonantly driven two-band model. Using exact numerical simulations, we find a stable regime at large driving frequencies where the time evolution is governed by a local Floquet Hamiltonian that is approximately conserved out to very long times. For slow driving, on the other hand, the system becomes unstable and heats up to infinite temperature. While thermalization is relatively fast in these two regimes (but to different ``temperatures''), in the crossover between them we find slow nonthermalizing time evolution: temporal fluctuations become strong and temporal correlations long lived. Microscopically, we trace back the origin of this nonthermalizing time evolution to the properties of rare Floquet many-body resonances, whose proliferation at lower driving frequency removes the approximate energy conservation, and thus produces thermalization to infinite temperature.
We study the dynamics of the Fermi-Hubbard model driven by a time-periodic modulation of the interaction within nonequilibrium dynamical mean-field theory. For moderate interaction, we find clear evidence of thermalization to a genuine infinite-temperature state with no residual oscillations. Quite differently, in the strongly correlated regime, we find a quasistationary extremely long-lived state with oscillations synchronized with the drive (Floquet prethermalization). Remarkably, the nature of this state dramatically changes upon tuning the drive frequency. In particular, we show the existence of a critical frequency at which the system rapidly thermalizes despite the large interaction. We characterize this resonant thermalization and provide an analytical understanding in terms of a breakdown of the periodic Schrieffer-Wolff transformation.
Periodically-driven (Floquet) quantum systems are ubiquitous in science and technology. For example, when a laser illuminates a material or an AC voltage is applied to a device, the system is well-described by a time-periodic Hamiltonian. In recent years, periodic driving has been proposed, not just as a tool to excite and probe devices, but actually as a mechanism of engineering new phases of matter, some of which have no equilibrium analog. However, with this promise comes a serious problem. Intuitively, if energy is injected into and distributed throughout a system, it is no surprise that it tends to heat up indefinitely to infinite temperature. In this thesis, we study the mechanisms of heating, i.e. the process of thermalization, in Floquet systems and propose methods to control them. Specifically, for non-interacting Floquet systems that are coupled to external bosonic and fermionic baths (e.g. laser-driven electrons in a semiconductor that interact with phonons and an external lead), we classify the relevant scattering processes that contribute to cooling/heating in the Floquet bands and suggest methods to suppress heating via bandwidth-restrictions on the baths. We find that is possible, with appropriate dissipative engineering, to stabilize a controlled incompressible nonequilibrium steady-state resembling a ground state - a state we term the "Floquet insulator." We extend this analysis to include short-range interactions that contribute additional heating processes and show, under the same framework, that heating can be controlled with dissipation. In the process, we develop a simple effective model for the Floquet band densities that captures the essence of all the Floquet scattering processes and that is useful for ballparking experimentally-relevant estimates of heating. Next, we turn our attention to strongly-interacting closed Floquet systems and study how heating emerges through a proliferation of resonances. We find a novel integrable point governing the strong-interaction limit of the Floquet system and examine the breakdown of integrability via the proliferation of resonances. We observe two distinct scaling regimes, attributed to non-thermal and thermal behavior, and discover a power-law scaling of the crossover between them as a function of system size. The lingering ergodicity-breaking effects of the conserved quantities in the vicinity (in parameter space) of the integrable point at finite size is a phenomena we term "near-integrability." These results suggest that small quantum systems, which are accessible currently in many platforms (e.g. trapped ions, cold atoms, superconducting devices), intrinsically host non-thermal states that one may be able to utilize to avoid heating. Furthermore, our results suggest a "dual" interpretation, in the thermodynamic limit, that a periodically-driven system exhibits prethermalization as a power-law in interaction strength.
Periodically driven many-body systems generally heat towards a featureless 'infinite-temperature' state. As an alternative to uniform heating in a clean system, here we establish a Floquet superheating regime, where fast heating nucleates at ''hot spots" generated by rare fluctuations in the local energy with respect to an appropriate effective Hamiltonian. Striking macroscopic consequences include exceptionally long-lived prethermalization and non-ergodic bimodal distributions of macroscopic observables. Superheating is predicated on a heating rate depending strongly on the local fluctuation; in our example, this is supplied by a sharp state-selective spin-echo, where the energy absorption is strongly suppressed for low-energy states, while thermal fluctuations open up excessive heating channels. A simple phenomenological theory is developed to show the existence of a critical droplet size, which incorporates heating by the driving field as well as the heat current out of the droplet. Our results shine light on a new heating mechanism and suggest new routes towards stabilizing non-equilibrium phases of matter in driven systems.
We establish some general dynamical properties of quantum many-body systems that are subject to a high-frequency periodic driving. We prove that such systems have a quasiconserved extensive quantity H∗{H}_{*}H∗​, which plays the role of an effective static Hamiltonian. The dynamics of the system (e.g., evolution of any local observable) is well approximated by the evolution with the Hamiltonian H∗{H}_{*}H∗​ up to time ${\ensuremath{\tau}}_{*}$, which is exponentially large in the driving frequency. We further show that the energy absorption rate is exponentially small in the driving frequency. In cases where H∗{H}_{*}H∗​ is ergodic, the driven system prethermalizes to a thermal state described by H∗{H}_{*}H∗​ at intermediate times $t\ensuremath{\lesssim}{\ensuremath{\tau}}_{*}$, eventually heating up to an infinite-temperature state after times $t\ensuremath{\sim}{\ensuremath{\tau}}_{*}$. Our results indicate that rapidly driven many-body systems generically exhibit prethermalization and very slow heating. We briefly discuss implications for experiments which realize topological states by periodic driving.
We investigate a class of periodically driven many-body systems that allows us to extend the phenomenon of prethermalization to the vicinity of isolated intermediate-to-low drive frequencies away from the high-frequency limit. We provide numerical evidence for the formation of a parametrically long-lived prethermal plateau, captured by an effective Floquet Hamiltonian computed using the replica inverse-frequency expansion, and demonstrate its stability with respect to random perturbations in the drive period. Considering exclusively nonintegrable Floquet Hamiltonians, we find that heating rates are nonuniversal: we observe Fermi's golden rule scaling, power-law scaling inconsistent with the golden rule, and non-power-law scaling, depending on the drive. Despite the asymptotic character of the inverse-frequency expansion, we show that it describes the thermostatic properties of the state all along the evolution up to infinite temperature, with higher-order terms improving the accuracy. Our results suggest a dynamical mechanism to gradually increase the temperature in isolated quantum simulators, such as ultracold atoms, and open up an alternative possibility to investigate thermal phase transitions and the interplay between thermal and quantum criticality using Floquet drives.
We investigate a class of periodically driven many-body systems that allows us to extend the phenomenon of prethermalization to the vicinity of isolated intermediate-to-low drive frequencies away from the high-frequency limit. We provide numerical evidence for the formation of a parametrically long-lived prethermal plateau, captured by an effective Floquet Hamiltonian computed using the replica inverse-frequency expansion, and demonstrate its stability w.r.t.~random perturbations in the drive period. Considering exclusively nonintegrable Floquet Hamiltonians, we find that heating rates are non-universal: we observe Fermi's Golden Rule scaling, power-law scaling inconsistent with the Golden Rule, and non-power law scaling, depending on the drive. Despite the asymptotic character of the inverse-frequency expansion, we show that it describes the thermostatic properties of the state all along the evolution up to infinite temperature, with higher-order terms improving the accuracy. Our results suggest a dynamical mechanism to gradually increase temperature in isolated quantum simulators, such as ultracold atoms, and open up an alternative possibility to investigate thermal phase transitions and the interplay between thermal and quantum criticality using Floquet drives.